ERICKSON ANNE

PrivateCIK: 2016865

Location

LANGHORNE, PA

ERICKSON ANNE enters SAVARA INC with 354.08K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

ERICKSON ANNE

Filed: 3/29/2024ACC: 0000950170-24-038455

InsiderERICKSON ANNECIK 2016865

→

IssuerSAVARA INCCIK 1160308

Officer· Chief Business Officer

Since Mar 2024

354.08K

Baseline shares

100% direct

354.08K

Direct ownership

1 position

412K

Derivative underlying

8 instruments

1

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned354.08K

Total

354.08K direct354.08K

Security Title	Shares Owned	Ownership Type
Common Stock	354.08K	Direct
Total	354.08K	354.08K direct

Derivative Holdings8

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

50K

Shares owned

N/A

Exercise price

1.11

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

20K

Shares owned

N/A

Exercise price

10.01

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

40K

Shares owned

N/A

Exercise price

4.45

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

50K

Shares owned

N/A

Exercise price

1.23

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

75K

Shares owned

N/A

Exercise price

1.13

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

2K

Shares owned

N/A

Exercise price

11.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

25K

Shares owned

N/A

Exercise price

1.57

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

150K

Shares owned

N/A

Exercise price

1.51

Expiration

—

Exercise window

—

Total

Underlying

412K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	1.11	—	—	50K	N/A
Stock Option (Right to Buy) Direct	Common Stock	10.01	—	—	20K	N/A
Stock Option (Right to Buy) Direct	Common Stock	4.45	—	—	40K	N/A
Stock Option (Right to Buy) Direct	Common Stock	1.23	—	—	50K	N/A
Stock Option (Right to Buy) Direct	Common Stock	1.13	—	—	75K	N/A
Stock Option (Right to Buy) Direct	Common Stock	11.00	—	—	2K	N/A
Stock Option (Right to Buy) Direct	Common Stock	1.57	—	—	25K	N/A
Stock Option (Right to Buy) Direct	Common Stock	1.51	—	—	150K	N/A
Total					412K	0.00

ERICKSON ANNE — Initial Ownership Disclosure (Form 3) Filed Mar 29, 2024 | Finecho