Filed: 11/7/2022ACC: 0001889147-22-000006
📋 What this filing means
ESSEX LLC filed this quarterly 13F‑HR report disclosing 145 equity positions with a total reported market value of $303.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
145
Positions
$303.6K
Total AUM (reported)
9.37M
Total Shares
Allocation by class
COM$108.8K35.8%
BLOOMBERG SHT TE$19.8K6.5%
INSTL PFD SECS$16.9K5.6%
SHRT TRM CORP BD$14.4K4.7%
ULTRA SHRT INC$10.8K3.6%
GBL SRT TRM HY$8.4K2.8%
0-5YR HI YL CP$7.4K2.5%
Portfolio Concentration
Top 3$51.1K16.8%
4–10$52.9K17.4%
11–25$66.0K21.7%
Rest$133.7K44.0%
Top 3 weight
16.8%
Top 10 weight
34.2%
Voting Authority Distribution
Total shares with voting rights: 9.37M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
9.37M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole145
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings145
Rows:
SPDR SER TR
SOLEShares832.68K
TypeSH
Market value$19.8K
6.52%
Sole
0.00
Shared
0.00
None
832.68K
FIRST TR EXCH TRADED FD III
SOLEShares984.93K
TypeSH
Market value$16.9K
5.56%
Sole
0.00
Shared
0.00
None
984.93K
VANGUARD SCOTTSDALE FDS
SOLEShares194.01K
TypeSH
Market value$14.4K
4.75%
Sole
0.00
Shared
0.00
None
194.01K
J P MORGAN EXCHANGE TRADED F
SOLEShares216.23K
TypeSH
Market value$10.8K
3.57%
Sole
0.00
Shared
0.00
None
216.23K
INVESCO EXCH TRADED FD TR II
SOLEShares444.24K
TypeSH
Market value$8.4K
2.77%
Sole
0.00
Shared
0.00
None
444.24K
GOLDMAN SACHS GROUP INC
SOLEShares26.91K
TypeSH
Market value$7.9K
2.60%
Sole
0.00
Shared
0.00
None
26.91K
ISHARES TR
SOLEShares186.35K
TypeSH
Market value$7.4K
2.45%
Sole
0.00
Shared
0.00
None
186.35K
VANECK ETF TRUST
SOLEShares235.88K
TypeSH
Market value$6.2K
2.04%
Sole
0.00
Shared
0.00
None
235.88K
SCHWAB STRATEGIC TR
SOLEShares162.71K
TypeSH
Market value$6.2K
2.03%
Sole
0.00
Shared
0.00
None
162.71K
SCHWAB STRATEGIC TR
SOLEShares140.47K
TypeSH
Market value$5.9K
1.96%
Sole
0.00
Shared
0.00
None
140.47K
DEERE & CO
SOLEShares15.94K
TypeSH
Market value$5.3K
1.75%
Sole
0.00
Shared
0.00
None
15.94K
SCHWAB STRATEGIC TR
SOLEShares186.70K
TypeSH
Market value$5.3K
1.73%
Sole
0.00
Shared
0.00
None
186.70K
SCHWAB STRATEGIC TR
SOLEShares85.72K
TypeSH
Market value$5.2K
1.71%
Sole
0.00
Shared
0.00
None
85.72K
JOHNSON & JOHNSON
SOLEShares31.73K
TypeSH
Market value$5.2K
1.71%
Sole
0.00
Shared
0.00
None
31.73K
VERISIGN INC
SOLEShares26.49K
TypeSH
Market value$4.6K
1.52%
Sole
0.00
Shared
0.00
None
26.49K
ALPS ETF TR
SOLEShares145.63K
TypeSH
Market value$4.6K
1.51%
Sole
0.00
Shared
0.00
None
145.63K
GLOBAL X FDS
SOLEShares112.81K
TypeSH
Market value$4.2K
1.39%
Sole
0.00
Shared
0.00
None
112.81K
APPLE INC
SOLEShares30.50K
TypeSH
Market value$4.2K
1.39%
Sole
0.00
Shared
0.00
None
30.50K
ISHARES TR
SOLEShares55.79K
TypeSH
Market value$4.1K
1.35%
Sole
0.00
Shared
0.00
None
55.79K
SELECT SECTOR SPDR TR
SOLEShares34.42K
TypeSH
Market value$4.1K
1.35%
Sole
0.00
Shared
0.00
None
34.42K
PEPSICO INC
SOLEShares24.98K
TypeSH
Market value$4.1K
1.34%
Sole
0.00
Shared
0.00
None
24.98K
FIRST TR EXCH TRADED FD III
SOLEShares242.56K
TypeSH
Market value$4.1K
1.33%
Sole
0.00
Shared
0.00
None
242.56K
MICROSOFT CORP
SOLEShares16.15K
TypeSH
Market value$3.8K
1.24%
Sole
0.00
Shared
0.00
None
16.15K
STARBUCKS CORP
SOLEShares44.12K
TypeSH
Market value$3.7K
1.22%
Sole
0.00
Shared
0.00
None
44.12K
JPMORGAN CHASE & CO
SOLEShares34.65K
TypeSH
Market value$3.6K
1.19%
Sole
0.00
Shared
0.00
None
34.65K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | BLOOMBERG SHT TE | 832.68K | SH | $19.8K 6.52% | 0.00 | 0.00 | 832.68K |
FIRST TR EXCH TRADED FD IIISOLE | INSTL PFD SECS | 984.93K | SH | $16.9K 5.56% | 0.00 | 0.00 | 984.93K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 194.01K | SH | $14.4K 4.75% | 0.00 | 0.00 | 194.01K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 216.23K | SH | $10.8K 3.57% | 0.00 | 0.00 | 216.23K |
INVESCO EXCH TRADED FD TR IISOLE | GBL SRT TRM HY | 444.24K | SH | $8.4K 2.77% | 0.00 | 0.00 | 444.24K |
GOLDMAN SACHS GROUP INCSOLE | COM | 26.91K | SH | $7.9K 2.60% | 0.00 | 0.00 | 26.91K |
ISHARES TRSOLE | 0-5YR HI YL CP | 186.35K | SH | $7.4K 2.45% | 0.00 | 0.00 | 186.35K |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 235.88K | SH | $6.2K 2.04% | 0.00 | 0.00 | 235.88K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 162.71K | SH | $6.2K 2.03% | 0.00 | 0.00 | 162.71K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 140.47K | SH | $5.9K 1.96% | 0.00 | 0.00 | 140.47K |
DEERE & COSOLE | COM | 15.94K | SH | $5.3K 1.75% | 0.00 | 0.00 | 15.94K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 186.70K | SH | $5.3K 1.73% | 0.00 | 0.00 | 186.70K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 85.72K | SH | $5.2K 1.71% | 0.00 | 0.00 | 85.72K |
JOHNSON & JOHNSONSOLE | COM | 31.73K | SH | $5.2K 1.71% | 0.00 | 0.00 | 31.73K |
VERISIGN INCSOLE | COM | 26.49K | SH | $4.6K 1.52% | 0.00 | 0.00 | 26.49K |
ALPS ETF TRSOLE | DISRUPTIVE TECH | 145.63K | SH | $4.6K 1.51% | 0.00 | 0.00 | 145.63K |
GLOBAL X FDSSOLE | GLB X MLP ENRG I | 112.81K | SH | $4.2K 1.39% | 0.00 | 0.00 | 112.81K |
APPLE INCSOLE | COM | 30.50K | SH | $4.2K 1.39% | 0.00 | 0.00 | 30.50K |
ISHARES TRSOLE | U.S. TECH ETF | 55.79K | SH | $4.1K 1.35% | 0.00 | 0.00 | 55.79K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 34.42K | SH | $4.1K 1.35% | 0.00 | 0.00 | 34.42K |
PEPSICO INCSOLE | COM | 24.98K | SH | $4.1K 1.34% | 0.00 | 0.00 | 24.98K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 242.56K | SH | $4.1K 1.33% | 0.00 | 0.00 | 242.56K |
MICROSOFT CORPSOLE | COM | 16.15K | SH | $3.8K 1.24% | 0.00 | 0.00 | 16.15K |
STARBUCKS CORPSOLE | COM | 44.12K | SH | $3.7K 1.22% | 0.00 | 0.00 | 44.12K |
JPMORGAN CHASE & COSOLE | COM | 34.65K | SH | $3.6K 1.19% | 0.00 | 0.00 | 34.65K |
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