FARR STEPHEN J (President and CEO) sold 38.3% of their position (34.23K shares) of ZOGENIX, INC. on the open market

Open‑market sale worth $1.64M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales

FARR STEPHEN J

Filed: 7/5/2019ACC: 0001375151-19-000090

InsiderFARR STEPHEN JCIK 1247666

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IssuerZOGENIX, INC.CIK 1375151

DirectorOfficer· President and CEO

Since Oct 2018

-34.23K

Net shares

Net seller

$1.64M

Total sold

Open market trades

0B · 2S

Total transactions

34.23K acquired · 68.45K disposed

Non-Derivative Transactions5

Common Stock

Direct

M · Option Exercise

+9.38K

Price / share

$32.00

Trade value

$300K

% of position

17.0%

7/3/2019

55.16K→64.53K

Common Stock

Direct

M · Option Exercise

+787.00

Price / share

$10.35

Trade value

$8.15K

% of position

1.2%

7/3/2019

64.53K→65.32K

Common Stock

Direct

M · Option Exercise

+24.06K

Price / share

$10.20

Trade value

$245.44K

% of position

36.8%

7/3/2019

65.32K→89.38K

Common Stock

Direct

S · Sale

−14.35K

Price / share

$47.80

Trade value

$686.07K

% of position

16.1%

7/3/2019

89.38K→75.03K

Common Stock

Direct

S · Sale

−19.87K

Price / share

$48.16

Trade value

$957.09K

% of position

26.5%

7/3/2019

75.03K→55.16K

Total

Net shares

+0.00

Net value

-$1.09M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	7/3/2019	M · Option Exercise	+9.38K	$32.00	$300K	17.0%	55.16K	64.53K
Common Stock Direct	7/3/2019	M · Option Exercise	+787.00	$10.35	$8.15K	1.2%	64.53K	65.32K
Common Stock Direct	7/3/2019	M · Option Exercise	+24.06K	$10.20	$245.44K	36.8%	65.32K	89.38K
Common Stock Direct	7/3/2019	S · Sale	−14.35K	$47.80	$686.07K	16.1%	89.38K	75.03K
Common Stock Direct	7/3/2019	S · Sale	−19.87K	$48.16	$957.09K	26.5%	75.03K	55.16K
Total			+0.00		-$1.09M

Derivative Transactions3

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

9.38K shares

−9.38K

Strike price

32.0

Held after

3.13K

Exercisable

—

7/3/2019

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

787.00 shares

−787.00

Strike price

10.35

Held after

164.21K

Exercisable

—

7/3/2019

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

24.06K shares

−24.06K

Strike price

10.2

Held after

85.94K

Exercisable

—

7/3/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock9.38K shares	7/3/2019	M · Option Exercise	−9.38K	32.0	—	3.13K
Stock Option (Right to Buy) Direct	Common Stock787.00 shares	7/3/2019	M · Option Exercise	−787.00	10.35	—	164.21K
Stock Option (Right to Buy) Direct	Common Stock24.06K shares	7/3/2019	M · Option Exercise	−24.06K	10.2	—	85.94K