ERNST JENNIFER (Chief Executive Officer) reported 2 transactions at VALION BIO, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 11/15/2021ACC: 0001104659-21-139507
DirectorOfficer10% Owner· Chief Executive Officer
Since Nov 2021
+22.81K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
28.38K acquired · 5.57K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+1.39K
Price / share
—
Trade value
—
% of position
0.1%
11/12/2021
1.17M→1.17M
Common Stock
Direct
Shares
+26.99K
Price / share
—
Trade value
—
% of position
2.3%
11/12/2021
1.17M→1.20M
Total
Net shares
+28.38K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/12/2021 | C · Conversion | +1.39K | — | — | 0.1% | 1.17M | 1.17M |
| Common Stock Direct | 11/12/2021 | C · Conversion | +26.99K | — | — | 2.3% | 1.17M | 1.20M |
| Total | +28.38K | $0.00 | ||||||
Derivative Transactions2
Series Seed-2 Convertible Preferred Stock
Direct
Converts to
Common Stock
1.39K shares
Shares
−5.57K
Strike price
Held after
0.00
Exercisable
—
11/12/2021
Convertible Promissory Note
Direct
Converts to
Common Stock
26.99K shares
Shares
−N/A
Strike price
3.75
Held after
0.00
Exercisable
—
11/12/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series Seed-2 Convertible Preferred Stock Direct | Common Stock1.39K shares | 11/12/2021 | C · Conversion | −5.57K | — | 0.00 | |
| Convertible Promissory Note Direct | Common Stock26.99K shares | 11/12/2021 | C · Conversion | −N/A | 3.75 | — | 0.00 |