FAUST THOMAS E JR (CEO) received a stock award from MIRROR MERGER SUB 2, LLC

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

FAUST THOMAS E JR

Filed: 2/26/2021ACC: 0001225208-21-003961

InsiderFAUST THOMAS E JRCIK 1225367

→

IssuerMIRROR MERGER SUB 2, LLCCIK 350797

DirectorOfficer· CEO

Since Oct 2018

+28.82K

Net shares

Net buyer

$11.2K

Total acquired

Open market trades

0B · 0S

Total transactions

28.82K acquired

Non-Derivative Transactions1

Eaton Vance Corp. Non-voting Common Stock

Direct

A · Award

+365.00

Price / share

$30.79

Trade value

$11.24K

% of position

0.0%

11/1/2020

3.14M→3.15M

Total

Net shares

+365.00

Net value

$11.24K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Eaton Vance Corp. Non-voting Common Stock Direct	11/1/2020	A · Award	+365.00	$30.79	$11.24K	0.0%	3.14M	3.15M
Total			+365.00		$11.24K

Derivative Transactions1

Restricted Stock Unit

Direct

A · Award

Converts to

Eaton Vance Corp. Non-voting Common Stock

28.45K shares

+28.45K

Strike price

0.0000

Held after

28.45K

Exercisable

—

2/25/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Unit Direct	Eaton Vance Corp. Non-voting Common Stock28.45K shares	2/25/2021	A · Award	+28.45K	0.0000	—	28.45K

Non-Derivative Holdings (Post-Transaction)3

Voting Trust Receipt

Direct

Shares owned74.28K

Eaton Vance Corp. Non-voting Common Stock

Indirect

Shares owned6.20K

Eaton Vance Corp. Common Stock (Voting)

Indirect

Shares owned74.28K

Total

74.28K direct·80.48K indirect154.75K

Security Title	Shares Owned	Ownership Type
Voting Trust Receipt	74.28K	Direct
Eaton Vance Corp. Non-voting Common Stock	6.20K	Indirect
Eaton Vance Corp. Common Stock (Voting)	74.28K	Indirect
Total	154.75K	74.28K direct·80.48K indirect

Derivative Holdings (Post-Transaction)10

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

258.41K

Shares owned

258.41K

Exercise price

28.2270

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

310.60K

Shares owned

310.60K

Exercise price

24.4595

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

446.70K

Shares owned

446.70K

Exercise price

34.8400

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

342.64K

Shares owned

342.64K

Exercise price

36.7100

Expiration

—

Exercise window

—

Restricted Stock Unit

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

102.76K

Shares owned

102.76K

Exercise price

0.0000

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

358.34K

Shares owned

358.34K

Exercise price

36.7600

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

221.26K

Shares owned

221.26K

Exercise price

41.9000

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

331.06K

Shares owned

331.06K

Exercise price

46.1500

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

314.94K

Shares owned

314.94K

Exercise price

45.5000

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

233.44K

Shares owned

233.44K

Exercise price

50.6700

Expiration

—

Exercise window

—

Total

Underlying

2.92M

Owned

2.92M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	28.2270	—	—	258.41K	258.41K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	24.4595	—	—	310.60K	310.60K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	34.8400	—	—	446.70K	446.70K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	36.7100	—	—	342.64K	342.64K
Restricted Stock Unit Direct	Eaton Vance Corp. Non-voting Common Stock	0.0000	—	—	102.76K	102.76K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	36.7600	—	—	358.34K	358.34K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	41.9000	—	—	221.26K	221.26K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	46.1500	—	—	331.06K	331.06K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	45.5000	—	—	314.94K	314.94K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	50.6700	—	—	233.44K	233.44K
Total					2.92M	2.92M