FARR STEPHEN J (President and CEO) exercised options at ZOGENIX, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 3/19/2019ACC: 0001375151-19-000034
DirectorOfficer· President and CEO
Since Oct 2018
-4.96K
Net shares
Net seller
$257.8K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
10K acquired · 14.96K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+5K
Price / share
—
Trade value
—
% of position
9.6%
3/15/2019
52.19K→57.19K
Common Stock
Direct
Shares
−2.48K
Price / share
$52.00
Trade value
$128.91K
% of position
4.3%
3/15/2019
57.19K→54.72K
Common Stock
Direct
Shares
+5K
Price / share
—
Trade value
—
% of position
9.6%
3/15/2019
52.19K→57.19K
Common Stock
Direct
Shares
−2.48K
Price / share
$52.00
Trade value
$128.91K
% of position
4.3%
3/15/2019
57.19K→54.72K
Total
Net shares
+5.04K
Net value
-$257.82K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/15/2019 | M · Option Exercise | +5K | — | — | 9.6% | 52.19K | 57.19K |
| Common Stock Direct | 3/15/2019 | F · Tax Withholding | −2.48K | $52.00 | $128.91K | 4.3% | 57.19K | 54.72K |
| Common Stock Direct | 3/15/2019 | M · Option Exercise | +5K | — | — | 9.6% | 52.19K | 57.19K |
| Common Stock Direct | 3/15/2019 | F · Tax Withholding | −2.48K | $52.00 | $128.91K | 4.3% | 57.19K | 54.72K |
| Total | +5.04K | -$257.82K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
5K shares
Shares
−5K
Strike price
Held after
15K
Exercisable
—
3/15/2019
Restricted Stock Units
Direct
Converts to
Common Stock
5K shares
Shares
−5K
Strike price
Held after
15K
Exercisable
—
3/15/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock5K shares | 3/15/2019 | M · Option Exercise | −5K | — | 15K | |
| Restricted Stock Units Direct | Common Stock5K shares | 3/15/2019 | M · Option Exercise | −5K | — | 15K |