EVERGREEN CAPITAL MANAGEMENT LLC

Filed: 11/14/2023ACC: 0001172661-23-003849

📋 What this filing means

EVERGREEN CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 792 equity positions with a total reported market value of $2.28B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

792

Positions

$2.28B

Total AUM (reported)

58.77M

Total Shares

Allocation by class

COM$1.04B45.7%

PORTFOLIO SH TSR$69.97M3.1%

3 7 YR TREAS BD$49.77M2.2%

1 3 YR TREAS BD$38.82M1.7%

FALLEN ANGEL HG$37.95M1.7%

CL A$36.76M1.6%

TR UNIT$36.64M1.6%

Portfolio Concentration

Top 3$212.72M9.3%

4–10$271.71M11.9%

11–25$289.94M12.7%

Rest$1.51B66.1%

Top 3 weight

9.3%

Top 10 weight

21.2%

Voting Authority Distribution

Total shares with voting rights: 58.77M

Sole

Full voting authority

54.12M

% of voting shares92.1%

Shared

Joint voting authority

4.55M

% of voting shares7.8%

None

No voting authority

89.96K

% of voting shares0.2%

Investment Discretion (by position count)

Sole438

Shared0

Other354

Dominant voting typeSole · 92.1% of voting shares

Institutional Holdings792

Rows:

MICROSOFT CORP

OTR

COM

Shares268.29K

TypeSH

Market value$84.71M

3.71%

Sole

228.70K

Shared

39.48K

None

111.00

SPDR SER TR

SOLE

PORTFOLIO SH TSR

Shares2.44M

TypeSH

Market value$69.97M

3.07%

Sole

2.44M

Shared

0.00

None

1.10K

PACCAR INC

OTR

COM

Shares682.63K

TypeSH

Market value$58.04M

2.54%

Sole

675.99K

Shared

6.64K

None

0.00

APPLE INC

SOLE

COM

Shares322.85K

TypeSH

Market value$55.28M

2.42%

Sole

247.46K

Shared

74.09K

None

1.29K

ISHARES TR

SOLE

3 7 YR TREAS BD

Shares439.86K

TypeSH

Market value$49.77M

2.18%

Sole

438.88K

Shared

0.00

None

975.00

ISHARES TR

SOLE

1 3 YR TREAS BD

Shares479.43K

TypeSH

Market value$38.82M

1.70%

Sole

479.07K

Shared

0.00

None

365.00

VANECK ETF TRUST

SOLE

FALLEN ANGEL HG

Shares1.40M

TypeSH

Market value$37.95M

1.66%

Sole

1.40M

Shared

0.00

None

3.50K

ALPHABET INC

SOLE

CAP STK CL C

Shares234.56K

TypeSH

Market value$30.93M

1.36%

Sole

226.87K

Shared

7.70K

None

0.00

AMAZON COM INC

SOLE

COM

Shares242.91K

TypeSH

Market value$30.88M

1.35%

Sole

196.52K

Shared

46.03K

None

360.00

ENTERPRISE PRODS PARTNERS L

SOLE

COM

Shares1.03M

TypeSH

Market value$28.08M

1.23%

Sole

1.02M

Shared

0.00

None

1.57K

EXCHANGE LISTED FDS TR

SOLE

ETC GAVEKAL ASIA

Shares363.59K

TypeSH

Market value$26.81M

1.18%

Sole

362.80K

Shared

0.00

None

792.00

ISHARES TR

SOLE

GLOBAL ENERG ETF

Shares600.26K

TypeSH

Market value$24.77M

1.09%

Sole

600.26K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares83.05K

TypeSH

Market value$22.62M

0.99%

Sole

82.73K

Shared

0.00

None

315.00

GLOBAL X FDS

SOLE

GLBL X MLP ETF

Shares488.43K

TypeSH

Market value$21.78M

0.95%

Sole

487.85K

Shared

0.00

None

577.00

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares258.63K

TypeSH

Market value$19.76M

0.87%

Sole

258.54K

Shared

0.00

None

86.00

JPMORGAN CHASE & CO

OTR

COM

Shares133.85K

TypeSH

Market value$19.41M

0.85%

Sole

124.27K

Shared

9.56K

None

23.00

GLOBAL X FDS

SOLE

GLB X MLP ENRG I

Shares439K

TypeSH

Market value$18.61M

0.82%

Sole

438.07K

Shared

0.00

None

929.00

QUALCOMM INC

OTR

COM

Shares160.97K

TypeSH

Market value$17.88M

0.78%

Sole

156.70K

Shared

4.23K

None

40.00

VANGUARD WORLD FDS

SOLE

ENERGY ETF

Shares139.17K

TypeSH

Market value$17.76M

0.78%

Sole

139.17K

Shared

0.00

None

0.00

NVIDIA CORPORATION

OTR

COM

Shares40.52K

TypeSH

Market value$17.62M

0.77%

Sole

27.66K

Shared

12.85K

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

CEF INM COMPSI

Shares991.71K

TypeSH

Market value$17.44M

0.76%

Sole

989.74K

Shared

0.00

None

1.98K

PLAINS GP HLDGS L P

SOLE

LTD PARTNR INT A

Shares1.07M

TypeSH

Market value$17.26M

0.76%

Sole

1.07M

Shared

0.00

None

850.00

CISCO SYS INC

SOLE

COM

Shares314.26K

TypeSH

Market value$16.89M

0.74%

Sole

279.82K

Shared

34.44K

None

0.00

JOHNSON & JOHNSON

OTR

COM

Shares103.97K

TypeSH

Market value$16.19M

0.71%

Sole

88.37K

Shared

15.35K

None

255.00

COMCAST CORP NEW

SOLE

CL A

Shares341.68K

TypeSH

Market value$15.15M

0.66%

Sole

316.17K

Shared

25.51K

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
MICROSOFT CORPOTR	COM	268.29K	SH	$84.71M 3.71%	228.70K	39.48K	111.00
SPDR SER TRSOLE	PORTFOLIO SH TSR	2.44M	SH	$69.97M 3.07%	2.44M	0.00	1.10K
PACCAR INCOTR	COM	682.63K	SH	$58.04M 2.54%	675.99K	6.64K	0.00
APPLE INCSOLE	COM	322.85K	SH	$55.28M 2.42%	247.46K	74.09K	1.29K
ISHARES TRSOLE	3 7 YR TREAS BD	439.86K	SH	$49.77M 2.18%	438.88K	0.00	975.00
ISHARES TRSOLE	1 3 YR TREAS BD	479.43K	SH	$38.82M 1.70%	479.07K	0.00	365.00
VANECK ETF TRUSTSOLE	FALLEN ANGEL HG	1.40M	SH	$37.95M 1.66%	1.40M	0.00	3.50K
ALPHABET INCSOLE	CAP STK CL C	234.56K	SH	$30.93M 1.36%	226.87K	7.70K	0.00
AMAZON COM INCSOLE	COM	242.91K	SH	$30.88M 1.35%	196.52K	46.03K	360.00
ENTERPRISE PRODS PARTNERS LSOLE	COM	1.03M	SH	$28.08M 1.23%	1.02M	0.00	1.57K
EXCHANGE LISTED FDS TRSOLE	ETC GAVEKAL ASIA	363.59K	SH	$26.81M 1.18%	362.80K	0.00	792.00
ISHARES TRSOLE	GLOBAL ENERG ETF	600.26K	SH	$24.77M 1.09%	600.26K	0.00	0.00
VANGUARD INDEX FDSSOLE	GROWTH ETF	83.05K	SH	$22.62M 0.99%	82.73K	0.00	315.00
GLOBAL X FDSSOLE	GLBL X MLP ETF	488.43K	SH	$21.78M 0.95%	487.85K	0.00	577.00
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	258.63K	SH	$19.76M 0.87%	258.54K	0.00	86.00
JPMORGAN CHASE & COOTR	COM	133.85K	SH	$19.41M 0.85%	124.27K	9.56K	23.00
GLOBAL X FDSSOLE	GLB X MLP ENRG I	439K	SH	$18.61M 0.82%	438.07K	0.00	929.00
QUALCOMM INCOTR	COM	160.97K	SH	$17.88M 0.78%	156.70K	4.23K	40.00
VANGUARD WORLD FDSSOLE	ENERGY ETF	139.17K	SH	$17.76M 0.78%	139.17K	0.00	0.00
NVIDIA CORPORATIONOTR	COM	40.52K	SH	$17.62M 0.77%	27.66K	12.85K	0.00
INVESCO EXCH TRADED FD TR IISOLE	CEF INM COMPSI	991.71K	SH	$17.44M 0.76%	989.74K	0.00	1.98K
PLAINS GP HLDGS L PSOLE	LTD PARTNR INT A	1.07M	SH	$17.26M 0.76%	1.07M	0.00	850.00
CISCO SYS INCSOLE	COM	314.26K	SH	$16.89M 0.74%	279.82K	34.44K	0.00
JOHNSON & JOHNSONOTR	COM	103.97K	SH	$16.19M 0.71%	88.37K	15.35K	255.00
COMCAST CORP NEWSOLE	CL A	341.68K	SH	$15.15M 0.66%	316.17K	25.51K	0.00

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