ESSEX LLC

Filed: 10/23/2025ACC: 0001889147-25-000009

📋 What this filing means

ESSEX LLC filed this quarterly 13F‑HR report disclosing 174 equity positions with a total reported market value of $552.01M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

174

Positions

$552.01M

Total AUM (reported)

8.89M

Total Shares

Allocation by class

COM$129.03M23.4%

INT-TERM CORP$34.93M6.3%

TECHNOLOGY$34.77M6.3%

US LRG CAP ETF$24.84M4.5%

CORE BD ETF$24.27M4.4%

BLOOMBERG SHT TE$23.30M4.2%

ACTIVE BOND ETF$22.95M4.2%

Portfolio Concentration

Top 3$94.54M17.1%

4–10$152.11M27.6%

11–25$129.43M23.4%

Rest$175.93M31.9%

Top 3 weight

17.1%

Top 10 weight

44.7%

Voting Authority Distribution

Total shares with voting rights: 8.89M

Sole

Full voting authority

8.89M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole174

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings174

Rows:

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares415.33K

TypeSH

Market value$34.93M

6.33%

Sole

415.33K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares123.35K

TypeSH

Market value$34.77M

6.30%

Sole

123.35K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares943.01K

TypeSH

Market value$24.84M

4.50%

Sole

943.01K

Shared

0.00

None

0.00

VANGUARD MALVERN FDS

SOLE

CORE BD ETF

Shares309.56K

TypeSH

Market value$24.27M

4.40%

Sole

309.56K

Shared

0.00

None

0.00

SPDR SERIES TRUST

SOLE

BLOOMBERG SHT TE

Shares910.34K

TypeSH

Market value$23.30M

4.22%

Sole

910.34K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

ACTIVE BOND ETF

Shares423.72K

TypeSH

Market value$22.95M

4.16%

Sole

423.72K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares286.17K

TypeSH

Market value$22.87M

4.14%

Sole

286.17K

Shared

0.00

None

0.00

NEBIUS GROUP N.V.

SOLE

SHS CLASS A

Shares194.23K

TypeSH

Market value$21.81M

3.95%

Sole

194.23K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares637.61K

TypeSH

Market value$18.90M

3.42%

Sole

637.61K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares773.56K

TypeSH

Market value$18.01M

3.26%

Sole

773.56K

Shared

0.00

None

0.00

FIRST TR EXCH TRADED FD III

SOLE

INSTL PFD SECS

Shares678.09K

TypeSH

Market value$13.11M

2.38%

Sole

678.09K

Shared

0.00

None

0.00

GOLDMAN SACHS GROUP INC

SOLE

COM

Shares16.25K

TypeSH

Market value$12.94M

2.34%

Sole

16.25K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares384.29K

TypeSH

Market value$10.72M

1.94%

Sole

384.29K

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares56.91K

TypeSH

Market value$10.62M

1.92%

Sole

56.91K

Shared

0.00

None

0.00

JPMORGAN CHASE & CO.

SOLE

COM

Shares32.66K

TypeSH

Market value$10.30M

1.87%

Sole

32.66K

Shared

0.00

None

0.00

ISHARES TR

SOLE

U.S. TECH ETF

Shares48.02K

TypeSH

Market value$9.41M

1.70%

Sole

48.02K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares165.10K

TypeSH

Market value$8.89M

1.61%

Sole

165.10K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares33.80K

TypeSH

Market value$8.61M

1.56%

Sole

33.80K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

COMMUNICATION

Shares61.92K

TypeSH

Market value$7.33M

1.33%

Sole

61.92K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

INDL

Shares44.46K

TypeSH

Market value$6.86M

1.24%

Sole

44.46K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares12.78K

TypeSH

Market value$6.62M

1.20%

Sole

12.78K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares45.04K

TypeSH

Market value$6.27M

1.14%

Sole

45.04K

Shared

0.00

None

0.00

ALPHABET INC

SOLE

CAP STK CL A

Shares25.02K

TypeSH

Market value$6.08M

1.10%

Sole

25.02K

Shared

0.00

None

0.00

GE AEROSPACE

SOLE

COM NEW

Shares19.84K

TypeSH

Market value$5.97M

1.08%

Sole

19.84K

Shared

0.00

None

0.00

ALPHABET INC

SOLE

CAP STK CL C

Shares23.40K

TypeSH

Market value$5.70M

1.03%

Sole

23.40K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	415.33K	SH	$34.93M 6.33%	415.33K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	123.35K	SH	$34.77M 6.30%	123.35K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	943.01K	SH	$24.84M 4.50%	943.01K
VANGUARD MALVERN FDSSOLE	CORE BD ETF	309.56K	SH	$24.27M 4.40%	309.56K
SPDR SERIES TRUSTSOLE	BLOOMBERG SHT TE	910.34K	SH	$23.30M 4.22%	910.34K
J P MORGAN EXCHANGE TRADED FSOLE	ACTIVE BOND ETF	423.72K	SH	$22.95M 4.16%	423.72K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	286.17K	SH	$22.87M 4.14%	286.17K
NEBIUS GROUP N.V.SOLE	SHS CLASS A	194.23K	SH	$21.81M 3.95%	194.23K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	637.61K	SH	$18.90M 3.42%	637.61K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	773.56K	SH	$18.01M 3.26%	773.56K
FIRST TR EXCH TRADED FD IIISOLE	INSTL PFD SECS	678.09K	SH	$13.11M 2.38%	678.09K
GOLDMAN SACHS GROUP INCSOLE	COM	16.25K	SH	$12.94M 2.34%	16.25K
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	384.29K	SH	$10.72M 1.94%	384.29K
NVIDIA CORPORATIONSOLE	COM	56.91K	SH	$10.62M 1.92%	56.91K
JPMORGAN CHASE & CO.SOLE	COM	32.66K	SH	$10.30M 1.87%	32.66K
ISHARES TRSOLE	U.S. TECH ETF	48.02K	SH	$9.41M 1.70%	48.02K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	165.10K	SH	$8.89M 1.61%	165.10K
APPLE INCSOLE	COM	33.80K	SH	$8.61M 1.56%	33.80K
SELECT SECTOR SPDR TRSOLE	COMMUNICATION	61.92K	SH	$7.33M 1.33%	61.92K
SELECT SECTOR SPDR TRSOLE	INDL	44.46K	SH	$6.86M 1.24%	44.46K
MICROSOFT CORPSOLE	COM	12.78K	SH	$6.62M 1.20%	12.78K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	45.04K	SH	$6.27M 1.14%	45.04K
ALPHABET INCSOLE	CAP STK CL A	25.02K	SH	$6.08M 1.10%	25.02K
GE AEROSPACESOLE	COM NEW	19.84K	SH	$5.97M 1.08%	19.84K
ALPHABET INCSOLE	CAP STK CL C	23.40K	SH	$5.70M 1.03%	23.40K

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