FAIRCLOUGH BRETT (COO) exercised options at VIRTU FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

FAIRCLOUGH BRETT

Filed: 2/2/2024ACC: 0001592386-24-000009

InsiderFAIRCLOUGH BRETTCIK 1788170

→

IssuerVIRTU FINANCIAL, INC.CIK 1592386

Officer· COO

Since Sep 2019

+57.21K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

83.50K acquired · 26.29K disposed

Non-Derivative Transactions4

Class A common stock

Direct

M · Option Exercise

+37.50K

Price / share

—

Trade value

—

% of position

101.3%

1/31/2024

37.01K→74.50K

Class A common stock

Direct

F · Tax Withholding

−14.31K

Price / share

—

Trade value

—

% of position

19.2%

1/31/2024

74.50K→60.20K

Class A common stock

Direct

M · Option Exercise

+8.50K

Price / share

—

Trade value

—

% of position

14.1%

2/1/2024

60.20K→68.69K

Class A common stock

Direct

F · Tax Withholding

−3.48K

Price / share

—

Trade value

—

% of position

5.1%

2/1/2024

68.69K→65.21K

Total

Net shares

+28.21K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A common stock Direct	1/31/2024	M · Option Exercise	+37.50K	—	—	101.3%	37.01K	74.50K
Class A common stock Direct	1/31/2024	F · Tax Withholding	−14.31K	—	—	19.2%	74.50K	60.20K
Class A common stock Direct	2/1/2024	M · Option Exercise	+8.50K	—	—	14.1%	60.20K	68.69K
Class A common stock Direct	2/1/2024	F · Tax Withholding	−3.48K	—	—	5.1%	68.69K	65.21K
Total			+28.21K		$0.00

Derivative Transactions2

Restricted Stock Unit

Direct

A · Award

Converts to

Class A common stock

37.50K shares

+37.50K

Strike price

Held after

97.02K

Exercisable

—

1/31/2024

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Class A common stock

8.50K shares

−8.50K

Strike price

Held after

88.53K

Exercisable

—

2/1/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Unit Direct	Class A common stock37.50K shares	1/31/2024	A · Award	+37.50K		—	97.02K
Restricted Stock Unit Direct	Class A common stock8.50K shares	2/1/2024	M · Option Exercise	−8.50K		—	88.53K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

Non-voting common interest units of Virtu Financial LLC

Indirect

Underlying security

Class A common stock

Underlying shares

10.93K

Shares owned

10.93K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

10.93K

Owned

10.93K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Non-voting common interest units of Virtu Financial LLC Indirect	Class A common stock		—	—	10.93K	10.93K
Total					10.93K	10.93K