FAVARON RODNEY C sold 19.4% of their position (37.67K shares) of UPLAND SOFTWARE, INC. on the open market

Open‑market sale worth $1.77M — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales

FAVARON RODNEY C

Filed: 12/21/2020ACC: 0001622461-20-000008

InsiderFAVARON RODNEY CCIK 1622461

→

IssuerUPLAND SOFTWARE, INC.CIK 1505155

Director

Since Aug 2018

-37.67K

Net shares

Net seller

$1.77M

Total sold

Open market trades

0B · 2S

Total transactions

31.42K acquired · 69.09K disposed

Non-Derivative Transactions5

Common Stock

Direct

M · Option Exercise

+10.88K

Price / share

$7.74

Trade value

$84.24K

% of position

6.7%

12/17/2020

162.93K→173.81K

Common Stock

Direct

M · Option Exercise

+15.93K

Price / share

$7.79

Trade value

$124.09K

% of position

9.2%

12/17/2020

173.81K→189.74K

Common Stock

Direct

S · Sale

−26.81K

Price / share

$47.00

Trade value

$1.26M

% of position

14.1%

12/17/2020

189.74K→162.93K

Common Stock

Direct

M · Option Exercise

+4.60K

Price / share

$7.74

Trade value

$35.63K

% of position

2.8%

12/17/2020

162.93K→167.53K

Common Stock

Direct

S · Sale

−10.86K

Price / share

$47.00

Trade value

$510.51K

% of position

6.5%

12/17/2020

167.53K→156.67K

Total

Net shares

−6.26K

Net value

-$1.53M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/17/2020	M · Option Exercise	+10.88K	$7.74	$84.24K	6.7%	162.93K	173.81K
Common Stock Direct	12/17/2020	M · Option Exercise	+15.93K	$7.79	$124.09K	9.2%	173.81K	189.74K
Common Stock Direct	12/17/2020	S · Sale	−26.81K	$47.00	$1.26M	14.1%	189.74K	162.93K
Common Stock Direct	12/17/2020	M · Option Exercise	+4.60K	$7.74	$35.63K	2.8%	162.93K	167.53K
Common Stock Direct	12/17/2020	S · Sale	−10.86K	$47.00	$510.51K	6.5%	167.53K	156.67K
Total			−6.26K		-$1.53M

Derivative Transactions3

Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

10.88K shares

−10.88K

Strike price

7.74

Held after

4.60K

Exercisable

—

12/17/2020

Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

15.93K shares

−15.93K

Strike price

7.79

Held after

0.00

Exercisable

—

12/17/2020

Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

4.60K shares

−4.60K

Strike price

7.74

Held after

0.00

Exercisable

—

12/17/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (right to buy) Direct	Common Stock10.88K shares	12/17/2020	M · Option Exercise	−10.88K	7.74	—	4.60K
Stock Option (right to buy) Direct	Common Stock15.93K shares	12/17/2020	M · Option Exercise	−15.93K	7.79	—	0.00
Stock Option (right to buy) Direct	Common Stock4.60K shares	12/17/2020	M · Option Exercise	−4.60K	7.74	—	0.00