ESSEX LLC

Filed: 10/18/2024ACC: 0001889147-24-000010

📋 What this filing means

ESSEX LLC filed this quarterly 13F‑HR report disclosing 169 equity positions with a total reported market value of $488.12M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

169

Positions

$488.12M

Total AUM (reported)

7.60M

Total Shares

Allocation by class

COM$151.66M31.1%

INT-TERM CORP$45.04M9.2%

SHRT TRM CORP BD$34.98M7.2%

BLOOMBERG SHT TE$26.53M5.4%

TECHNOLOGY$24.36M5.0%

US LRG CAP ETF$19.61M4.0%

INSTL PFD SECS$16.73M3.4%

Portfolio Concentration

Top 3$106.55M21.8%

4–10$114.95M23.6%

11–25$92.55M19.0%

Rest$174.06M35.7%

Top 3 weight

21.8%

Top 10 weight

45.4%

Voting Authority Distribution

Total shares with voting rights: 7.60M

Sole

Full voting authority

7.60M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole169

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings169

Rows:

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares537.73K

TypeSH

Market value$45.04M

9.23%

Sole

537.73K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares440.48K

TypeSH

Market value$34.98M

7.17%

Sole

440.48K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG SHT TE

Shares1.03M

TypeSH

Market value$26.53M

5.44%

Sole

1.03M

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares107.89K

TypeSH

Market value$24.36M

4.99%

Sole

107.89K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares288.99K

TypeSH

Market value$19.61M

4.02%

Sole

288.99K

Shared

0.00

None

0.00

FIRST TR EXCH TRADED FD III

SOLE

INSTL PFD SECS

Shares877.24K

TypeSH

Market value$16.73M

3.43%

Sole

877.24K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares193.70K

TypeSH

Market value$16.09M

3.30%

Sole

193.70K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares356.75K

TypeSH

Market value$14.67M

3.01%

Sole

356.75K

Shared

0.00

None

0.00

GOLDMAN SACHS GROUP INC

SOLE

COM

Shares25.03K

TypeSH

Market value$12.39M

2.54%

Sole

25.03K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares218.78K

TypeSH

Market value$11.10M

2.27%

Sole

218.78K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares208.56K

TypeSH

Market value$10.74M

2.20%

Sole

208.56K

Shared

0.00

None

0.00

JPMORGAN CHASE & CO.

SOLE

COM

Shares37.48K

TypeSH

Market value$7.90M

1.62%

Sole

37.48K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares32.51K

TypeSH

Market value$7.57M

1.55%

Sole

32.51K

Shared

0.00

None

0.00

ADVANCED MICRO DEVICES INC

SOLE

COM

Shares46.16K

TypeSH

Market value$7.57M

1.55%

Sole

46.16K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares16.28K

TypeSH

Market value$7.00M

1.44%

Sole

16.28K

Shared

0.00

None

0.00

ISHARES TR

SOLE

U.S. TECH ETF

Shares42.73K

TypeSH

Market value$6.48M

1.33%

Sole

42.73K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares139.77K

TypeSH

Market value$6.33M

1.30%

Sole

139.77K

Shared

0.00

None

0.00

DEERE & CO

SOLE

COM

Shares13.40K

TypeSH

Market value$5.59M

1.15%

Sole

13.40K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

INDL

Shares36.79K

TypeSH

Market value$4.98M

1.02%

Sole

36.79K

Shared

0.00

None

0.00

MARSH & MCLENNAN COS INC

SOLE

COM

Shares22.01K

TypeSH

Market value$4.91M

1.01%

Sole

22.01K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

COMMUNICATION

Shares54.09K

TypeSH

Market value$4.89M

1.00%

Sole

54.09K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

FUNDAMENTAL EMER

Shares148.75K

TypeSH

Market value$4.80M

0.98%

Sole

148.75K

Shared

0.00

None

0.00

JOHNSON & JOHNSON

SOLE

COM

Shares29.54K

TypeSH

Market value$4.79M

0.98%

Sole

29.54K

Shared

0.00

None

0.00

VANECK ETF TRUST

SOLE

FALLEN ANGEL HG

Shares153.06K

TypeSH

Market value$4.50M

0.92%

Sole

153.06K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares29.07K

TypeSH

Market value$4.48M

0.92%

Sole

29.07K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	537.73K	SH	$45.04M 9.23%	537.73K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	440.48K	SH	$34.98M 7.17%	440.48K
SPDR SER TRSOLE	BLOOMBERG SHT TE	1.03M	SH	$26.53M 5.44%	1.03M
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	107.89K	SH	$24.36M 4.99%	107.89K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	288.99K	SH	$19.61M 4.02%	288.99K
FIRST TR EXCH TRADED FD IIISOLE	INSTL PFD SECS	877.24K	SH	$16.73M 3.43%	877.24K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	193.70K	SH	$16.09M 3.30%	193.70K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	356.75K	SH	$14.67M 3.01%	356.75K
GOLDMAN SACHS GROUP INCSOLE	COM	25.03K	SH	$12.39M 2.54%	25.03K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	218.78K	SH	$11.10M 2.27%	218.78K
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	208.56K	SH	$10.74M 2.20%	208.56K
JPMORGAN CHASE & CO.SOLE	COM	37.48K	SH	$7.90M 1.62%	37.48K
APPLE INCSOLE	COM	32.51K	SH	$7.57M 1.55%	32.51K
ADVANCED MICRO DEVICES INCSOLE	COM	46.16K	SH	$7.57M 1.55%	46.16K
MICROSOFT CORPSOLE	COM	16.28K	SH	$7.00M 1.44%	16.28K
ISHARES TRSOLE	U.S. TECH ETF	42.73K	SH	$6.48M 1.33%	42.73K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	139.77K	SH	$6.33M 1.30%	139.77K
DEERE & COSOLE	COM	13.40K	SH	$5.59M 1.15%	13.40K
SELECT SECTOR SPDR TRSOLE	INDL	36.79K	SH	$4.98M 1.02%	36.79K
MARSH & MCLENNAN COS INCSOLE	COM	22.01K	SH	$4.91M 1.01%	22.01K
SELECT SECTOR SPDR TRSOLE	COMMUNICATION	54.09K	SH	$4.89M 1.00%	54.09K
SCHWAB STRATEGIC TRSOLE	FUNDAMENTAL EMER	148.75K	SH	$4.80M 0.98%	148.75K
JOHNSON & JOHNSONSOLE	COM	29.54K	SH	$4.79M 0.98%	29.54K
VANECK ETF TRUSTSOLE	FALLEN ANGEL HG	153.06K	SH	$4.50M 0.92%	153.06K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	29.07K	SH	$4.48M 0.92%	29.07K

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