FAULKES MARTIN CHARLES exercised options at VOLITIONRX LTD
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 7/23/2020ACC: 0001078782-20-000559
-50.34K
Net shares
Net seller
$198.8K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
60K acquired · 110.34K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+30K
Price / share
$2.50
Trade value
$75K
% of position
1.9%
7/21/2020
1.56M→1.59M
Common Stock
Direct
Shares
−24.16K
Price / share
$3.95
Trade value
$95.45K
% of position
1.5%
7/21/2020
1.59M→1.57M
Common Stock
Direct
Shares
+30K
Price / share
$3.00
Trade value
$90K
% of position
1.9%
7/21/2020
1.57M→1.60M
Common Stock
Direct
Shares
−26.18K
Price / share
$3.95
Trade value
$103.40K
% of position
1.6%
7/21/2020
1.60M→1.57M
Total
Net shares
+9.66K
Net value
-$33.85K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/21/2020 | M · Option Exercise | +30K | $2.50 | $75K | 1.9% | 1.56M | 1.59M |
| Common Stock Direct | 7/21/2020 | F · Tax Withholding | −24.16K | $3.95 | $95.45K | 1.5% | 1.59M | 1.57M |
| Common Stock Direct | 7/21/2020 | M · Option Exercise | +30K | $3.00 | $90K | 1.9% | 1.57M | 1.60M |
| Common Stock Direct | 7/21/2020 | F · Tax Withholding | −26.18K | $3.95 | $103.40K | 1.6% | 1.60M | 1.57M |
| Total | +9.66K | -$33.85K | ||||||
Derivative Transactions2
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
30K shares
Shares
−30K
Strike price
2.5
Held after
0.00
Exercisable
—
7/21/2020
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
30K shares
Shares
−30K
Strike price
3
Held after
0.00
Exercisable
—
7/21/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock30K shares | 7/21/2020 | M · Option Exercise | −30K | 2.5 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock30K shares | 7/21/2020 | M · Option Exercise | −30K | 3 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned356K
Total
356K indirect356K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 356K | Indirect |
| Total | 356K | 356K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported