ERRICO JOSEPH P enters ELECTROCORE, INC. with 1.76M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 6/21/2018ACC: 0001209191-18-039092
DirectorOfficer10% Owner· See Remarks
Since Jan 2019
1.76M
Baseline shares
36% direct
632.35K
Direct ownership
1 position
534.52K
Derivative underlying
2 instruments
9
Security positions
1.13M indirect
Non-Derivative Holdings9
Common Stock
IndirectShares owned111.32K
Common Stock
IndirectShares owned419.79K
Common Stock
IndirectShares owned69.44K
Common Stock
IndirectShares owned25.47K
Common Stock
IndirectShares owned15.58K
Common Stock
IndirectShares owned382.61K
Common Stock
DirectShares owned632.35K
Common Stock
IndirectShares owned50.50K
Common Stock
IndirectShares owned55.73K
Total
632.35K direct·1.13M indirect1.76M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 111.32K | Indirect |
| Common Stock | 419.79K | Indirect |
| Common Stock | 69.44K | Indirect |
| Common Stock | 25.47K | Indirect |
| Common Stock | 15.58K | Indirect |
| Common Stock | 382.61K | Indirect |
| Common Stock | 632.35K | Direct |
| Common Stock | 50.50K | Indirect |
| Common Stock | 55.73K | Indirect |
| Total | 1.76M | 632.35K direct·1.13M indirect |
Derivative Holdings2
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
530.85K
Shares owned
N/A
Exercise price
15.00
Expiration
—
Exercise window
—
Warrant
IndirectUnderlying security
Common Stock
Underlying shares
3.67K
Shares owned
N/A
Exercise price
12.60
Expiration
—
Exercise window
—
Total
Underlying
534.52K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock | 15.00 | — | — | 530.85K | N/A |
| Warrant Indirect | Common Stock | 12.60 | — | — | 3.67K | N/A |
| Total | 534.52K | 0.00 | ||||