ERDMAN WARREN K (Executive Vice President) reported 5 transactions at KANSAS CITY SOUTHERN

Review the transaction codes below to understand the nature of each event.

ERDMAN WARREN K

Filed: 12/15/2021ACC: 0001062993-21-012940

InsiderERDMAN WARREN KCIK 1224125

→

IssuerKANSAS CITY SOUTHERNCIK 54480

Officer· Executive Vice President

Since Sep 2018

-90.03K

Net shares

Net seller

$201.2K

Total sold

Open market trades

0B · 0S

Total transactions

90.03K disposed

Non-Derivative Transactions5

Common Stock

Direct

G · Gift

−50.00

Price / share

—

Trade value

—

% of position

0.1%

10/29/2021

56.54K→56.49K

Common Stock

Direct

G · Gift

−2.50K

Price / share

—

Trade value

—

% of position

4.4%

12/10/2021

56.49K→53.99K

Common Stock

Direct

F · Tax Withholding

−692.00

Price / share

$290.71

Trade value

$201.17K

% of position

1.3%

12/14/2021

53.99K→53.30K

Common Stock

Direct

D · Disposition

−53.30K

Price / share

—

Trade value

—

% of position

New position

12/14/2021

53.30K→0.00

Common Stock

Indirect

D · Disposition

−1.08K

Price / share

—

Trade value

—

% of position

New position

12/14/2021

1.08K→0.00

Total

Net shares

−57.62K

Net value

-$201.17K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	10/29/2021	G · Gift	−50.00	—	—	0.1%	56.54K	56.49K
Common Stock Direct	12/10/2021	G · Gift	−2.50K	—	—	4.4%	56.49K	53.99K
Common Stock Direct	12/14/2021	F · Tax Withholding	−692.00	$290.71	$201.17K	1.3%	53.99K	53.30K
Common Stock Direct	12/14/2021	D · Disposition	−53.30K	—	—	New position	53.30K	0.00
Common Stock Indirect	12/14/2021	D · Disposition	−1.08K	—	—	New position	1.08K	0.00
Total			−57.62K		-$201.17K

Derivative Transactions9

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

2.62K shares

−2.62K

Strike price

97.77

Held after

0.00

Exercisable

—

12/14/2021

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

2.78K shares

−2.78K

Strike price

94.23

Held after

0.00

Exercisable

—

12/14/2021

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

2.67K shares

−2.67K

Strike price

119.35

Held after

0.00

Exercisable

—

12/14/2021

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

5.23K shares

−5.23K

Strike price

82.71

Held after

0.00

Exercisable

—

12/14/2021

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

4.92K shares

−4.92K

Strike price

86.89

Held after

0.00

Exercisable

—

12/14/2021

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

4.22K shares

−4.22K

Strike price

105.83

Held after

0.00

Exercisable

—

12/14/2021

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

4.15K shares

−4.15K

Strike price

110.13

Held after

0.00

Exercisable

—

12/14/2021

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

3.40K shares

−3.40K

Strike price

171.86

Held after

0.00

Exercisable

—

12/14/2021

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

2.43K shares

−2.43K

Strike price

211.1

Held after

0.00

Exercisable

—

12/14/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Employee Stock Option (Right to Buy) Direct	Common Stock2.62K shares	12/14/2021	D · Disposition	−2.62K	97.77	—
Employee Stock Option (Right to Buy) Direct	Common Stock2.78K shares	12/14/2021	D · Disposition	−2.78K	94.23	—
Employee Stock Option (Right to Buy) Direct	Common Stock2.67K shares	12/14/2021	D · Disposition	−2.67K	119.35	—
Employee Stock Option (Right to Buy) Direct	Common Stock5.23K shares	12/14/2021	D · Disposition	−5.23K	82.71	—
Employee Stock Option (Right to Buy) Direct	Common Stock4.92K shares	12/14/2021	D · Disposition	−4.92K	86.89	—
Employee Stock Option (Right to Buy) Direct	Common Stock4.22K shares	12/14/2021	D · Disposition	−4.22K	105.83	—
Employee Stock Option (Right to Buy) Direct	Common Stock4.15K shares	12/14/2021	D · Disposition	−4.15K	110.13	—
Employee Stock Option (Right to Buy) Direct	Common Stock3.40K shares	12/14/2021	D · Disposition	−3.40K	171.86	—
Employee Stock Option (Right to Buy) Direct	Common Stock2.43K shares	12/14/2021	D · Disposition	−2.43K	211.1	—