FAIRCLOUGH BRETT (COO) exercised options at VIRTU FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

FAIRCLOUGH BRETT

Filed: 2/2/2023ACC: 0001592386-23-000012

InsiderFAIRCLOUGH BRETTCIK 1788170

→

IssuerVIRTU FINANCIAL, INC.CIK 1592386

Officer· COO

Since Sep 2019

+24.10K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

58.50K acquired · 34.40K disposed

Non-Derivative Transactions4

Class A common stock

Direct

M · Option Exercise

+50K

Price / share

—

Trade value

—

% of position

141.2%

1/31/2023

35.42K→85.42K

Class A common stock

Direct

F · Tax Withholding

−22.35K

Price / share

—

Trade value

—

% of position

26.2%

1/31/2023

85.42K→63.07K

Class A common stock

Direct

M · Option Exercise

+8.50K

Price / share

—

Trade value

—

% of position

13.5%

2/1/2023

63.07K→71.57K

Class A common stock

Direct

F · Tax Withholding

−3.55K

Price / share

—

Trade value

—

% of position

5.0%

2/1/2023

71.57K→68.02K

Total

Net shares

+32.60K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A common stock Direct	1/31/2023	M · Option Exercise	+50K	—	—	141.2%	35.42K	85.42K
Class A common stock Direct	1/31/2023	F · Tax Withholding	−22.35K	—	—	26.2%	85.42K	63.07K
Class A common stock Direct	2/1/2023	M · Option Exercise	+8.50K	—	—	13.5%	63.07K	71.57K
Class A common stock Direct	2/1/2023	F · Tax Withholding	−3.55K	—	—	5.0%	71.57K	68.02K
Total			+32.60K		$0.00

Derivative Transactions1

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Class A common stock

8.50K shares

−8.50K

Strike price

Held after

32.89K

Exercisable

—

2/1/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Unit Direct	Class A common stock8.50K shares	2/1/2023	M · Option Exercise	−8.50K		—	32.89K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

Non-voting common interest units of Virtu Financial LLC

Indirect

Underlying security

Class A common stock

Underlying shares

10.93K

Shares owned

10.93K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

10.93K

Owned

10.93K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Non-voting common interest units of Virtu Financial LLC Indirect	Class A common stock		—	—	10.93K	10.93K
Total					10.93K	10.93K