FARR STEPHEN J (President and CEO) exercised options at ZOGENIX, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 3/17/2020ACC: 0001375151-20-000038
DirectorOfficer· President and CEO
Since Oct 2018
-4.96K
Net shares
Net seller
$109.2K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
10K acquired · 14.96K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+5K
Price / share
—
Trade value
—
% of position
8.8%
3/15/2020
56.71K→61.71K
Common Stock
Direct
Shares
−2.48K
Price / share
$22.01
Trade value
$54.58K
% of position
4.0%
3/15/2020
61.71K→59.23K
Common Stock
Direct
Shares
+5K
Price / share
—
Trade value
—
% of position
8.4%
3/15/2020
59.23K→64.23K
Common Stock
Direct
Shares
−2.48K
Price / share
$22.01
Trade value
$54.58K
% of position
3.9%
3/15/2020
64.23K→61.75K
Total
Net shares
+5.04K
Net value
-$109.17K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/15/2020 | M · Option Exercise | +5K | — | — | 8.8% | 56.71K | 61.71K |
| Common Stock Direct | 3/15/2020 | F · Tax Withholding | −2.48K | $22.01 | $54.58K | 4.0% | 61.71K | 59.23K |
| Common Stock Direct | 3/15/2020 | M · Option Exercise | +5K | — | — | 8.4% | 59.23K | 64.23K |
| Common Stock Direct | 3/15/2020 | F · Tax Withholding | −2.48K | $22.01 | $54.58K | 3.9% | 64.23K | 61.75K |
| Total | +5.04K | -$109.17K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
5K shares
Shares
−5K
Strike price
Held after
10K
Exercisable
—
3/15/2020
Restricted Stock Units
Direct
Converts to
Common Stock
5K shares
Shares
−5K
Strike price
Held after
15K
Exercisable
—
3/15/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock5K shares | 3/15/2020 | M · Option Exercise | −5K | — | 10K | |
| Restricted Stock Units Direct | Common Stock5K shares | 3/15/2020 | M · Option Exercise | −5K | — | 15K |