ERDMAN WARREN K (Executive Vice President) received a stock award from KANSAS CITY SOUTHERN

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

ERDMAN WARREN K

Filed: 2/5/2021ACC: 0000054480-21-000040

InsiderERDMAN WARREN KCIK 1224125

→

IssuerKANSAS CITY SOUTHERNCIK 54480

Officer· Executive Vice President

Since Sep 2018

+6.82K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

6.82K acquired

Non-Derivative Transactions1

Common Stock

Direct

A · Award

+4.39K

Price / share

—

Trade value

—

% of position

8.4%

2/3/2021

52.12K→56.52K

Total

Net shares

+4.39K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/3/2021	A · Award	+4.39K	—	—	8.4%	52.12K	56.52K
Total			+4.39K		$0.00

Derivative Transactions1

Employee Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

2.43K shares

+2.43K

Strike price

211.1

Held after

2.43K

Exercisable

—

2/3/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (Right to Buy) Direct	Common Stock2.43K shares	2/3/2021	A · Award	+2.43K	211.1	—	2.43K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned1.07K

Total

1.07K indirect1.07K

Security Title	Shares Owned	Ownership Type
Common Stock	1.07K	Indirect
Total	1.07K	1.07K indirect

Derivative Holdings (Post-Transaction)9

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

4.15K

Shares owned

4.15K

Exercise price

110.13

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

2.78K

Shares owned

2.78K

Exercise price

94.23

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.36K

Shares owned

3.36K

Exercise price

66.99

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.40K

Shares owned

3.40K

Exercise price

171.86

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

5.23K

Shares owned

5.23K

Exercise price

82.71

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

2.62K

Shares owned

2.62K

Exercise price

97.77

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

4.92K

Shares owned

4.92K

Exercise price

86.89

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

4.22K

Shares owned

4.22K

Exercise price

105.83

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

2.67K

Shares owned

2.67K

Exercise price

119.35

Expiration

—

Exercise window

—

Total

Underlying

33.35K

Owned

33.35K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Right to Buy) Direct	Common Stock	110.13	—	—	4.15K	4.15K
Employee Stock Option (Right to Buy) Direct	Common Stock	94.23	—	—	2.78K	2.78K
Employee Stock Option (Right to Buy) Direct	Common Stock	66.99	—	—	3.36K	3.36K
Employee Stock Option (Right to Buy) Direct	Common Stock	171.86	—	—	3.40K	3.40K
Employee Stock Option (Right to Buy) Direct	Common Stock	82.71	—	—	5.23K	5.23K
Employee Stock Option (Right to Buy) Direct	Common Stock	97.77	—	—	2.62K	2.62K
Employee Stock Option (Right to Buy) Direct	Common Stock	86.89	—	—	4.92K	4.92K
Employee Stock Option (Right to Buy) Direct	Common Stock	105.83	—	—	4.22K	4.22K
Employee Stock Option (Right to Buy) Direct	Common Stock	119.35	—	—	2.67K	2.67K
Total					33.35K	33.35K