Filed: 5/2/2023ACC: 0001889147-23-000002
📋 What this filing means
ESSEX LLC filed this quarterly 13F‑HR report disclosing 149 equity positions with a total reported market value of $330.83M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
149
Positions
$330.83M
Total AUM (reported)
9.79M
Total Shares
Allocation by class
COM$124.19M37.5%
BLOOMBERG SHT TE$21.17M6.4%
SHRT TRM CORP BD$18.84M5.7%
INSTL PFD SECS$16.10M4.9%
GBL SRT TRM HY$7.79M2.4%
ULTRA SHRT INC$7.14M2.2%
US SML CAP ETF$6.57M2.0%
Portfolio Concentration
Top 3$56.11M17.0%
4–10$50.49M15.3%
11–25$75.25M22.7%
Rest$148.97M45.0%
Top 3 weight
17.0%
Top 10 weight
32.2%
Voting Authority Distribution
Total shares with voting rights: 9.79M
Sole
Full voting authority
9.79M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole149
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings149
Rows:
SPDR SER TR
SOLEShares873.26K
TypeSH
Market value$21.17M
6.40%
Sole
873.26K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares250.62K
TypeSH
Market value$18.84M
5.70%
Sole
250.62K
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares904.08K
TypeSH
Market value$16.10M
4.87%
Sole
904.08K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC
SOLEShares27.18K
TypeSH
Market value$9.33M
2.82%
Sole
27.18K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares405.53K
TypeSH
Market value$7.79M
2.35%
Sole
405.53K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares142.37K
TypeSH
Market value$7.14M
2.16%
Sole
142.37K
Shared
0.00
None
0.00
DEERE & CO
SOLEShares15.57K
TypeSH
Market value$6.67M
2.02%
Sole
15.57K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares162.06K
TypeSH
Market value$6.57M
1.98%
Sole
162.06K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares143.99K
TypeSH
Market value$6.50M
1.97%
Sole
143.99K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares158.80K
TypeSH
Market value$6.49M
1.96%
Sole
158.80K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares188.27K
TypeSH
Market value$6.06M
1.83%
Sole
188.27K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares86.09K
TypeSH
Market value$5.65M
1.71%
Sole
86.09K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares31.73K
TypeSH
Market value$5.61M
1.69%
Sole
31.73K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares205.29K
TypeSH
Market value$5.55M
1.68%
Sole
205.29K
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares329.39K
TypeSH
Market value$5.53M
1.67%
Sole
329.39K
Shared
0.00
None
0.00
VERISIGN INC
SOLEShares26.43K
TypeSH
Market value$5.43M
1.64%
Sole
26.43K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares42.82K
TypeSH
Market value$5.33M
1.61%
Sole
42.82K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares65.70K
TypeSH
Market value$4.89M
1.48%
Sole
65.70K
Shared
0.00
None
0.00
ALPS ETF TR
SOLEShares144.59K
TypeSH
Market value$4.80M
1.45%
Sole
144.59K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares35.70K
TypeSH
Market value$4.79M
1.45%
Sole
35.70K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares24.77K
TypeSH
Market value$4.48M
1.35%
Sole
24.77K
Shared
0.00
None
0.00
STARBUCKS CORP
SOLEShares45.06K
TypeSH
Market value$4.47M
1.35%
Sole
45.06K
Shared
0.00
None
0.00
HONEYWELL INTL INC
SOLEShares20.21K
TypeSH
Market value$4.33M
1.31%
Sole
20.21K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares17.55K
TypeSH
Market value$4.21M
1.27%
Sole
17.55K
Shared
0.00
None
0.00
GLOBAL X FDS
SOLEShares101.22K
TypeSH
Market value$4.13M
1.25%
Sole
101.22K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | BLOOMBERG SHT TE | 873.26K | SH | $21.17M 6.40% | 873.26K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 250.62K | SH | $18.84M 5.70% | 250.62K | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | INSTL PFD SECS | 904.08K | SH | $16.10M 4.87% | 904.08K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INCSOLE | COM | 27.18K | SH | $9.33M 2.82% | 27.18K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | GBL SRT TRM HY | 405.53K | SH | $7.79M 2.35% | 405.53K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 142.37K | SH | $7.14M 2.16% | 142.37K | 0.00 | 0.00 |
DEERE & COSOLE | COM | 15.57K | SH | $6.67M 2.02% | 15.57K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 162.06K | SH | $6.57M 1.98% | 162.06K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 143.99K | SH | $6.50M 1.97% | 143.99K | 0.00 | 0.00 |
ISHARES TRSOLE | 0-5YR HI YL CP | 158.80K | SH | $6.49M 1.96% | 158.80K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 188.27K | SH | $6.06M 1.83% | 188.27K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 86.09K | SH | $5.65M 1.71% | 86.09K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 31.73K | SH | $5.61M 1.69% | 31.73K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 205.29K | SH | $5.55M 1.68% | 205.29K | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 329.39K | SH | $5.53M 1.67% | 329.39K | 0.00 | 0.00 |
VERISIGN INCSOLE | COM | 26.43K | SH | $5.43M 1.64% | 26.43K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 42.82K | SH | $5.33M 1.61% | 42.82K | 0.00 | 0.00 |
ISHARES TRSOLE | U.S. TECH ETF | 65.70K | SH | $4.89M 1.48% | 65.70K | 0.00 | 0.00 |
ALPS ETF TRSOLE | DISRUPTIVE TECH | 144.59K | SH | $4.80M 1.45% | 144.59K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 35.70K | SH | $4.79M 1.45% | 35.70K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 24.77K | SH | $4.48M 1.35% | 24.77K | 0.00 | 0.00 |
STARBUCKS CORPSOLE | COM | 45.06K | SH | $4.47M 1.35% | 45.06K | 0.00 | 0.00 |
HONEYWELL INTL INCSOLE | COM | 20.21K | SH | $4.33M 1.31% | 20.21K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 17.55K | SH | $4.21M 1.27% | 17.55K | 0.00 | 0.00 |
GLOBAL X FDSSOLE | GLB X MLP ENRG I | 101.22K | SH | $4.13M 1.25% | 101.22K | 0.00 | 0.00 |
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