Filed: 5/4/2023ACC: 0000201772-23-000004
📋 What this filing means
ESSEX INVESTMENT MANAGEMENT CO LLC filed this quarterly 13F‑HR report disclosing 386 equity positions with a total reported market value of $688.00M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
386
Positions
$688.00M
Total AUM (reported)
39.58M
Total Shares
Allocation by class
COM$664.89M96.6%
ADR$19.01M2.8%
ETF$4.10M0.6%
Portfolio Concentration
Top 3$41.36M6.0%
4–10$73.84M10.7%
11–25$103.86M15.1%
Rest$468.94M68.2%
Top 3 weight
6.0%
Top 10 weight
16.7%
Voting Authority Distribution
Total shares with voting rights: 39.58M
Sole
Full voting authority
26.12M
shares
% of voting shares66.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
13.46M
shares
% of voting shares34.0%
Investment Discretion (by position count)
Sole386
Shared0
Other0
Dominant voting typeSole · 66.0% of voting shares
Institutional Holdings386
Rows:
APPLE INC COM
SOLEShares93.67K
TypeSH
Market value$15.45M
2.25%
Sole
90.04K
Shared
0.00
None
3.63K
MICROSOFT CORP COM
SOLEShares49.74K
TypeSH
Market value$14.34M
2.08%
Sole
48.65K
Shared
0.00
None
1.08K
SUNOPTA INC COM
SOLEShares1.50M
TypeSH
Market value$11.58M
1.68%
Sole
1.26M
Shared
0.00
None
247.53K
STERLING INFRASTRUCTURE INC CO
SOLEShares305K
TypeSH
Market value$11.55M
1.68%
Sole
222.49K
Shared
0.00
None
82.50K
CASTLE BIOSCIENCES INC COM
SOLEShares480.92K
TypeSH
Market value$10.93M
1.59%
Sole
426.76K
Shared
0.00
None
54.15K
HCI GROUP INC COM
SOLEShares195.75K
TypeSH
Market value$10.49M
1.53%
Sole
165.79K
Shared
0.00
None
29.96K
ENERGY RECOVERY INC COM
SOLEShares453.98K
TypeSH
Market value$10.46M
1.52%
Sole
426.40K
Shared
0.00
None
27.58K
DIGI INTL INC COM
SOLEShares308.25K
TypeSH
Market value$10.38M
1.51%
Sole
248.51K
Shared
0.00
None
59.74K
BP PLC SPONSORED ADR
SOLEShares264.42K
TypeSH
Market value$10.03M
1.46%
Sole
251.91K
Shared
0.00
None
12.52K
TPI COMPOSITES INC COM
SOLEShares765.29K
TypeSH
Market value$9.99M
1.45%
Sole
726.11K
Shared
0.00
None
39.19K
SOLAREDGE TECHNOLOGIES INC COM
SOLEShares28.84K
TypeSH
Market value$8.77M
1.27%
Sole
27.27K
Shared
0.00
None
1.57K
SALESFORCE INC COM
SOLEShares42.21K
TypeSH
Market value$8.43M
1.23%
Sole
40.45K
Shared
0.00
None
1.76K
EVOQUA WATER TECHNOLOGIES CORP
SOLEShares169.46K
TypeSH
Market value$8.43M
1.22%
Sole
148.14K
Shared
0.00
None
21.32K
TENET HEALTHCARE CORP COM NEW
SOLEShares136.99K
TypeSH
Market value$8.14M
1.18%
Sole
131.55K
Shared
0.00
None
5.44K
TANDEM DIABETES CARE INC COM N
SOLEShares187.71K
TypeSH
Market value$7.62M
1.11%
Sole
167.17K
Shared
0.00
None
20.55K
CAMBIUM NETWORKS CORP SHS
SOLEShares388.01K
TypeSH
Market value$6.88M
1.00%
Sole
331.26K
Shared
0.00
None
56.75K
COGNEX CORP COM
SOLEShares137.22K
TypeSH
Market value$6.80M
0.99%
Sole
130.80K
Shared
0.00
None
6.42K
AMAZON COM INC COM
SOLEShares64.61K
TypeSH
Market value$6.67M
0.97%
Sole
62.09K
Shared
0.00
None
2.52K
EXXON MOBIL CORP COM
SOLEShares59.13K
TypeSH
Market value$6.48M
0.94%
Sole
57.72K
Shared
0.00
None
1.42K
GOLDMAN SACHS GROUP INC COM
SOLEShares19K
TypeSH
Market value$6.22M
0.90%
Sole
18.63K
Shared
0.00
None
377.00
SENSATA TECHNOLOGIES HLDG PLC
SOLEShares120.16K
TypeSH
Market value$6.01M
0.87%
Sole
116.37K
Shared
0.00
None
3.79K
PEPSICO INC COM
SOLEShares32.56K
TypeSH
Market value$5.93M
0.86%
Sole
31.71K
Shared
0.00
None
849.00
PATRICK INDS INC COM
SOLEShares85.82K
TypeSH
Market value$5.91M
0.86%
Sole
73.43K
Shared
0.00
None
12.39K
LEONARDO DRS INC COM
SOLEShares452.76K
TypeSH
Market value$5.87M
0.85%
Sole
293.05K
Shared
0.00
None
159.71K
DISNEY WALT CO COM
SOLEShares56.92K
TypeSH
Market value$5.70M
0.83%
Sole
56.35K
Shared
0.00
None
568.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INC COMSOLE | COM | 93.67K | SH | $15.45M 2.25% | 90.04K | 0.00 | 3.63K |
MICROSOFT CORP COMSOLE | COM | 49.74K | SH | $14.34M 2.08% | 48.65K | 0.00 | 1.08K |
SUNOPTA INC COMSOLE | COM | 1.50M | SH | $11.58M 1.68% | 1.26M | 0.00 | 247.53K |
STERLING INFRASTRUCTURE INC COSOLE | COM | 305K | SH | $11.55M 1.68% | 222.49K | 0.00 | 82.50K |
CASTLE BIOSCIENCES INC COMSOLE | COM | 480.92K | SH | $10.93M 1.59% | 426.76K | 0.00 | 54.15K |
HCI GROUP INC COMSOLE | COM | 195.75K | SH | $10.49M 1.53% | 165.79K | 0.00 | 29.96K |
ENERGY RECOVERY INC COMSOLE | COM | 453.98K | SH | $10.46M 1.52% | 426.40K | 0.00 | 27.58K |
DIGI INTL INC COMSOLE | COM | 308.25K | SH | $10.38M 1.51% | 248.51K | 0.00 | 59.74K |
BP PLC SPONSORED ADRSOLE | ADR | 264.42K | SH | $10.03M 1.46% | 251.91K | 0.00 | 12.52K |
TPI COMPOSITES INC COMSOLE | COM | 765.29K | SH | $9.99M 1.45% | 726.11K | 0.00 | 39.19K |
SOLAREDGE TECHNOLOGIES INC COMSOLE | COM | 28.84K | SH | $8.77M 1.27% | 27.27K | 0.00 | 1.57K |
SALESFORCE INC COMSOLE | COM | 42.21K | SH | $8.43M 1.23% | 40.45K | 0.00 | 1.76K |
EVOQUA WATER TECHNOLOGIES CORPSOLE | COM | 169.46K | SH | $8.43M 1.22% | 148.14K | 0.00 | 21.32K |
TENET HEALTHCARE CORP COM NEWSOLE | COM | 136.99K | SH | $8.14M 1.18% | 131.55K | 0.00 | 5.44K |
TANDEM DIABETES CARE INC COM NSOLE | COM | 187.71K | SH | $7.62M 1.11% | 167.17K | 0.00 | 20.55K |
CAMBIUM NETWORKS CORP SHSSOLE | COM | 388.01K | SH | $6.88M 1.00% | 331.26K | 0.00 | 56.75K |
COGNEX CORP COMSOLE | COM | 137.22K | SH | $6.80M 0.99% | 130.80K | 0.00 | 6.42K |
AMAZON COM INC COMSOLE | COM | 64.61K | SH | $6.67M 0.97% | 62.09K | 0.00 | 2.52K |
EXXON MOBIL CORP COMSOLE | COM | 59.13K | SH | $6.48M 0.94% | 57.72K | 0.00 | 1.42K |
GOLDMAN SACHS GROUP INC COMSOLE | COM | 19K | SH | $6.22M 0.90% | 18.63K | 0.00 | 377.00 |
SENSATA TECHNOLOGIES HLDG PLCSOLE | COM | 120.16K | SH | $6.01M 0.87% | 116.37K | 0.00 | 3.79K |
PEPSICO INC COMSOLE | COM | 32.56K | SH | $5.93M 0.86% | 31.71K | 0.00 | 849.00 |
PATRICK INDS INC COMSOLE | COM | 85.82K | SH | $5.91M 0.86% | 73.43K | 0.00 | 12.39K |
LEONARDO DRS INC COMSOLE | COM | 452.76K | SH | $5.87M 0.85% | 293.05K | 0.00 | 159.71K |
DISNEY WALT CO COMSOLE | COM | 56.92K | SH | $5.70M 0.83% | 56.35K | 0.00 | 568.00 |
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