Filed: 5/3/2024ACC: 0001889147-24-000002
📋 What this filing means
ESSEX LLC filed this quarterly 13F‑HR report disclosing 154 equity positions with a total reported market value of $434.19M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
154
Positions
$434.19M
Total AUM (reported)
7.07M
Total Shares
Allocation by class
COM$145.22M33.4%
SHRT TRM CORP BD$34.41M7.9%
INT-TERM CORP$28.60M6.6%
BLOOMBERG SHT TE$25.03M5.8%
TECHNOLOGY$21.13M4.9%
INSTL PFD SECS$16.23M3.7%
US LRG CAP ETF$14.64M3.4%
Portfolio Concentration
Top 3$88.03M20.3%
4–10$99.42M22.9%
11–25$86.87M20.0%
Rest$159.87M36.8%
Top 3 weight
20.3%
Top 10 weight
43.2%
Voting Authority Distribution
Total shares with voting rights: 7.07M
Sole
Full voting authority
7.07M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole154
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings154
Rows:
VANGUARD SCOTTSDALE FDS
SOLEShares445.04K
TypeSH
Market value$34.41M
7.92%
Sole
445.04K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares355.20K
TypeSH
Market value$28.60M
6.59%
Sole
355.20K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares992.39K
TypeSH
Market value$25.03M
5.76%
Sole
992.39K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares101.46K
TypeSH
Market value$21.13M
4.87%
Sole
101.46K
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares890.81K
TypeSH
Market value$16.23M
3.74%
Sole
890.81K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares235.83K
TypeSH
Market value$14.64M
3.37%
Sole
235.83K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares169.99K
TypeSH
Market value$13.84M
3.19%
Sole
169.99K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares340.67K
TypeSH
Market value$13.29M
3.06%
Sole
340.67K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC
SOLEShares25.68K
TypeSH
Market value$10.72M
2.47%
Sole
25.68K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares194.25K
TypeSH
Market value$9.56M
2.20%
Sole
194.25K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
SOLEShares48.90K
TypeSH
Market value$8.83M
2.03%
Sole
48.90K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares172.55K
TypeSH
Market value$8.71M
2.00%
Sole
172.55K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares37.99K
TypeSH
Market value$7.61M
1.75%
Sole
37.99K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares16.55K
TypeSH
Market value$6.96M
1.60%
Sole
16.55K
Shared
0.00
None
0.00
DEERE & CO
SOLEShares14.58K
TypeSH
Market value$5.99M
1.38%
Sole
14.58K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares43.27K
TypeSH
Market value$5.84M
1.35%
Sole
43.27K
Shared
0.00
None
0.00
APPLE INC
SOLEShares33.61K
TypeSH
Market value$5.76M
1.33%
Sole
33.61K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares32.20K
TypeSH
Market value$5.09M
1.17%
Sole
32.20K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares120K
TypeSH
Market value$5.05M
1.16%
Sole
120K
Shared
0.00
None
0.00
MARSH & MCLENNAN COS INC
SOLEShares23.67K
TypeSH
Market value$4.88M
1.12%
Sole
23.67K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares35.90K
TypeSH
Market value$4.74M
1.09%
Sole
35.90K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares238.40K
TypeSH
Market value$4.70M
1.08%
Sole
238.40K
Shared
0.00
None
0.00
HENNESSY FDS TR
SOLEShares142.68K
TypeSH
Market value$4.32M
0.99%
Sole
142.68K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares144.65K
TypeSH
Market value$4.20M
0.97%
Sole
144.65K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares27.54K
TypeSH
Market value$4.19M
0.97%
Sole
27.54K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 445.04K | SH | $34.41M 7.92% | 445.04K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 355.20K | SH | $28.60M 6.59% | 355.20K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG SHT TE | 992.39K | SH | $25.03M 5.76% | 992.39K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 101.46K | SH | $21.13M 4.87% | 101.46K | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | INSTL PFD SECS | 890.81K | SH | $16.23M 3.74% | 890.81K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 235.83K | SH | $14.64M 3.37% | 235.83K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 169.99K | SH | $13.84M 3.19% | 169.99K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 340.67K | SH | $13.29M 3.06% | 340.67K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INCSOLE | COM | 25.68K | SH | $10.72M 2.47% | 25.68K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 194.25K | SH | $9.56M 2.20% | 194.25K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 48.90K | SH | $8.83M 2.03% | 48.90K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 172.55K | SH | $8.71M 2.00% | 172.55K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 37.99K | SH | $7.61M 1.75% | 37.99K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 16.55K | SH | $6.96M 1.60% | 16.55K | 0.00 | 0.00 |
DEERE & COSOLE | COM | 14.58K | SH | $5.99M 1.38% | 14.58K | 0.00 | 0.00 |
ISHARES TRSOLE | U.S. TECH ETF | 43.27K | SH | $5.84M 1.35% | 43.27K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 33.61K | SH | $5.76M 1.33% | 33.61K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 32.20K | SH | $5.09M 1.17% | 32.20K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 120K | SH | $5.05M 1.16% | 120K | 0.00 | 0.00 |
MARSH & MCLENNAN COS INCSOLE | COM | 23.67K | SH | $4.88M 1.12% | 23.67K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 35.90K | SH | $4.74M 1.09% | 35.90K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | GLOBAL EX US HGH | 238.40K | SH | $4.70M 1.08% | 238.40K | 0.00 | 0.00 |
HENNESSY FDS TRSOLE | STANCE ESG ETF | 142.68K | SH | $4.32M 0.99% | 142.68K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 144.65K | SH | $4.20M 0.97% | 144.65K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 27.54K | SH | $4.19M 0.97% | 27.54K | 0.00 | 0.00 |
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