FAIRCLOUGH BRETT (COO) exercised options at VIRTU FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

FAIRCLOUGH BRETT

Filed: 1/25/2022ACC: 0001592386-22-000015

InsiderFAIRCLOUGH BRETTCIK 1788170

→

IssuerVIRTU FINANCIAL, INC.CIK 1592386

Officer· COO

Since Sep 2019

-5.05K

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

14.66K acquired · 19.71K disposed

Non-Derivative Transactions4

Class A common stock

Direct

M · Option Exercise

+2.85K

Price / share

—

Trade value

—

% of position

5.4%

1/23/2022

53.27K→56.12K

Class A common stock

Direct

F · Tax Withholding

−1.12K

Price / share

—

Trade value

—

% of position

2.0%

1/23/2022

56.12K→55K

Class A common stock

Direct

M · Option Exercise

+11.81K

Price / share

—

Trade value

—

% of position

21.5%

1/24/2022

55K→66.81K

Class A common stock

Direct

F · Tax Withholding

−3.93K

Price / share

—

Trade value

—

% of position

5.9%

1/24/2022

66.81K→62.88K

Total

Net shares

+9.61K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A common stock Direct	1/23/2022	M · Option Exercise	+2.85K	—	—	5.4%	53.27K	56.12K
Class A common stock Direct	1/23/2022	F · Tax Withholding	−1.12K	—	—	2.0%	56.12K	55K
Class A common stock Direct	1/24/2022	M · Option Exercise	+11.81K	—	—	21.5%	55K	66.81K
Class A common stock Direct	1/24/2022	F · Tax Withholding	−3.93K	—	—	5.9%	66.81K	62.88K
Total			+9.61K		$0.00

Derivative Transactions2

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Class A common stock

2.85K shares

−2.85K

Strike price

Held after

49.12K

Exercisable

—

1/23/2022

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Class A common stock

11.81K shares

−11.81K

Strike price

Held after

37.31K

Exercisable

—

1/24/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Unit Direct	Class A common stock2.85K shares	1/23/2022	M · Option Exercise	−2.85K		—	49.12K
Restricted Stock Unit Direct	Class A common stock11.81K shares	1/24/2022	M · Option Exercise	−11.81K		—	37.31K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

Non-voting common interest units of Virtu Financial LLC

Indirect

Underlying security

Class A common stock

Underlying shares

10.93K

Shares owned

10.93K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

10.93K

Owned

10.93K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Non-voting common interest units of Virtu Financial LLC Indirect	Class A common stock		—	—	10.93K	10.93K
Total					10.93K	10.93K