Filed: 10/16/2023ACC: 0001889147-23-000003
📋 What this filing means
ESSEX LLC filed this quarterly 13F‑HR report disclosing 160 equity positions with a total reported market value of $356.06M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
160
Positions
$356.06M
Total AUM (reported)
6.52M
Total Shares
Allocation by class
COM$125.13M35.1%
SHRT TRM CORP BD$33.11M9.3%
BLOOMBERG SHT TE$23.41M6.6%
INT-TERM CORP$17.70M5.0%
INSTL PFD SECS$14.57M4.1%
TECHNOLOGY$11.51M3.2%
US LRG CAP ETF$9.76M2.7%
Portfolio Concentration
Top 3$74.22M20.8%
4–10$67.40M18.9%
11–25$72.95M20.5%
Rest$141.49M39.7%
Top 3 weight
20.8%
Top 10 weight
39.8%
Voting Authority Distribution
Total shares with voting rights: 6.52M
Sole
Full voting authority
6.52M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole160
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings160
Rows:
VANGUARD SCOTTSDALE FDS
SOLEShares440.59K
TypeSH
Market value$33.11M
9.30%
Sole
440.59K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares957.15K
TypeSH
Market value$23.41M
6.58%
Sole
957.15K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares232.90K
TypeSH
Market value$17.70M
4.97%
Sole
232.90K
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares862.91K
TypeSH
Market value$14.57M
4.09%
Sole
862.91K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares70.23K
TypeSH
Market value$11.51M
3.23%
Sole
70.23K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares192.98K
TypeSH
Market value$9.76M
2.74%
Sole
192.98K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares270.13K
TypeSH
Market value$9.17M
2.58%
Sole
270.13K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC
SOLEShares26.37K
TypeSH
Market value$8.53M
2.40%
Sole
26.37K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares103.07K
TypeSH
Market value$6.98M
1.96%
Sole
103.07K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares165.99K
TypeSH
Market value$6.88M
1.93%
Sole
165.99K
Shared
0.00
None
0.00
DEERE & CO
SOLEShares14.96K
TypeSH
Market value$5.65M
1.59%
Sole
14.96K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares17.63K
TypeSH
Market value$5.57M
1.56%
Sole
17.63K
Shared
0.00
None
0.00
APPLE INC
SOLEShares32.40K
TypeSH
Market value$5.55M
1.56%
Sole
32.40K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares52.57K
TypeSH
Market value$5.52M
1.55%
Sole
52.57K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares36.96K
TypeSH
Market value$5.36M
1.51%
Sole
36.96K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
SOLEShares51.67K
TypeSH
Market value$5.31M
1.49%
Sole
51.67K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares32.56K
TypeSH
Market value$5.07M
1.42%
Sole
32.56K
Shared
0.00
None
0.00
VERISIGN INC
SOLEShares24.76K
TypeSH
Market value$5.01M
1.41%
Sole
24.76K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares95.44K
TypeSH
Market value$4.79M
1.35%
Sole
95.44K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares251.07K
TypeSH
Market value$4.74M
1.33%
Sole
251.07K
Shared
0.00
None
0.00
STARBUCKS CORP
SOLEShares48.02K
TypeSH
Market value$4.38M
1.23%
Sole
48.02K
Shared
0.00
None
0.00
MARSH & MCLENNAN COS INC
SOLEShares22.66K
TypeSH
Market value$4.31M
1.21%
Sole
22.66K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares29.66K
TypeSH
Market value$3.91M
1.10%
Sole
29.66K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares144.09K
TypeSH
Market value$3.90M
1.10%
Sole
144.09K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares22.88K
TypeSH
Market value$3.88M
1.09%
Sole
22.88K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 440.59K | SH | $33.11M 9.30% | 440.59K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG SHT TE | 957.15K | SH | $23.41M 6.58% | 957.15K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 232.90K | SH | $17.70M 4.97% | 232.90K | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | INSTL PFD SECS | 862.91K | SH | $14.57M 4.09% | 862.91K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 70.23K | SH | $11.51M 3.23% | 70.23K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 192.98K | SH | $9.76M 2.74% | 192.98K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 270.13K | SH | $9.17M 2.58% | 270.13K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INCSOLE | COM | 26.37K | SH | $8.53M 2.40% | 26.37K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 103.07K | SH | $6.98M 1.96% | 103.07K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 165.99K | SH | $6.88M 1.93% | 165.99K | 0.00 | 0.00 |
DEERE & COSOLE | COM | 14.96K | SH | $5.65M 1.59% | 14.96K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 17.63K | SH | $5.57M 1.56% | 17.63K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 32.40K | SH | $5.55M 1.56% | 32.40K | 0.00 | 0.00 |
ISHARES TRSOLE | U.S. TECH ETF | 52.57K | SH | $5.52M 1.55% | 52.57K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 36.96K | SH | $5.36M 1.51% | 36.96K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 51.67K | SH | $5.31M 1.49% | 51.67K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 32.56K | SH | $5.07M 1.42% | 32.56K | 0.00 | 0.00 |
VERISIGN INCSOLE | COM | 24.76K | SH | $5.01M 1.41% | 24.76K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 95.44K | SH | $4.79M 1.35% | 95.44K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | GLOBAL EX US HGH | 251.07K | SH | $4.74M 1.33% | 251.07K | 0.00 | 0.00 |
STARBUCKS CORPSOLE | COM | 48.02K | SH | $4.38M 1.23% | 48.02K | 0.00 | 0.00 |
MARSH & MCLENNAN COS INCSOLE | COM | 22.66K | SH | $4.31M 1.21% | 22.66K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 29.66K | SH | $3.91M 1.10% | 29.66K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 144.09K | SH | $3.90M 1.10% | 144.09K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 22.88K | SH | $3.88M 1.09% | 22.88K | 0.00 | 0.00 |
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