Filed: 1/29/2024ACC: 0001420506-24-000087
📋 What this filing means
EQUITEC PROPRIETARY MARKETS, LLC filed this quarterly 13F‑HR report disclosing 83 equity positions with a total reported market value of $135.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
83
Positions
$135.20M
Total AUM (reported)
14.31M
Total Shares
Allocation by class
COM$51.19M37.9%
COM NEW$29.87M22.1%
COM SB VTG SHS A$12.38M9.2%
SHS$10.64M7.9%
TR UNIT$8.38M6.2%
*W EXP 08/03/202$5.90M4.4%
UNIT SER 1$4.30M3.2%
Portfolio Concentration
Top 3$61.59M45.6%
4–10$41.49M30.7%
11–25$30.40M22.5%
Rest$1.72M1.3%
Top 3 weight
45.6%
Top 10 weight
76.2%
Voting Authority Distribution
Total shares with voting rights: 12.86M
Sole
Full voting authority
12.86M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole83
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings83
Rows:
APPLIED DIGITAL CORP
SOLEShares4.17M
TypeSH
Market value$28.10M
20.78%
Sole
4.17M
Shared
0.00
None
0.00
B. RILEY FINANCIAL INC
SOLEShares1.01M
TypeSH
Market value$21.11M
15.62%
Sole
1.01M
Shared
0.00
None
0.00
BROOKFIELD INFRASTRUCTURE CO
SOLEShares351.01K
TypeSH
Market value$12.38M
9.16%
Sole
12.51K
Shared
0.00
None
0.00
CAPRI HOLDINGS LIMITED
SOLEShares204.30K
TypeSH
Market value$10.26M
7.59%
Sole
0.00
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares17.64K
TypeSH
Market value$8.38M
6.20%
Sole
17.64K
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
SOLEShares151.44K
TypeSH
Market value$5.90M
4.36%
Sole
151.44K
Shared
0.00
None
0.00
TESLA INC
SOLEShares17.42K
TypeSH
Market value$4.33M
3.20%
Sole
2.32K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares10.50K
TypeSH
Market value$4.30M
3.18%
Sole
10.50K
Shared
0.00
None
0.00
CANADIAN PACIFIC KANSAS CITY
SOLEShares53.20K
TypeSH
Market value$4.21M
3.11%
Sole
28.80K
Shared
0.00
None
0.00
MIRATI THERAPEUTICS INC
SOLEShares70K
TypeSH
Market value$4.11M
3.04%
Sole
35.10K
Shared
0.00
None
0.00
GINKGO BIOWORKS HOLDINGS INC
SOLEShares2.43M
TypeSH
Market value$4.11M
3.04%
Sole
2.43M
Shared
0.00
None
0.00
DOCEBO INC
SOLEShares77.70K
TypeSH
Market value$3.76M
2.78%
Sole
28.30K
Shared
0.00
None
0.00
AMEDISYS INC
SOLEShares35.10K
TypeSH
Market value$3.34M
2.47%
Sole
15.10K
Shared
0.00
None
0.00
UNITED STATES STL CORP NEW
SOLEShares60.20K
TypeSH
Market value$2.93M
2.17%
Sole
0.00
Shared
0.00
None
0.00
LILIUM N V
SOLEShares2.26M
TypeSH
Market value$2.67M
1.98%
Sole
2.26M
Shared
0.00
None
0.00
MARATHON DIGITAL HOLDINGS IN
SOLEShares100.80K
TypeSH
Market value$2.37M
1.75%
Sole
100.80K
Shared
0.00
None
0.00
AMC ENTMT HLDGS INC
SOLEShares383.09K
TypeSH
Market value$2.34M
1.73%
Sole
6.19K
Shared
0.00
None
0.00
IROBOT CORP
SOLEShares46.70K
TypeSH
Market value$1.81M
1.34%
Sole
4.40K
Shared
0.00
None
0.00
ANGEL OAK FINL STRATEGIES IN
SOLEShares145.56K
TypeSH
Market value$1.73M
1.28%
Sole
145.56K
Shared
0.00
None
0.00
ICOSAVAX INC
SOLEShares96.50K
TypeSH
Market value$1.52M
1.12%
Sole
36K
Shared
0.00
None
0.00
DOUBLEDOWN INTERACTIVE CO LT
SOLEShares131.13K
TypeSH
Market value$963.7K
0.71%
Sole
131.13K
Shared
0.00
None
0.00
SYNCHRONOSS TECHNOLOGIES INC
SOLEShares146.80K
TypeSH
Market value$911.7K
0.67%
Sole
146.80K
Shared
0.00
None
0.00
ORION S.A.
SOLEShares31.89K
TypeSH
Market value$884.4K
0.65%
Sole
31.89K
Shared
0.00
None
0.00
CADIZ INC
SOLEShares242.70K
TypeSH
Market value$679.6K
0.50%
Sole
242.70K
Shared
0.00
None
0.00
STRATASYS LTD
SOLEShares26.40K
TypeSH
Market value$377.0K
0.28%
Sole
7.90K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLIED DIGITAL CORPSOLE | COM NEW | 4.17M | SH | $28.10M 20.78% | 4.17M | 0.00 | 0.00 |
B. RILEY FINANCIAL INCSOLE | COM | 1.01M | SH | $21.11M 15.62% | 1.01M | 0.00 | 0.00 |
BROOKFIELD INFRASTRUCTURE COSOLE | COM SB VTG SHS A | 351.01K | SH | $12.38M 9.16% | 12.51K | 0.00 | 0.00 |
CAPRI HOLDINGS LIMITEDSOLE | SHS | 204.30K | SH | $10.26M 7.59% | 0.00 | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 17.64K | SH | $8.38M 6.20% | 17.64K | 0.00 | 0.00 |
OCCIDENTAL PETE CORPSOLE | *W EXP 08/03/202 | 151.44K | SH | $5.90M 4.36% | 151.44K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 17.42K | SH | $4.33M 3.20% | 2.32K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 10.50K | SH | $4.30M 3.18% | 10.50K | 0.00 | 0.00 |
CANADIAN PACIFIC KANSAS CITYSOLE | COM | 53.20K | SH | $4.21M 3.11% | 28.80K | 0.00 | 0.00 |
MIRATI THERAPEUTICS INCSOLE | COM | 70K | SH | $4.11M 3.04% | 35.10K | 0.00 | 0.00 |
GINKGO BIOWORKS HOLDINGS INCSOLE | CL A SHS | 2.43M | SH | $4.11M 3.04% | 2.43M | 0.00 | 0.00 |
DOCEBO INCSOLE | COM | 77.70K | SH | $3.76M 2.78% | 28.30K | 0.00 | 0.00 |
AMEDISYS INCSOLE | COM | 35.10K | SH | $3.34M 2.47% | 15.10K | 0.00 | 0.00 |
UNITED STATES STL CORP NEWSOLE | COM | 60.20K | SH | $2.93M 2.17% | 0.00 | 0.00 | 0.00 |
LILIUM N VSOLE | CLASS A ORD SHS | 2.26M | SH | $2.67M 1.98% | 2.26M | 0.00 | 0.00 |
MARATHON DIGITAL HOLDINGS INSOLE | COM | 100.80K | SH | $2.37M 1.75% | 100.80K | 0.00 | 0.00 |
AMC ENTMT HLDGS INCSOLE | CL A NEW | 383.09K | SH | $2.34M 1.73% | 6.19K | 0.00 | 0.00 |
IROBOT CORPSOLE | COM | 46.70K | SH | $1.81M 1.34% | 4.40K | 0.00 | 0.00 |
ANGEL OAK FINL STRATEGIES INSOLE | COM BEN INT | 145.56K | SH | $1.73M 1.28% | 145.56K | 0.00 | 0.00 |
ICOSAVAX INCSOLE | COM | 96.50K | SH | $1.52M 1.12% | 36K | 0.00 | 0.00 |
DOUBLEDOWN INTERACTIVE CO LTSOLE | ADS | 131.13K | SH | $963.7K 0.71% | 131.13K | 0.00 | 0.00 |
SYNCHRONOSS TECHNOLOGIES INCSOLE | COM NEW | 146.80K | SH | $911.7K 0.67% | 146.80K | 0.00 | 0.00 |
ORION S.A.SOLE | COM | 31.89K | SH | $884.4K 0.65% | 31.89K | 0.00 | 0.00 |
CADIZ INCSOLE | COM NEW | 242.70K | SH | $679.6K 0.50% | 242.70K | 0.00 | 0.00 |
STRATASYS LTDSOLE | SHS | 26.40K | SH | $377.0K 0.28% | 7.90K | 0.00 | 0.00 |
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