FASSINO ANTHONY D. (Group President) sold 14.5% of their position (7.89K shares) of CATERPILLAR INC on the open market
Open‑market sale worth $6.13M — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 2/17/2026ACC: 0001104659-26-016072
Officer· Group President
Since Jan 2021
-11K
Net shares
Net seller
$8.55M
Total sold
1
Open market trades
0B · 1S
4
Total transactions
11K acquired · 22K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+11K
Price / share
$219.76
Trade value
$2.42M
% of position
23.6%
2/13/2026
46.64K→57.64K
Common Stock
Direct
Shares
−3.11K
Price / share
$777.41
Trade value
$2.42M
% of position
5.4%
2/13/2026
57.64K→54.53K
Common Stock
Direct
Shares
−7.89K
Price / share
$776.90
Trade value
$6.13M
% of position
14.5%
2/13/2026
54.53K→46.64K
Total
Net shares
+0.00
Net value
-$6.13M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/13/2026 | M · Option Exercise | +11K | $219.76 | $2.42M | 23.6% | 46.64K | 57.64K |
| Common Stock Direct | 2/13/2026 | F · Tax Withholding | −3.11K | $777.41 | $2.42M | 5.4% | 57.64K | 54.53K |
| Common Stock Direct | 2/13/2026 | S · Sale | −7.89K | $776.90 | $6.13M | 14.5% | 54.53K | 46.64K |
| Total | +0.00 | -$6.13M | ||||||
Derivative Transactions1
Employee Stock Options
Direct
Converts to
Common Stock
11K shares
Shares
−11K
Strike price
219.76
Held after
33.40K
Exercisable
—
2/13/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Options Direct | Common Stock11K shares | 2/13/2026 | M · Option Exercise | −11K | 219.76 | — | 33.40K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned1.50K
Total
1.50K indirect1.50K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.50K | Indirect |
| Total | 1.50K | 1.50K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported