EVERGREEN CAPITAL MANAGEMENT LLC

Filed: 2/14/2023ACC: 0001172661-23-000884

📋 What this filing means

EVERGREEN CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 673 equity positions with a total reported market value of $2.13B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

673

Positions

$2.13B

Total AUM (reported)

58.35M

Total Shares

Allocation by class

COM$919.98M43.3%

PORTFOLIO SH TSR$80.46M3.8%

MTG-BKD SECS ETF$56.42M2.7%

FALLEN ANGEL HG$53.41M2.5%

1 3 YR TREAS BD$51.66M2.4%

TR UNIT$45.05M2.1%

CL B$34.12M1.6%

Portfolio Concentration

Top 3$190.48M9.0%

4–10$272.82M12.8%

11–25$270.01M12.7%

Rest$1.39B65.5%

Top 3 weight

9.0%

Top 10 weight

21.8%

Voting Authority Distribution

Total shares with voting rights: 58.35M

Sole

Full voting authority

54.27M

% of voting shares93.0%

Shared

Joint voting authority

3.04M

% of voting shares5.2%

None

No voting authority

1.04M

% of voting shares1.8%

Investment Discretion (by position count)

Sole397

Shared0

Other276

Dominant voting typeSole · 93.0% of voting shares

Institutional Holdings673

Rows:

SPDR SER TR

SOLE

PORTFOLIO SH TSR

Shares2.78M

TypeSH

Market value$80.46M

3.78%

Sole

2.77M

Shared

0.00

None

12.23K

VANGUARD SCOTTSDALE FDS

SOLE

MTG-BKD SECS ETF

Shares1.24M

TypeSH

Market value$56.42M

2.65%

Sole

1.22M

Shared

0.00

None

18.77K

MICROSOFT CORP

OTR

COM

Shares223.51K

TypeSH

Market value$53.60M

2.52%

Sole

197.96K

Shared

23.79K

None

1.76K

VANECK ETF TRUST

SOLE

FALLEN ANGEL HG

Shares1.98M

TypeSH

Market value$53.41M

2.51%

Sole

1.93M

Shared

0.00

None

44.14K

ISHARES TR

SOLE

1 3 YR TREAS BD

Shares636.44K

TypeSH

Market value$51.66M

2.43%

Sole

625.17K

Shared

0.00

None

11.27K

PACCAR INC

SOLE

COM

Shares430.80K

TypeSH

Market value$43.81M

2.06%

Sole

420.31K

Shared

4.18K

None

6.30K

APPLE INC

OTR

COM

Shares318.88K

TypeSH

Market value$41.43M

1.95%

Sole

253.71K

Shared

60.77K

None

4.40K

EXCHANGE LISTED FDS TR

SOLE

ETC GAVEKAL ASIA

Shares366.52K

TypeSH

Market value$28.94M

1.36%

Sole

359.66K

Shared

0.00

None

6.86K

ISHARES TR

SOLE

3 7 YR TREAS BD

Shares248.86K

TypeSH

Market value$28.59M

1.34%

Sole

242.90K

Shared

0.00

None

5.96K

ENTERPRISE PRODS PARTNERS L

SOLE

COM

Shares1.04M

TypeSH

Market value$24.97M

1.17%

Sole

1.03M

Shared

0.00

None

6.72K

SPROTT PHYSICAL GOLD & SILVE

SOLE

TR UNIT

Shares1.22M

TypeSH

Market value$21.83M

1.03%

Sole

1.18M

Shared

0.00

None

37.97K

GLOBAL X FDS

SOLE

GLBL X MLP ETF

Shares494.12K

TypeSH

Market value$20.40M

0.96%

Sole

482.10K

Shared

0.00

None

12.02K

ALPHABET INC

OTR

CAP STK CL C

Shares226.94K

TypeSH

Market value$20.14M

0.95%

Sole

218.42K

Shared

6.56K

None

1.96K

JPMORGAN CHASE & CO

SOLE

COM

Shares146.09K

TypeSH

Market value$19.59M

0.92%

Sole

134.64K

Shared

10.07K

None

1.38K

AMAZON COM INC

SOLE

COM

Shares233.05K

TypeSH

Market value$19.58M

0.92%

Sole

200.49K

Shared

29.82K

None

2.73K

ISHARES TR

SOLE

GLOBAL ENERG ETF

Shares468.33K

TypeSH

Market value$18.26M

0.86%

Sole

468.27K

Shared

0.00

None

60.00

JOHNSON & JOHNSON

OTR

COM

Shares100.89K

TypeSH

Market value$17.82M

0.84%

Sole

86.20K

Shared

13.94K

None

754.00

QUALCOMM INC

OTR

COM

Shares156.87K

TypeSH

Market value$17.25M

0.81%

Sole

148.61K

Shared

5.63K

None

2.64K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares80.02K

TypeSH

Market value$17.05M

0.80%

Sole

79.30K

Shared

0.00

None

719.00

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares121.45K

TypeSH

Market value$17.05M

0.80%

Sole

120.93K

Shared

0.00

None

517.00

PRUDENTIAL FINL INC

OTR

COM

Shares168.37K

TypeSH

Market value$16.75M

0.79%

Sole

79.47K

Shared

2.08K

None

86.83K

GLOBAL X FDS

SOLE

GLB X MLP ENRG I

Shares402.05K

TypeSH

Market value$16.39M

0.77%

Sole

392.80K

Shared

0.00

None

9.24K

HARTFORD FDS EXCHANGE TRADED

SOLE

SHRT DURTN ETF

Shares427.90K

TypeSH

Market value$16.21M

0.76%

Sole

419.06K

Shared

0.00

None

8.84K

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares195.62K

TypeSH

Market value$16.13M

0.76%

Sole

195.03K

Shared

0.00

None

585.00

INVESCO EXCH TRADED FD TR II

SOLE

FNDMNTL HY CRP

Shares909.20K

TypeSH

Market value$15.57M

0.73%

Sole

895.21K

Shared

0.00

None

13.98K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
SPDR SER TRSOLE	PORTFOLIO SH TSR	2.78M	SH	$80.46M 3.78%	2.77M	0.00	12.23K
VANGUARD SCOTTSDALE FDSSOLE	MTG-BKD SECS ETF	1.24M	SH	$56.42M 2.65%	1.22M	0.00	18.77K
MICROSOFT CORPOTR	COM	223.51K	SH	$53.60M 2.52%	197.96K	23.79K	1.76K
VANECK ETF TRUSTSOLE	FALLEN ANGEL HG	1.98M	SH	$53.41M 2.51%	1.93M	0.00	44.14K
ISHARES TRSOLE	1 3 YR TREAS BD	636.44K	SH	$51.66M 2.43%	625.17K	0.00	11.27K
PACCAR INCSOLE	COM	430.80K	SH	$43.81M 2.06%	420.31K	4.18K	6.30K
APPLE INCOTR	COM	318.88K	SH	$41.43M 1.95%	253.71K	60.77K	4.40K
EXCHANGE LISTED FDS TRSOLE	ETC GAVEKAL ASIA	366.52K	SH	$28.94M 1.36%	359.66K	0.00	6.86K
ISHARES TRSOLE	3 7 YR TREAS BD	248.86K	SH	$28.59M 1.34%	242.90K	0.00	5.96K
ENTERPRISE PRODS PARTNERS LSOLE	COM	1.04M	SH	$24.97M 1.17%	1.03M	0.00	6.72K
SPROTT PHYSICAL GOLD & SILVESOLE	TR UNIT	1.22M	SH	$21.83M 1.03%	1.18M	0.00	37.97K
GLOBAL X FDSSOLE	GLBL X MLP ETF	494.12K	SH	$20.40M 0.96%	482.10K	0.00	12.02K
ALPHABET INCOTR	CAP STK CL C	226.94K	SH	$20.14M 0.95%	218.42K	6.56K	1.96K
JPMORGAN CHASE & COSOLE	COM	146.09K	SH	$19.59M 0.92%	134.64K	10.07K	1.38K
AMAZON COM INCSOLE	COM	233.05K	SH	$19.58M 0.92%	200.49K	29.82K	2.73K
ISHARES TRSOLE	GLOBAL ENERG ETF	468.33K	SH	$18.26M 0.86%	468.27K	0.00	60.00
JOHNSON & JOHNSONOTR	COM	100.89K	SH	$17.82M 0.84%	86.20K	13.94K	754.00
QUALCOMM INCOTR	COM	156.87K	SH	$17.25M 0.81%	148.61K	5.63K	2.64K
VANGUARD INDEX FDSSOLE	GROWTH ETF	80.02K	SH	$17.05M 0.80%	79.30K	0.00	719.00
VANGUARD INDEX FDSSOLE	VALUE ETF	121.45K	SH	$17.05M 0.80%	120.93K	0.00	517.00
PRUDENTIAL FINL INCOTR	COM	168.37K	SH	$16.75M 0.79%	79.47K	2.08K	86.83K
GLOBAL X FDSSOLE	GLB X MLP ENRG I	402.05K	SH	$16.39M 0.77%	392.80K	0.00	9.24K
HARTFORD FDS EXCHANGE TRADEDSOLE	SHRT DURTN ETF	427.90K	SH	$16.21M 0.76%	419.06K	0.00	8.84K
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	195.62K	SH	$16.13M 0.76%	195.03K	0.00	585.00
INVESCO EXCH TRADED FD TR IISOLE	FNDMNTL HY CRP	909.20K	SH	$15.57M 0.73%	895.21K	0.00	13.98K

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