FAWCETT JR ROBERT A reported 1 transaction at SB FINANCIAL GROUP, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 12/31/2019ACC: 0001261696-19-000001
Director
Since Dec 2019
-23.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
2.48K acquired · 2.50K disposed
Non-Derivative Transactions1
COMMON STOCK
Direct
Shares
+2.48K
Price / share
—
Trade value
—
% of position
33.1%
12/26/2019
7.49K→9.96K
Total
Net shares
+2.48K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK Direct | 12/26/2019 | C · Conversion | +2.48K | — | — | 33.1% | 7.49K | 9.96K |
| Total | +2.48K | $0.00 | ||||||
Derivative Transactions1
SERIES A 6.50% PREFERRED STOCK
Direct
Converts to
COMMON STOCK
2.48K shares
Shares
−2.50K
Strike price
0
Held after
0.00
Exercisable
—
12/26/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| SERIES A 6.50% PREFERRED STOCK Direct | COMMON STOCK2.48K shares | 12/26/2019 | C · Conversion | −2.50K | 0 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
COMMON STOCK
IndirectShares owned3.77K
Total
3.77K indirect3.77K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| COMMON STOCK | 3.77K | Indirect |
| Total | 3.77K | 3.77K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported