FALCON WEALTH PLANNING

Filed: 10/5/2023ACC: 0001839850-23-000004

📋 What this filing means

FALCON WEALTH PLANNING filed this quarterly 13F‑HR report disclosing 110 equity positions with a total reported market value of $461.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

110

Positions

$461.13M

Total AUM (reported)

6.42M

Total Shares

Allocation by class

COM$59.59M12.9%

VALUE ETF$44.96M9.7%

GROWTH ETF$35.77M7.8%

EMGR CRE EQT MNG$27.00M5.9%

MCAP VL IDXVIP$26.45M5.7%

US SML CP VALU$24.41M5.3%

FTSE SMCAP ETF$21.02M4.6%

Portfolio Concentration

Top 3$125.02M27.1%

4–10$155.16M33.6%

11–25$129.47M28.1%

Rest$51.48M11.2%

Top 3 weight

27.1%

Top 10 weight

60.8%

Voting Authority Distribution

Total shares with voting rights: 6.42M

Sole

Full voting authority

3.49M

% of voting shares54.3%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.93M

% of voting shares45.7%

Investment Discretion (by position count)

Sole110

Shared0

Other0

Dominant voting typeSole · 54.3% of voting shares

Institutional Holdings110

Rows:

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares325.95K

TypeSH

Market value$44.96M

9.75%

Sole

194.82K

Shared

0.00

None

131.13K

APPLE INC

SOLE

COM

Shares258.69K

TypeSH

Market value$44.29M

9.60%

Sole

6.72K

Shared

0.00

None

251.97K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares131.37K

TypeSH

Market value$35.77M

7.76%

Sole

72.45K

Shared

0.00

None

58.93K

DIMENSIONAL ETF TRUST

SOLE

EMGR CRE EQT MNG

Shares1.20M

TypeSH

Market value$27.00M

5.86%

Sole

703.62K

Shared

0.00

None

492.85K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares201.95K

TypeSH

Market value$26.45M

5.74%

Sole

119.42K

Shared

0.00

None

82.53K

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares313.21K

TypeSH

Market value$24.41M

5.29%

Sole

187.69K

Shared

0.00

None

125.52K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE SMCAP ETF

Shares197.94K

TypeSH

Market value$21.02M

4.56%

Sole

116.19K

Shared

0.00

None

81.74K

AMERICAN CENTY ETF TR

SOLE

INTL SMCP VLU

Shares340.65K

TypeSH

Market value$19.71M

4.27%

Sole

205.82K

Shared

0.00

None

134.84K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares267.51K

TypeSH

Market value$18.67M

4.05%

Sole

165.73K

Shared

0.00

None

101.78K

ISHARES TR

SOLE

RUS MD CP GR ETF

Shares195.94K

TypeSH

Market value$17.90M

3.88%

Sole

109.74K

Shared

0.00

None

86.20K

ISHARES TR

SOLE

S&P SML 600 GWT

Shares162.38K

TypeSH

Market value$17.81M

3.86%

Sole

94.50K

Shared

0.00

None

67.87K

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares358.45K

TypeSH

Market value$17.14M

3.72%

Sole

226.44K

Shared

0.00

None

132.01K

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares221.04K

TypeSH

Market value$16.72M

3.63%

Sole

125.88K

Shared

0.00

None

95.16K

ISHARES TR

SOLE

EAFE SML CP ETF

Shares289.86K

TypeSH

Market value$16.37M

3.55%

Sole

171.28K

Shared

0.00

None

118.59K

SELECT SECTOR SPDR TR

SOLE

ENERGY

Shares129.62K

TypeSH

Market value$11.72M

2.54%

Sole

69.53K

Shared

0.00

None

60.08K

VANGUARD SCOTTSDALE FDS

SOLE

SHORT TERM TREAS

Shares195.05K

TypeSH

Market value$11.24M

2.44%

Sole

131.04K

Shared

0.00

None

64.02K

ISHARES TR

SOLE

PFD AND INCM SEC

Shares321.06K

TypeSH

Market value$9.68M

2.10%

Sole

177.28K

Shared

0.00

None

143.78K

DIMENSIONAL ETF TRUST

SOLE

INTERNATNAL VAL

Shares236.22K

TypeSH

Market value$7.71M

1.67%

Sole

120.15K

Shared

0.00

None

116.06K

VANGUARD WORLD FD

SOLE

MEGA GRWTH IND

Shares18.48K

TypeSH

Market value$4.19M

0.91%

Sole

12.97K

Shared

0.00

None

5.51K

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares23.19K

TypeSH

Market value$3.70M

0.80%

Sole

11.08K

Shared

0.00

None

12.12K

WISDOMTREE TR

SOLE

INTL EQUITY FD

Shares71.62K

TypeSH

Market value$3.46M

0.75%

Sole

47.89K

Shared

0.00

None

23.73K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares69.09K

TypeSH

Market value$2.71M

0.59%

Sole

42.42K

Shared

0.00

None

26.67K

VANGUARD INTL EQUITY INDEX F

SOLE

ALLWRLD EX US

Shares47.63K

TypeSH

Market value$2.47M

0.54%

Sole

28.15K

Shared

0.00

None

19.48K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares54.69K

TypeSH

Market value$2.39M

0.52%

Sole

23.12K

Shared

0.00

None

31.57K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares14.04K

TypeSH

Market value$2.16M

0.47%

Sole

7.20K

Shared

0.00

None

6.85K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD INDEX FDSSOLE	VALUE ETF	325.95K	SH	$44.96M 9.75%	194.82K	131.13K
APPLE INCSOLE	COM	258.69K	SH	$44.29M 9.60%	6.72K	251.97K
VANGUARD INDEX FDSSOLE	GROWTH ETF	131.37K	SH	$35.77M 7.76%	72.45K	58.93K
DIMENSIONAL ETF TRUSTSOLE	EMGR CRE EQT MNG	1.20M	SH	$27.00M 5.86%	703.62K	492.85K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	201.95K	SH	$26.45M 5.74%	119.42K	82.53K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	313.21K	SH	$24.41M 5.29%	187.69K	125.52K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE SMCAP ETF	197.94K	SH	$21.02M 4.56%	116.19K	81.74K
AMERICAN CENTY ETF TRSOLE	INTL SMCP VLU	340.65K	SH	$19.71M 4.27%	205.82K	134.84K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	267.51K	SH	$18.67M 4.05%	165.73K	101.78K
ISHARES TRSOLE	RUS MD CP GR ETF	195.94K	SH	$17.90M 3.88%	109.74K	86.20K
ISHARES TRSOLE	S&P SML 600 GWT	162.38K	SH	$17.81M 3.86%	94.50K	67.87K
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	358.45K	SH	$17.14M 3.72%	226.44K	132.01K
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	221.04K	SH	$16.72M 3.63%	125.88K	95.16K
ISHARES TRSOLE	EAFE SML CP ETF	289.86K	SH	$16.37M 3.55%	171.28K	118.59K
SELECT SECTOR SPDR TRSOLE	ENERGY	129.62K	SH	$11.72M 2.54%	69.53K	60.08K
VANGUARD SCOTTSDALE FDSSOLE	SHORT TERM TREAS	195.05K	SH	$11.24M 2.44%	131.04K	64.02K
ISHARES TRSOLE	PFD AND INCM SEC	321.06K	SH	$9.68M 2.10%	177.28K	143.78K
DIMENSIONAL ETF TRUSTSOLE	INTERNATNAL VAL	236.22K	SH	$7.71M 1.67%	120.15K	116.06K
VANGUARD WORLD FDSOLE	MEGA GRWTH IND	18.48K	SH	$4.19M 0.91%	12.97K	5.51K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	23.19K	SH	$3.70M 0.80%	11.08K	12.12K
WISDOMTREE TRSOLE	INTL EQUITY FD	71.62K	SH	$3.46M 0.75%	47.89K	23.73K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	69.09K	SH	$2.71M 0.59%	42.42K	26.67K
VANGUARD INTL EQUITY INDEX FSOLE	ALLWRLD EX US	47.63K	SH	$2.47M 0.54%	28.15K	19.48K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	54.69K	SH	$2.39M 0.52%	23.12K	31.57K
ISHARES TRSOLE	S&P 500 VAL ETF	14.04K	SH	$2.16M 0.47%	7.20K	6.85K

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