FAUST THOMAS E JR

Filed: 2/17/2021ACC: 0001225208-21-002740

InsiderFAUST THOMAS E JRCIK 1225367

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IssuerMIRROR MERGER SUB 2, LLCCIK 350797

DirectorOfficer· CEO

Since Oct 2018

+536.31

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

536.31 acquired

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions1

Restricted Stock Unit

Direct

A · Award

Converts to

Eaton Vance Corp. Non-voting Common Stock

536.31 shares

+536.31

Strike price

0.0000

Held after

102.76K

Exercisable

—

2/12/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Unit Direct	Eaton Vance Corp. Non-voting Common Stock536.31 shares	2/12/2021	A · Award	+536.31	0.0000	—	102.76K

Non-Derivative Holdings (Post-Transaction)4

Eaton Vance Corp. Non-voting Common Stock

Direct

Shares owned3.19M

Voting Trust Receipt

Direct

Shares owned74.28K

Eaton Vance Corp. Non-voting Common Stock

Indirect

Shares owned6.20K

Eaton Vance Corp. Common Stock (Voting)

Indirect

Shares owned74.28K

Total

3.27M direct·80.48K indirect3.35M

Security Title	Shares Owned	Ownership Type
Eaton Vance Corp. Non-voting Common Stock	3.19M	Direct
Voting Trust Receipt	74.28K	Direct
Eaton Vance Corp. Non-voting Common Stock	6.20K	Indirect
Eaton Vance Corp. Common Stock (Voting)	74.28K	Indirect
Total	3.35M	3.27M direct·80.48K indirect

Derivative Holdings (Post-Transaction)9

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

358.34K

Shares owned

358.34K

Exercise price

36.7600

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

310.60K

Shares owned

310.60K

Exercise price

24.4595

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

233.44K

Shares owned

233.44K

Exercise price

50.6700

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

221.26K

Shares owned

221.26K

Exercise price

41.9000

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

314.94K

Shares owned

314.94K

Exercise price

45.5000

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

258.41K

Shares owned

258.41K

Exercise price

28.2270

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

446.70K

Shares owned

446.70K

Exercise price

34.8400

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

342.64K

Shares owned

342.64K

Exercise price

36.7100

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

331.06K

Shares owned

331.06K

Exercise price

46.1500

Expiration

—

Exercise window

—

Total

Underlying

2.82M

Owned

2.82M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	36.7600	—	—	358.34K	358.34K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	24.4595	—	—	310.60K	310.60K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	50.6700	—	—	233.44K	233.44K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	41.9000	—	—	221.26K	221.26K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	45.5000	—	—	314.94K	314.94K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	28.2270	—	—	258.41K	258.41K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	34.8400	—	—	446.70K	446.70K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	36.7100	—	—	342.64K	342.64K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	46.1500	—	—	331.06K	331.06K
Total					2.82M	2.82M