FAMBROUGH DOUGLAS (Chief Executive Officer) exercised options at DICERNA PHARMACEUTICALS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 12/13/2021ACC: 0001399529-21-000162
DirectorOfficer· Chief Executive Officer
Since Jan 2019
0.00
Net shares
Net seller
$600.0K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
179.87K acquired · 179.87K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+33.67K
Price / share
$2.97
Trade value
$100K
% of position
78.0%
12/10/2021
43.16K→76.83K
Common Stock
Direct
Shares
+146.19K
Price / share
$3.42
Trade value
$499.99K
% of position
190.3%
12/10/2021
76.83K→223.03K
Total
Net shares
+179.87K
Net value
$599.99K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/10/2021 | M · Option Exercise | +33.67K | $2.97 | $100K | 78.0% | 43.16K | 76.83K |
| Common Stock Direct | 12/10/2021 | M · Option Exercise | +146.19K | $3.42 | $499.99K | 190.3% | 76.83K | 223.03K |
| Total | +179.87K | $599.99K | ||||||
Derivative Transactions2
Employee Stock Option (Right to Buy)
Direct
Converts to
Common Stock
33.67K shares
Shares
−33.67K
Strike price
2.97
Held after
191.33K
Exercisable
—
12/10/2021
Employee Stock Option (Right to Buy)
Direct
Converts to
Common Stock
146.19K shares
Shares
−146.19K
Strike price
3.42
Held after
55.05K
Exercisable
—
12/10/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) Direct | Common Stock33.67K shares | 12/10/2021 | M · Option Exercise | −33.67K | 2.97 | — | 191.33K |
| Employee Stock Option (Right to Buy) Direct | Common Stock146.19K shares | 12/10/2021 | M · Option Exercise | −146.19K | 3.42 | — | 55.05K |