Filed: 10/17/2023ACC: 0001420506-23-001822
📋 What this filing means
EQUITEC PROPRIETARY MARKETS, LLC filed this quarterly 13F‑HR report disclosing 97 equity positions with a total reported market value of $404.95M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
97
Positions
$404.95M
Total AUM (reported)
15.40M
Total Shares
Allocation by class
COM$183.05M45.2%
SHS$115.23M28.5%
CL A COM$49.19M12.1%
COM SB VTG SHS A$17.22M4.3%
*W EXP 08/03/202$9.39M2.3%
COM NEW$6.03M1.5%
GOLD SHS$5.76M1.4%
Portfolio Concentration
Top 3$219.57M54.2%
4–10$135.95M33.6%
11–25$42.29M10.4%
Rest$7.15M1.8%
Top 3 weight
54.2%
Top 10 weight
87.8%
Voting Authority Distribution
Total shares with voting rights: 11.94M
Sole
Full voting authority
11.94M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole97
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings97
Rows:
HORIZON THERAPEUTICS PUB L
SOLEShares947.50K
TypeSH
Market value$109.62M
27.07%
Sole
0.00
Shared
0.00
None
0.00
SEAGEN INC
SOLEShares284.20K
TypeSH
Market value$60.29M
14.89%
Sole
0.00
Shared
0.00
None
0.00
ACTIVISION BLIZZARD INC
SOLEShares530.37K
TypeSH
Market value$49.66M
12.26%
Sole
64.47K
Shared
0.00
None
0.00
VMWARE INC
SOLEShares295.50K
TypeSH
Market value$49.19M
12.15%
Sole
7.20K
Shared
0.00
None
0.00
B. RILEY FINANCIAL INC
SOLEShares1.07M
TypeSH
Market value$44.02M
10.87%
Sole
1.07M
Shared
0.00
None
0.00
BROOKFIELD INFRASTRUCTURE CO
SOLEShares487.20K
TypeSH
Market value$17.22M
4.25%
Sole
0.00
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
SOLEShares217.20K
TypeSH
Market value$9.39M
2.32%
Sole
217.20K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares33.60K
TypeSH
Market value$5.76M
1.42%
Sole
23.50K
Shared
0.00
None
0.00
BIOHAVEN LTD
SOLEShares203.55K
TypeSH
Market value$5.29M
1.31%
Sole
49.25K
Shared
0.00
None
0.00
NATIONAL INSTRS CORP
SOLEShares84.90K
TypeSH
Market value$5.06M
1.25%
Sole
38.60K
Shared
0.00
None
0.00
APPLIED DIGITAL CORP
SOLEShares808.81K
TypeSH
Market value$5.05M
1.25%
Sole
808.81K
Shared
0.00
None
0.00
SILICON MOTION TECHNOLOGY CO
SOLEShares89.69K
TypeSH
Market value$4.60M
1.14%
Sole
33.89K
Shared
0.00
None
0.00
GINKGO BIOWORKS HOLDINGS INC
SOLEShares2.53M
TypeSH
Market value$4.58M
1.13%
Sole
2.53M
Shared
0.00
None
0.00
CAPRI HOLDINGS LIMITED
SOLEShares84.70K
TypeSH
Market value$4.46M
1.10%
Sole
0.00
Shared
0.00
None
0.00
CANADIAN PACIFIC KANSAS CITY
SOLEShares53.20K
TypeSH
Market value$3.96M
0.98%
Sole
28.80K
Shared
0.00
None
0.00
AMEDISYS INC
SOLEShares36.40K
TypeSH
Market value$3.40M
0.84%
Sole
14.30K
Shared
0.00
None
0.00
AMC ENTMT HLDGS INC
SOLEShares369.89K
TypeSH
Market value$2.96M
0.73%
Sole
56.49K
Shared
0.00
None
0.00
ANGEL OAK FINL STRATEGIES IN
SOLEShares210.04K
TypeSH
Market value$2.53M
0.62%
Sole
210.04K
Shared
0.00
None
0.00
SPIRIT AIRLS INC
SOLEShares148K
TypeSH
Market value$2.44M
0.60%
Sole
71.50K
Shared
0.00
None
0.00
SYNCHRONOSS TECHNOLOGIES INC
SOLEShares1.91M
TypeSH
Market value$1.84M
0.45%
Sole
1.91M
Shared
0.00
None
0.00
LILIUM N V
SOLEShares2.32M
TypeSH
Market value$1.66M
0.41%
Sole
2.32M
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares9.70K
TypeSH
Market value$1.41M
0.35%
Sole
9.70K
Shared
0.00
None
0.00
STRATASYS LTD
SOLEShares85.20K
TypeSH
Market value$1.16M
0.29%
Sole
4.60K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares2.70K
TypeSH
Market value$1.16M
0.29%
Sole
2.70K
Shared
0.00
None
0.00
DOUBLEDOWN INTERACTIVE CO LT
SOLEShares131.13K
TypeSH
Market value$1.11M
0.27%
Sole
131.13K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
HORIZON THERAPEUTICS PUB LSOLE | SHS | 947.50K | SH | $109.62M 27.07% | 0.00 | 0.00 | 0.00 |
SEAGEN INCSOLE | COM | 284.20K | SH | $60.29M 14.89% | 0.00 | 0.00 | 0.00 |
ACTIVISION BLIZZARD INCSOLE | COM | 530.37K | SH | $49.66M 12.26% | 64.47K | 0.00 | 0.00 |
VMWARE INCSOLE | CL A COM | 295.50K | SH | $49.19M 12.15% | 7.20K | 0.00 | 0.00 |
B. RILEY FINANCIAL INCSOLE | COM | 1.07M | SH | $44.02M 10.87% | 1.07M | 0.00 | 0.00 |
BROOKFIELD INFRASTRUCTURE COSOLE | COM SB VTG SHS A | 487.20K | SH | $17.22M 4.25% | 0.00 | 0.00 | 0.00 |
OCCIDENTAL PETE CORPSOLE | *W EXP 08/03/202 | 217.20K | SH | $9.39M 2.32% | 217.20K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 33.60K | SH | $5.76M 1.42% | 23.50K | 0.00 | 0.00 |
BIOHAVEN LTDSOLE | COM | 203.55K | SH | $5.29M 1.31% | 49.25K | 0.00 | 0.00 |
NATIONAL INSTRS CORPSOLE | COM | 84.90K | SH | $5.06M 1.25% | 38.60K | 0.00 | 0.00 |
APPLIED DIGITAL CORPSOLE | COM NEW | 808.81K | SH | $5.05M 1.25% | 808.81K | 0.00 | 0.00 |
SILICON MOTION TECHNOLOGY COSOLE | SPONSORED ADR | 89.69K | SH | $4.60M 1.14% | 33.89K | 0.00 | 0.00 |
GINKGO BIOWORKS HOLDINGS INCSOLE | CL A SHS | 2.53M | SH | $4.58M 1.13% | 2.53M | 0.00 | 0.00 |
CAPRI HOLDINGS LIMITEDSOLE | SHS | 84.70K | SH | $4.46M 1.10% | 0.00 | 0.00 | 0.00 |
CANADIAN PACIFIC KANSAS CITYSOLE | COM | 53.20K | SH | $3.96M 0.98% | 28.80K | 0.00 | 0.00 |
AMEDISYS INCSOLE | COM | 36.40K | SH | $3.40M 0.84% | 14.30K | 0.00 | 0.00 |
AMC ENTMT HLDGS INCSOLE | CL A NEW | 369.89K | SH | $2.96M 0.73% | 56.49K | 0.00 | 0.00 |
ANGEL OAK FINL STRATEGIES INSOLE | COM BEN INT | 210.04K | SH | $2.53M 0.62% | 210.04K | 0.00 | 0.00 |
SPIRIT AIRLS INCSOLE | COM | 148K | SH | $2.44M 0.60% | 71.50K | 0.00 | 0.00 |
SYNCHRONOSS TECHNOLOGIES INCSOLE | COM | 1.91M | SH | $1.84M 0.45% | 1.91M | 0.00 | 0.00 |
LILIUM N VSOLE | CLASS A ORD SHS | 2.32M | SH | $1.66M 0.41% | 2.32M | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 9.70K | SH | $1.41M 0.35% | 9.70K | 0.00 | 0.00 |
STRATASYS LTDSOLE | SHS | 85.20K | SH | $1.16M 0.29% | 4.60K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 2.70K | SH | $1.16M 0.29% | 2.70K | 0.00 | 0.00 |
DOUBLEDOWN INTERACTIVE CO LTSOLE | ADS | 131.13K | SH | $1.11M 0.27% | 131.13K | 0.00 | 0.00 |
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