ESSEX LLC

Filed: 1/20/2026ACC: 0001889147-26-000001

📋 What this filing means

ESSEX LLC filed this quarterly 13F‑HR report disclosing 182 equity positions with a total reported market value of $564.60M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

182

Positions

$564.60M

Total AUM (reported)

9.22M

Total Shares

Allocation by class

COM$132.82M23.5%

STATE STREET TEC$35.90M6.4%

ACTIVE BOND ETF$33.22M5.9%

CORE BD ETF$33.00M5.8%

INT-TERM CORP$29.63M5.2%

STATE STREET SPD$26.93M4.8%

US LRG CAP ETF$25.19M4.5%

Portfolio Concentration

Top 3$102.12M18.1%

4–10$150.57M26.7%

11–25$135.81M24.1%

Rest$176.10M31.2%

Top 3 weight

18.1%

Top 10 weight

44.8%

Voting Authority Distribution

Total shares with voting rights: 9.22M

Sole

Full voting authority

9.22M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole182

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings182

Rows:

SELECT SECTOR SPDR TR

SOLE

STATE STREET TEC

Shares249.34K

TypeSH

Market value$35.90M

6.36%

Sole

249.34K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

ACTIVE BOND ETF

Shares614.39K

TypeSH

Market value$33.22M

5.88%

Sole

614.39K

Shared

0.00

None

0.00

VANGUARD MALVERN FDS

SOLE

CORE BD ETF

Shares423.70K

TypeSH

Market value$33.00M

5.85%

Sole

423.70K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares353.75K

TypeSH

Market value$29.63M

5.25%

Sole

353.75K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares935.99K

TypeSH

Market value$25.19M

4.46%

Sole

935.99K

Shared

0.00

None

0.00

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares841.75K

TypeSH

Market value$21.31M

3.77%

Sole

841.75K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares656.72K

TypeSH

Market value$19.75M

3.50%

Sole

656.72K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares792.75K

TypeSH

Market value$19.06M

3.38%

Sole

792.75K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares232.20K

TypeSH

Market value$18.51M

3.28%

Sole

232.20K

Shared

0.00

None

0.00

NEBIUS GROUP N.V.

SOLE

SHS CLASS A

Shares204.63K

TypeSH

Market value$17.13M

3.03%

Sole

204.63K

Shared

0.00

None

0.00

GOLDMAN SACHS GROUP INC

SOLE

COM

Shares15.92K

TypeSH

Market value$13.99M

2.48%

Sole

15.92K

Shared

0.00

None

0.00

FIRST TR EXCH TRADED FD III

SOLE

INSTL PFD SECS

Shares642.26K

TypeSH

Market value$12.45M

2.21%

Sole

642.26K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares390.03K

TypeSH

Market value$11.11M

1.97%

Sole

390.03K

Shared

0.00

None

0.00

JPMORGAN CHASE & CO.

SOLE

COM

Shares33.24K

TypeSH

Market value$10.71M

1.90%

Sole

33.24K

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares55.63K

TypeSH

Market value$10.38M

1.84%

Sole

55.63K

Shared

0.00

None

0.00

ISHARES TR

SOLE

U.S. TECH ETF

Shares47.51K

TypeSH

Market value$9.49M

1.68%

Sole

47.51K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

STATE STREET FIN

Shares171.98K

TypeSH

Market value$9.42M

1.67%

Sole

171.98K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares33.17K

TypeSH

Market value$9.02M

1.60%

Sole

33.17K

Shared

0.00

None

0.00

ALPHABET INC

SOLE

CAP STK CL A

Shares25.11K

TypeSH

Market value$7.86M

1.39%

Sole

25.11K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

STATE STREET COM

Shares65.16K

TypeSH

Market value$7.67M

1.36%

Sole

65.16K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

STATE STREET HEA

Shares46.92K

TypeSH

Market value$7.26M

1.29%

Sole

46.92K

Shared

0.00

None

0.00

ALPHABET INC

SOLE

CAP STK CL C

Shares22.70K

TypeSH

Market value$7.12M

1.26%

Sole

22.70K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

STATE STREET IND

Shares45.77K

TypeSH

Market value$7.10M

1.26%

Sole

45.77K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares12.81K

TypeSH

Market value$6.20M

1.10%

Sole

12.81K

Shared

0.00

None

0.00

GE AEROSPACE

SOLE

COM NEW

Shares19.60K

TypeSH

Market value$6.04M

1.07%

Sole

19.60K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SELECT SECTOR SPDR TRSOLE	STATE STREET TEC	249.34K	SH	$35.90M 6.36%	249.34K
J P MORGAN EXCHANGE TRADED FSOLE	ACTIVE BOND ETF	614.39K	SH	$33.22M 5.88%	614.39K
VANGUARD MALVERN FDSSOLE	CORE BD ETF	423.70K	SH	$33.00M 5.85%	423.70K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	353.75K	SH	$29.63M 5.25%	353.75K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	935.99K	SH	$25.19M 4.46%	935.99K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	841.75K	SH	$21.31M 3.77%	841.75K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	656.72K	SH	$19.75M 3.50%	656.72K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	792.75K	SH	$19.06M 3.38%	792.75K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	232.20K	SH	$18.51M 3.28%	232.20K
NEBIUS GROUP N.V.SOLE	SHS CLASS A	204.63K	SH	$17.13M 3.03%	204.63K
GOLDMAN SACHS GROUP INCSOLE	COM	15.92K	SH	$13.99M 2.48%	15.92K
FIRST TR EXCH TRADED FD IIISOLE	INSTL PFD SECS	642.26K	SH	$12.45M 2.21%	642.26K
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	390.03K	SH	$11.11M 1.97%	390.03K
JPMORGAN CHASE & CO.SOLE	COM	33.24K	SH	$10.71M 1.90%	33.24K
NVIDIA CORPORATIONSOLE	COM	55.63K	SH	$10.38M 1.84%	55.63K
ISHARES TRSOLE	U.S. TECH ETF	47.51K	SH	$9.49M 1.68%	47.51K
SELECT SECTOR SPDR TRSOLE	STATE STREET FIN	171.98K	SH	$9.42M 1.67%	171.98K
APPLE INCSOLE	COM	33.17K	SH	$9.02M 1.60%	33.17K
ALPHABET INCSOLE	CAP STK CL A	25.11K	SH	$7.86M 1.39%	25.11K
SELECT SECTOR SPDR TRSOLE	STATE STREET COM	65.16K	SH	$7.67M 1.36%	65.16K
SELECT SECTOR SPDR TRSOLE	STATE STREET HEA	46.92K	SH	$7.26M 1.29%	46.92K
ALPHABET INCSOLE	CAP STK CL C	22.70K	SH	$7.12M 1.26%	22.70K
SELECT SECTOR SPDR TRSOLE	STATE STREET IND	45.77K	SH	$7.10M 1.26%	45.77K
MICROSOFT CORPSOLE	COM	12.81K	SH	$6.20M 1.10%	12.81K
GE AEROSPACESOLE	COM NEW	19.60K	SH	$6.04M 1.07%	19.60K

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