FASSINO ANTHONY D. (Group President) sold 26.1% of their position (16.28K shares) of CATERPILLAR INC on the open market
Open‑market sale worth $14.93M — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 2 sales
Filed: 5/12/2026ACC: 0001104659-26-059243
Officer· Group President
Since Jan 2021
-21.40K
Net shares
Net seller
$19.63M
Total sold
2
Open market trades
0B · 2S
5
Total transactions
21.40K acquired · 42.81K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+21.40K
Price / share
$219.76
Trade value
$4.70M
% of position
46.5%
5/11/2026
46.04K→67.44K
Common Stock
Direct
Shares
−5.12K
Price / share
$918.65
Trade value
$4.70M
% of position
7.6%
5/11/2026
67.44K→62.32K
Common Stock
Direct
Shares
−15.44K
Price / share
$916.75
Trade value
$14.15M
% of position
24.8%
5/11/2026
62.32K→46.88K
Common Stock
Direct
Shares
−843.00
Price / share
$917.73
Trade value
$773.65K
% of position
1.8%
5/11/2026
46.88K→46.04K
Total
Net shares
+0.00
Net value
-$14.93M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/11/2026 | M · Option Exercise | +21.40K | $219.76 | $4.70M | 46.5% | 46.04K | 67.44K |
| Common Stock Direct | 5/11/2026 | F · Tax Withholding | −5.12K | $918.65 | $4.70M | 7.6% | 67.44K | 62.32K |
| Common Stock Direct | 5/11/2026 | S · Sale | −15.44K | $916.75 | $14.15M | 24.8% | 62.32K | 46.88K |
| Common Stock Direct | 5/11/2026 | S · Sale | −843.00 | $917.73 | $773.65K | 1.8% | 46.88K | 46.04K |
| Total | +0.00 | -$14.93M | ||||||
Derivative Transactions1
Employee Stock Options
Direct
Converts to
Common Stock
21.40K shares
Shares
−21.40K
Strike price
219.76
Held after
0.00
Exercisable
—
5/11/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Options Direct | Common Stock21.40K shares | 5/11/2026 | M · Option Exercise | −21.40K | 219.76 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned1.51K
Total
1.51K indirect1.51K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.51K | Indirect |
| Total | 1.51K | 1.51K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported