FARR STEPHEN J (President and CEO) exercised options at ZOGENIX, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

FARR STEPHEN J

Filed: 3/17/2021ACC: 0001375151-21-000021

InsiderFARR STEPHEN JCIK 1247666

→

IssuerZOGENIX, INC.CIK 1375151

DirectorOfficer· President and CEO

Since Oct 2018

-5.84K

Net shares

Net seller

$120.8K

Total sold

Open market trades

0B · 0S

Total transactions

16.88K acquired · 22.71K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+5K

Price / share

—

Trade value

—

% of position

6.3%

3/15/2021

79.80K→84.80K

Common Stock

Direct

F · Tax Withholding

−1.73K

Price / share

$20.70

Trade value

$35.79K

% of position

2.0%

3/15/2021

84.80K→83.07K

Common Stock

Direct

M · Option Exercise

+5K

Price / share

—

Trade value

—

% of position

6.0%

3/15/2021

83.07K→88.07K

Common Stock

Direct

F · Tax Withholding

−1.73K

Price / share

$20.70

Trade value

$35.79K

% of position

2.0%

3/15/2021

88.07K→86.34K

Common Stock

Direct

M · Option Exercise

+6.88K

Price / share

—

Trade value

—

% of position

8.0%

3/15/2021

86.34K→93.21K

Common Stock

Direct

F · Tax Withholding

−2.38K

Price / share

$20.70

Trade value

$49.22K

% of position

2.6%

3/15/2021

93.21K→90.83K

Total

Net shares

+11.04K

Net value

-$120.81K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/15/2021	M · Option Exercise	+5K	—	—	6.3%	79.80K	84.80K
Common Stock Direct	3/15/2021	F · Tax Withholding	−1.73K	$20.70	$35.79K	2.0%	84.80K	83.07K
Common Stock Direct	3/15/2021	M · Option Exercise	+5K	—	—	6.0%	83.07K	88.07K
Common Stock Direct	3/15/2021	F · Tax Withholding	−1.73K	$20.70	$35.79K	2.0%	88.07K	86.34K
Common Stock Direct	3/15/2021	M · Option Exercise	+6.88K	—	—	8.0%	86.34K	93.21K
Common Stock Direct	3/15/2021	F · Tax Withholding	−2.38K	$20.70	$49.22K	2.6%	93.21K	90.83K
Total			+11.04K		-$120.81K

Derivative Transactions3

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

5K shares

−5K

Strike price

Held after

Exercisable

—

3/15/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

5K shares

−5K

Strike price

Held after

15K

Exercisable

—

3/15/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

6.88K shares

−6.88K

Strike price

Held after

20.63K

Exercisable

—

3/15/2021

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock5K shares	3/15/2021	M · Option Exercise	−5K	—	5K
Restricted Stock Units Direct	Common Stock5K shares	3/15/2021	M · Option Exercise	−5K	—	15K
Restricted Stock Units Direct	Common Stock6.88K shares	3/15/2021	M · Option Exercise	−6.88K	—	20.63K