FASSINO ANTHONY D. (Group President) sold 16.6% of their position (9.15K shares) of CATERPILLAR INC on the open market
Open‑market sale worth $8.48M — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 2 sales
Filed: 5/7/2026ACC: 0001104659-26-057311
Officer· Group President
Since Jan 2021
-12K
Net shares
Net seller
$11.11M
Total sold
2
Open market trades
0B · 2S
5
Total transactions
12K acquired · 24K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+12K
Price / share
$219.76
Trade value
$2.64M
% of position
26.1%
5/6/2026
46.04K→58.04K
Common Stock
Direct
Shares
−2.85K
Price / share
$925.74
Trade value
$2.64M
% of position
4.9%
5/6/2026
58.04K→55.19K
Common Stock
Direct
Shares
−8.80K
Price / share
$926.23
Trade value
$8.15M
% of position
15.9%
5/6/2026
55.19K→46.39K
Common Stock
Direct
Shares
−350.00
Price / share
$926.83
Trade value
$324.39K
% of position
0.8%
5/6/2026
46.39K→46.04K
Total
Net shares
+0.00
Net value
-$8.48M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/6/2026 | M · Option Exercise | +12K | $219.76 | $2.64M | 26.1% | 46.04K | 58.04K |
| Common Stock Direct | 5/6/2026 | F · Tax Withholding | −2.85K | $925.74 | $2.64M | 4.9% | 58.04K | 55.19K |
| Common Stock Direct | 5/6/2026 | S · Sale | −8.80K | $926.23 | $8.15M | 15.9% | 55.19K | 46.39K |
| Common Stock Direct | 5/6/2026 | S · Sale | −350.00 | $926.83 | $324.39K | 0.8% | 46.39K | 46.04K |
| Total | +0.00 | -$8.48M | ||||||
Derivative Transactions1
Employee Stock Options
Direct
Converts to
Common Stock
12K shares
Shares
−12K
Strike price
219.76
Held after
21.40K
Exercisable
—
5/6/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Options Direct | Common Stock12K shares | 5/6/2026 | M · Option Exercise | −12K | 219.76 | — | 21.40K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned1.51K
Total
1.51K indirect1.51K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.51K | Indirect |
| Total | 1.51K | 1.51K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported