ERICKSON RONALD P

PrivateCIK: 1140319

Location

BAINBRIDGE ISLAND, WA

ERICKSON RONALD P

Filed: 10/11/2023ACC: 0001161697-23-000531

InsiderERICKSON RONALD PCIK 1140319

→

IssuerUSBC, INC.CIK 1074828

DirectorOther

Since Jul 2018

+4.64M

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

1

Total transactions

4.64M acquired

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions1

Option to Purchase Common Stock

Direct

A · Award

Converts to

Common Stock

4.64M shares

Shares

+4.64M

Strike price

0.25

Held after

4.64M

Exercisable

—

10/10/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Option to Purchase Common Stock Direct	Common Stock4.64M shares	10/10/2023	A · Award	+4.64M	0.25	—	4.64M

Non-Derivative Holdings (Post-Transaction)6

Common Stock

Indirect

Shares owned1.47K

Common Stock

Indirect

Shares owned2.01K

Common Stock

Indirect

Shares owned910K

Common Stock

Indirect

Shares owned20.34K

Common Stock

Direct

Shares owned545.93K

Common Stock

Indirect

Shares owned8.33K

Total

545.93K direct·942.15K indirect1.49M

Security Title	Shares Owned	Ownership Type
Common Stock	1.47K	Indirect
Common Stock	2.01K	Indirect
Common Stock	910K	Indirect
Common Stock	20.34K	Indirect
Common Stock	545.93K	Direct
Common Stock	8.33K	Indirect
Total	1.49M	545.93K direct·942.15K indirect

Derivative Holdings (Post-Transaction)7

Warrant to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

2M

Shares owned

2M

Exercise price

1.53

Expiration

—

Exercise window

—

Warrant to Purchase Common Stock

Indirect

Underlying security

Common Stock

Underlying shares

1.04M

Shares owned

1.04M

Exercise price

0.50

Expiration

—

Exercise window

—

Option to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

3.73M

Shares owned

3.73M

Exercise price

1.53

Expiration

—

Exercise window

—

Option to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

1M

Shares owned

1M

Exercise price

2.09

Expiration

—

Exercise window

—

Warrant to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

855K

Shares owned

855K

Exercise price

0.50

Expiration

—

Exercise window

—

Option to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

1M

Shares owned

1M

Exercise price

1.41

Expiration

—

Exercise window

—

Option to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

1.20M

Shares owned

1.20M

Exercise price

1.10

Expiration

—

Exercise window

—

Total

Underlying

10.83M

Owned

10.83M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrant to Purchase Common Stock Direct	Common Stock	1.53	—	—	2M	2M
Warrant to Purchase Common Stock Indirect	Common Stock	0.50	—	—	1.04M	1.04M
Option to Purchase Common Stock Direct	Common Stock	1.53	—	—	3.73M	3.73M
Option to Purchase Common Stock Direct	Common Stock	2.09	—	—	1M	1M
Warrant to Purchase Common Stock Direct	Common Stock	0.50	—	—	855K	855K
Option to Purchase Common Stock Direct	Common Stock	1.41	—	—	1M	1M
Option to Purchase Common Stock Direct	Common Stock	1.10	—	—	1.20M	1.20M
Total					10.83M	10.83M

ERICKSON RONALD P — Insider Transaction (Form 4) Filed Oct 11, 2023 | Finecho