ESSETIFIN SPA

PrivateCIK: 1092601

Location

ROME, L6

ESSETIFIN SPA

Filed: 7/6/2023ACC: 0001213900-23-055186

InsiderESSETIFIN SPACIK 1092601

→

IssuerREGENERX BIOPHARMACEUTICALS INCCIK 707511

10% Owner

Since Sep 2018

+3.75M

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

2

Total transactions

3.75M acquired

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions2

Convertible Promissory Note (right to buy)

Direct

P · Purchase

Converts to

Common Stock

Shares

+N/A

Strike price

Held after

N/A

Exercisable

—

7/3/2023

Common Stock Warrant (right to buy)

Direct

J · J

Converts to

Common Stock

3.75M shares

Shares

+3.75M

Strike price

0.02

Held after

3.75M

Exercisable

—

7/3/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Convertible Promissory Note (right to buy) Direct	Common Stock	7/3/2023	P · Purchase	+N/A		—	N/A
Common Stock Warrant (right to buy) Direct	Common Stock3.75M shares	7/3/2023	J · J	+3.75M	0.02	—	3.75M

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Direct

Shares owned34.99M

Common Stock

Indirect

Shares owned1.50M

Total

34.99M direct·1.50M indirect36.49M

Security Title	Shares Owned	Ownership Type
Common Stock	34.99M	Direct
Common Stock	1.50M	Indirect
Total	36.49M	34.99M direct·1.50M indirect

Derivative Holdings (Post-Transaction)7

Convertible Promissory Note (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

N/A

Shares owned

N/A

Exercise price

0.12

Expiration

—

Exercise window

—

Common Stock Warrant (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

3.13M

Shares owned

3.13M

Exercise price

0.18

Expiration

—

Exercise window

—

Convertible Promissory Note (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

N/A

Shares owned

N/A

Exercise price

0.12

Expiration

—

Exercise window

—

Common Stock Warrant (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

3.13M

Shares owned

3.13M

Exercise price

0.18

Expiration

—

Exercise window

—

Convertible Promissory Note (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

N/A

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Common Stock Warrant (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

835.19K

Shares owned

835.19K

Exercise price

0.45

Expiration

—

Exercise window

—

Common Stock Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

1.13M

Shares owned

1.13M

Exercise price

0.28

Expiration

—

Exercise window

—

Total

Underlying

8.21M

Owned

8.21M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Convertible Promissory Note (right to buy) Direct	Common Stock	0.12	—	—	N/A	N/A
Common Stock Warrant (right to buy) Direct	Common Stock	0.18	—	—	3.13M	3.13M
Convertible Promissory Note (right to buy) Direct	Common Stock	0.12	—	—	N/A	N/A
Common Stock Warrant (right to buy) Direct	Common Stock	0.18	—	—	3.13M	3.13M
Convertible Promissory Note (right to buy) Direct	Common Stock		—	—	N/A	N/A
Common Stock Warrant (right to buy) Direct	Common Stock	0.45	—	—	835.19K	835.19K
Common Stock Warrant (right to buy) Indirect	Common Stock	0.28	—	—	1.13M	1.13M
Total					8.21M	8.21M