FAIRCLOUGH BRETT (COO) exercised options at VIRTU FINANCIAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/3/2022ACC: 0001592386-22-000023
Officer· COO
Since Sep 2019
-3.75K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
8.50K acquired · 12.25K disposed
Non-Derivative Transactions2
Class A common stock
Direct
Shares
+8.50K
Price / share
—
Trade value
—
% of position
13.5%
2/1/2022
62.88K→71.38K
Class A common stock
Direct
Shares
−3.75K
Price / share
—
Trade value
—
% of position
5.3%
2/1/2022
71.38K→67.63K
Total
Net shares
+4.75K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A common stock Direct | 2/1/2022 | M · Option Exercise | +8.50K | — | — | 13.5% | 62.88K | 71.38K |
| Class A common stock Direct | 2/1/2022 | F · Tax Withholding | −3.75K | — | — | 5.3% | 71.38K | 67.63K |
| Total | +4.75K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Class A common stock
8.50K shares
Shares
−8.50K
Strike price
Held after
28.81K
Exercisable
—
2/1/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Class A common stock8.50K shares | 2/1/2022 | M · Option Exercise | −8.50K | — | 28.81K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Non-voting common interest units of Virtu Financial LLC
IndirectUnderlying security
Class A common stock
Underlying shares
10.93K
Shares owned
10.93K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
10.93K
Owned
10.93K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Non-voting common interest units of Virtu Financial LLC Indirect | Class A common stock | — | — | 10.93K | 10.93K | |
| Total | 10.93K | 10.93K | ||||