Filed: 7/31/2023ACC: 0001940416-23-000003
📋 What this filing means
ESSEX LLC filed this quarterly 13F‑HR report disclosing 149 equity positions with a total reported market value of $359.07M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
149
Positions
$359.07M
Total AUM (reported)
6.57M
Total Shares
Allocation by class
COM$126.86M35.3%
SHRT TRM CORP BD$32.28M9.0%
BLOOMBERG SHT TE$23.65M6.6%
INT-TERM CORP$15.25M4.2%
INSTL PFD SECS$15.02M4.2%
US LRG CAP ETF$9.10M2.5%
TECHNOLOGY$9.07M2.5%
Portfolio Concentration
Top 3$71.18M19.8%
4–10$63.74M17.8%
11–25$78.47M21.9%
Rest$145.69M40.6%
Top 3 weight
19.8%
Top 10 weight
37.6%
Voting Authority Distribution
Total shares with voting rights: 6.57M
Sole
Full voting authority
6.57M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole149
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings149
Rows:
VANGUARD SCOTTSDALE FDS
SOLEShares426.58K
TypeSH
Market value$32.28M
8.99%
Sole
426.58K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares957.66K
TypeSH
Market value$23.65M
6.59%
Sole
957.66K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares192.94K
TypeSH
Market value$15.25M
4.25%
Sole
192.94K
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares891.47K
TypeSH
Market value$15.02M
4.18%
Sole
891.47K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares173.84K
TypeSH
Market value$9.10M
2.54%
Sole
173.84K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares52.17K
TypeSH
Market value$9.07M
2.53%
Sole
52.17K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC
SOLEShares26.75K
TypeSH
Market value$8.63M
2.40%
Sole
26.75K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares221.66K
TypeSH
Market value$7.90M
2.20%
Sole
221.66K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares163.95K
TypeSH
Market value$7.18M
2.00%
Sole
163.95K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares62.72K
TypeSH
Market value$6.83M
1.90%
Sole
62.72K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares94.92K
TypeSH
Market value$6.74M
1.88%
Sole
94.92K
Shared
0.00
None
0.00
DEERE & CO
SOLEShares15.29K
TypeSH
Market value$6.19M
1.73%
Sole
15.29K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
SOLEShares51.54K
TypeSH
Market value$5.87M
1.64%
Sole
51.54K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares17.03K
TypeSH
Market value$5.80M
1.62%
Sole
17.03K
Shared
0.00
None
0.00
VERISIGN INC
SOLEShares25.14K
TypeSH
Market value$5.68M
1.58%
Sole
25.14K
Shared
0.00
None
0.00
APPLE INC
SOLEShares28.65K
TypeSH
Market value$5.56M
1.55%
Sole
28.65K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares277.92K
TypeSH
Market value$5.39M
1.50%
Sole
277.92K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares103.34K
TypeSH
Market value$5.18M
1.44%
Sole
103.34K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares35.18K
TypeSH
Market value$5.12M
1.43%
Sole
35.18K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares30.79K
TypeSH
Market value$5.10M
1.42%
Sole
30.79K
Shared
0.00
None
0.00
ALPS ETF TR
SOLEShares123.61K
TypeSH
Market value$4.86M
1.35%
Sole
123.61K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares24.02K
TypeSH
Market value$4.45M
1.24%
Sole
24.02K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares156.53K
TypeSH
Market value$4.35M
1.21%
Sole
156.53K
Shared
0.00
None
0.00
STARBUCKS CORP
SOLEShares43.47K
TypeSH
Market value$4.31M
1.20%
Sole
43.47K
Shared
0.00
None
0.00
HONEYWELL INTL INC
SOLEShares18.69K
TypeSH
Market value$3.88M
1.08%
Sole
18.69K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 426.58K | SH | $32.28M 8.99% | 426.58K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG SHT TE | 957.66K | SH | $23.65M 6.59% | 957.66K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 192.94K | SH | $15.25M 4.25% | 192.94K | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | INSTL PFD SECS | 891.47K | SH | $15.02M 4.18% | 891.47K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 173.84K | SH | $9.10M 2.54% | 173.84K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 52.17K | SH | $9.07M 2.53% | 52.17K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INCSOLE | COM | 26.75K | SH | $8.63M 2.40% | 26.75K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 221.66K | SH | $7.90M 2.20% | 221.66K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 163.95K | SH | $7.18M 2.00% | 163.95K | 0.00 | 0.00 |
ISHARES TRSOLE | U.S. TECH ETF | 62.72K | SH | $6.83M 1.90% | 62.72K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 94.92K | SH | $6.74M 1.88% | 94.92K | 0.00 | 0.00 |
DEERE & COSOLE | COM | 15.29K | SH | $6.19M 1.73% | 15.29K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 51.54K | SH | $5.87M 1.64% | 51.54K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 17.03K | SH | $5.80M 1.62% | 17.03K | 0.00 | 0.00 |
VERISIGN INCSOLE | COM | 25.14K | SH | $5.68M 1.58% | 25.14K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 28.65K | SH | $5.56M 1.55% | 28.65K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | GBL SRT TRM HY | 277.92K | SH | $5.39M 1.50% | 277.92K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 103.34K | SH | $5.18M 1.44% | 103.34K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 35.18K | SH | $5.12M 1.43% | 35.18K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 30.79K | SH | $5.10M 1.42% | 30.79K | 0.00 | 0.00 |
ALPS ETF TRSOLE | DISRUPTIVE TECH | 123.61K | SH | $4.86M 1.35% | 123.61K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 24.02K | SH | $4.45M 1.24% | 24.02K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 156.53K | SH | $4.35M 1.21% | 156.53K | 0.00 | 0.00 |
STARBUCKS CORPSOLE | COM | 43.47K | SH | $4.31M 1.20% | 43.47K | 0.00 | 0.00 |
HONEYWELL INTL INCSOLE | COM | 18.69K | SH | $3.88M 1.08% | 18.69K | 0.00 | 0.00 |
Page 1 of 6
…