Filed: 1/29/2024ACC: 0001889147-24-000001
📋 What this filing means
ESSEX LLC filed this quarterly 13F‑HR report disclosing 149 equity positions with a total reported market value of $401.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
149
Positions
$401.93M
Total AUM (reported)
6.76M
Total Shares
Allocation by class
COM$139.42M34.7%
SHRT TRM CORP BD$34.89M8.7%
BLOOMBERG SHT TE$24.44M6.1%
INT-TERM CORP$20.12M5.0%
TECHNOLOGY$17.54M4.4%
INSTL PFD SECS$16.01M4.0%
US LRG CAP ETF$12.54M3.1%
Portfolio Concentration
Top 3$79.46M19.8%
4–10$89.09M22.2%
11–25$79.49M19.8%
Rest$153.90M38.3%
Top 3 weight
19.8%
Top 10 weight
41.9%
Voting Authority Distribution
Total shares with voting rights: 6.76M
Sole
Full voting authority
6.76M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole149
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings149
Rows:
VANGUARD SCOTTSDALE FDS
SOLEShares450.99K
TypeSH
Market value$34.89M
8.68%
Sole
450.99K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares972.11K
TypeSH
Market value$24.44M
6.08%
Sole
972.11K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares247.59K
TypeSH
Market value$20.12M
5.01%
Sole
247.59K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares91.11K
TypeSH
Market value$17.54M
4.36%
Sole
91.11K
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares897.79K
TypeSH
Market value$16.01M
3.98%
Sole
897.79K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares222.41K
TypeSH
Market value$12.54M
3.12%
Sole
222.41K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares334.32K
TypeSH
Market value$12.36M
3.07%
Sole
334.32K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares157.63K
TypeSH
Market value$11.87M
2.95%
Sole
157.63K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC
SOLEShares25.79K
TypeSH
Market value$9.95M
2.48%
Sole
25.79K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares186.86K
TypeSH
Market value$8.83M
2.20%
Sole
186.86K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
SOLEShares51.71K
TypeSH
Market value$7.62M
1.90%
Sole
51.71K
Shared
0.00
None
0.00
APPLE INC
SOLEShares36.35K
TypeSH
Market value$7.00M
1.74%
Sole
36.35K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares38.46K
TypeSH
Market value$6.54M
1.63%
Sole
38.46K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares17.10K
TypeSH
Market value$6.43M
1.60%
Sole
17.10K
Shared
0.00
None
0.00
DEERE & CO
SOLEShares15.03K
TypeSH
Market value$6.01M
1.50%
Sole
15.03K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares44.65K
TypeSH
Market value$5.48M
1.36%
Sole
44.65K
Shared
0.00
None
0.00
VERISIGN INC
SOLEShares25.07K
TypeSH
Market value$5.16M
1.28%
Sole
25.07K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares32.60K
TypeSH
Market value$5.11M
1.27%
Sole
32.60K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares242.58K
TypeSH
Market value$4.74M
1.18%
Sole
242.58K
Shared
0.00
None
0.00
STARBUCKS CORP
SOLEShares46.66K
TypeSH
Market value$4.48M
1.11%
Sole
46.66K
Shared
0.00
None
0.00
MARSH & MCLENNAN COS INC
SOLEShares23.16K
TypeSH
Market value$4.39M
1.09%
Sole
23.16K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares86.21K
TypeSH
Market value$4.33M
1.08%
Sole
86.21K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares146.66K
TypeSH
Market value$4.22M
1.05%
Sole
146.66K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares106.62K
TypeSH
Market value$4.01M
1.00%
Sole
106.62K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares36.37K
TypeSH
Market value$3.97M
0.99%
Sole
36.37K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 450.99K | SH | $34.89M 8.68% | 450.99K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG SHT TE | 972.11K | SH | $24.44M 6.08% | 972.11K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 247.59K | SH | $20.12M 5.01% | 247.59K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 91.11K | SH | $17.54M 4.36% | 91.11K | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | INSTL PFD SECS | 897.79K | SH | $16.01M 3.98% | 897.79K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 222.41K | SH | $12.54M 3.12% | 222.41K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 334.32K | SH | $12.36M 3.07% | 334.32K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 157.63K | SH | $11.87M 2.95% | 157.63K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INCSOLE | COM | 25.79K | SH | $9.95M 2.48% | 25.79K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 186.86K | SH | $8.83M 2.20% | 186.86K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 51.71K | SH | $7.62M 1.90% | 51.71K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 36.35K | SH | $7.00M 1.74% | 36.35K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 38.46K | SH | $6.54M 1.63% | 38.46K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 17.10K | SH | $6.43M 1.60% | 17.10K | 0.00 | 0.00 |
DEERE & COSOLE | COM | 15.03K | SH | $6.01M 1.50% | 15.03K | 0.00 | 0.00 |
ISHARES TRSOLE | U.S. TECH ETF | 44.65K | SH | $5.48M 1.36% | 44.65K | 0.00 | 0.00 |
VERISIGN INCSOLE | COM | 25.07K | SH | $5.16M 1.28% | 25.07K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 32.60K | SH | $5.11M 1.27% | 32.60K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | GLOBAL EX US HGH | 242.58K | SH | $4.74M 1.18% | 242.58K | 0.00 | 0.00 |
STARBUCKS CORPSOLE | COM | 46.66K | SH | $4.48M 1.11% | 46.66K | 0.00 | 0.00 |
MARSH & MCLENNAN COS INCSOLE | COM | 23.16K | SH | $4.39M 1.09% | 23.16K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 86.21K | SH | $4.33M 1.08% | 86.21K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 146.66K | SH | $4.22M 1.05% | 146.66K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 106.62K | SH | $4.01M 1.00% | 106.62K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 36.37K | SH | $3.97M 0.99% | 36.37K | 0.00 | 0.00 |
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