FAN WENSHENG

PrivateCIK: 1992128

Location

PLANO, TX

FAN WENSHENG (CHIEF EXECUTIVE OFFICER) reported 1 transaction at SPECTRAL AI, INC.

Review the transaction codes below to understand the nature of each event.

FAN WENSHENG

Filed: 9/13/2023ACC: 0001213900-23-076421

InsiderFAN WENSHENGCIK 1992128

→

IssuerSPECTRAL AI, INC.CIK 1833498

DirectorOfficer· CHIEF EXECUTIVE OFFICER

Since Sep 2023

+1.89M

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

9

Total transactions

1.89M acquired

Non-Derivative Transactions1

COMMON STOCK

Direct

J · J

Shares

+145.49K

Price / share

—

Trade value

—

% of position

New position

9/11/2023

0.00→145.49K

Total

Net shares

+145.49K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
COMMON STOCK Direct	9/11/2023	J · J	+145.49K	—	—	New position	0.00	145.49K
Total			+145.49K		$0.00

Derivative Transactions8

INCENTIVE STOCK OPTION

Direct

J · J

Converts to

COMMON STOCK

872.94K shares

Shares

+872.94K

Strike price

1.03

Held after

872.94K

Exercisable

—

9/11/2023

INCENTIVE STOCK OPTION

Direct

J · J

Converts to

COMMON STOCK

261.88K shares

Shares

+261.88K

Strike price

2.17

Held after

1.13M

Exercisable

—

9/11/2023

INCENTIVE STOCK OPTION

Direct

J · J

Converts to

COMMON STOCK

87.29K shares

Shares

+87.29K

Strike price

2.17

Held after

1.22M

Exercisable

—

9/11/2023

INCENTIVE STOCK OPTION

Direct

J · J

Converts to

COMMON STOCK

342.19K shares

Shares

+342.19K

Strike price

2.17

Held after

1.56M

Exercisable

—

9/11/2023

INCENTIVE STOCK OPTION

Direct

J · J

Converts to

COMMON STOCK

9.70K shares

Shares

+9.70K

Strike price

5.47

Held after

1.57M

Exercisable

—

9/11/2023

INCENTIVE STOCK OPTION

Direct

J · J

Converts to

COMMON STOCK

77.59K shares

Shares

+77.59K

Strike price

4.95

Held after

1.65M

Exercisable

—

9/11/2023

INCENTIVE STOCK OPTION

Direct

J · J

Converts to

COMMON STOCK

22.04K shares

Shares

+22.04K

Strike price

4.54

Held after

1.67M

Exercisable

—

9/11/2023

NON-QUALIFIED STOCK OPTION

Direct

J · J

Converts to

COMMON STOCK

66.70K shares

Shares

+66.70K

Strike price

4.54

Held after

1.74M

Exercisable

—

9/11/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
INCENTIVE STOCK OPTION Direct	COMMON STOCK872.94K shares	9/11/2023	J · J	+872.94K	1.03	—	872.94K
INCENTIVE STOCK OPTION Direct	COMMON STOCK261.88K shares	9/11/2023	J · J	+261.88K	2.17	—	1.13M
INCENTIVE STOCK OPTION Direct	COMMON STOCK87.29K shares	9/11/2023	J · J	+87.29K	2.17	—	1.22M
INCENTIVE STOCK OPTION Direct	COMMON STOCK342.19K shares	9/11/2023	J · J	+342.19K	2.17	—	1.56M
INCENTIVE STOCK OPTION Direct	COMMON STOCK9.70K shares	9/11/2023	J · J	+9.70K	5.47	—	1.57M
INCENTIVE STOCK OPTION Direct	COMMON STOCK77.59K shares	9/11/2023	J · J	+77.59K	4.95	—	1.65M
INCENTIVE STOCK OPTION Direct	COMMON STOCK22.04K shares	9/11/2023	J · J	+22.04K	4.54	—	1.67M
NON-QUALIFIED STOCK OPTION Direct	COMMON STOCK66.70K shares	9/11/2023	J · J	+66.70K	4.54	—	1.74M

FAN WENSHENG — Insider Transaction (Form 4) Filed Sep 13, 2023 | Finecho