ESTATE OF THOMAS L. KEMPNER enters INTERSECTIONS INC with 9.75M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 11/9/2018ACC: 0000899681-18-000074
10% Owner
Since Oct 2018
9.75M
Baseline shares
1% direct
67.75K
Direct ownership
1 position
1.32M
Derivative underlying
1 instrument
2
Security positions
9.68M indirect
Non-Derivative Holdings2
Common Stock
DirectShares owned67.75K
Common Stock
IndirectShares owned9.68M
Total
67.75K direct·9.68M indirect9.75M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 67.75K | Direct |
| Common Stock | 9.68M | Indirect |
| Total | 9.75M | 67.75K direct·9.68M indirect |
Derivative Holdings1
Senior Secured Convertible Note
IndirectUnderlying security
Common Stock
Underlying shares
1.32M
Shares owned
N/A
Exercise price
2.27
Expiration
—
Exercise window
—
Total
Underlying
1.32M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Senior Secured Convertible Note Indirect | Common Stock | 2.27 | — | — | 1.32M | N/A |
| Total | 1.32M | 0.00 | ||||