FAIRCLOUGH BRETT (COO) exercised options at VIRTU FINANCIAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/26/2023ACC: 0001592386-23-000005
Officer· COO
Since Sep 2019
-3.88K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
11.81K acquired · 15.69K disposed
Non-Derivative Transactions2
Class A common stock
Direct
Shares
+11.81K
Price / share
—
Trade value
—
% of position
43.0%
1/24/2023
27.49K→39.30K
Class A common stock
Direct
Shares
−3.88K
Price / share
—
Trade value
—
% of position
9.9%
1/24/2023
39.30K→35.42K
Total
Net shares
+7.93K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A common stock Direct | 1/24/2023 | M · Option Exercise | +11.81K | — | — | 43.0% | 27.49K | 39.30K |
| Class A common stock Direct | 1/24/2023 | F · Tax Withholding | −3.88K | — | — | 9.9% | 39.30K | 35.42K |
| Total | +7.93K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Class A common stock
11.81K shares
Shares
−11.81K
Strike price
Held after
41.39K
Exercisable
—
1/24/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Class A common stock11.81K shares | 1/24/2023 | M · Option Exercise | −11.81K | — | 41.39K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Non-voting common interest units of Virtu Financial LLC
IndirectUnderlying security
Class A common stock
Underlying shares
10.93K
Shares owned
10.93K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
10.93K
Owned
10.93K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Non-voting common interest units of Virtu Financial LLC Indirect | Class A common stock | — | — | 10.93K | 10.93K | |
| Total | 10.93K | 10.93K | ||||