ETTER PHILIP MARK (VP Human Resources) exercised options at SEARS HOMETOWN STORES, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 1/31/2019ACC: 0001548309-19-000026
Officer· VP Human Resources
Since Jan 2019
-6.56K
Net shares
Net seller
$13.8K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
6.56K acquired · 13.12K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+2.83K
Price / share
—
Trade value
—
% of position
New position
1/30/2019
0.00→2.83K
Common Stock
Direct
Shares
+3.73K
Price / share
—
Trade value
—
% of position
131.6%
1/30/2019
2.83K→6.56K
Common Stock
Direct
Shares
−6.56K
Price / share
$2.10
Trade value
$13.78K
% of position
New position
1/30/2019
6.56K→0.00
Total
Net shares
+0.00
Net value
-$13.78K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/30/2019 | M · Option Exercise | +2.83K | — | — | New position | 0.00 | 2.83K |
| Common Stock Direct | 1/30/2019 | M · Option Exercise | +3.73K | — | — | 131.6% | 2.83K | 6.56K |
| Common Stock Direct | 1/30/2019 | D · Disposition | −6.56K | $2.10 | $13.78K | New position | 6.56K | 0.00 |
| Total | +0.00 | -$13.78K | ||||||
Derivative Transactions2
Phantom Stock (stock units)
Direct
Converts to
Common Stock
2.83K shares
Shares
−2.83K
Strike price
0.0
Held after
2.83K
Exercisable
—
1/30/2019
Phantom Stock (stock units)
Direct
Converts to
Common Stock
3.73K shares
Shares
−3.73K
Strike price
0.0
Held after
7.46K
Exercisable
—
1/30/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock (stock units) Direct | Common Stock2.83K shares | 1/30/2019 | M · Option Exercise | −2.83K | 0.0 | — | 2.83K |
| Phantom Stock (stock units) Direct | Common Stock3.73K shares | 1/30/2019 | M · Option Exercise | −3.73K | 0.0 | — | 7.46K |