Filed: 7/12/2023ACC: 0001420506-23-001283
📋 What this filing means
EQUITEC PROPRIETARY MARKETS, LLC filed this quarterly 13F‑HR report disclosing 79 equity positions with a total reported market value of $331.37M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
79
Positions
$331.37M
Total AUM (reported)
14.27M
Total Shares
Allocation by class
COM$244.39M73.8%
SHS$33.87M10.2%
CL A COM$13.97M4.2%
SPONSORED ADR$8.92M2.7%
*W EXP 08/03/202$8.20M2.5%
CL A SHS$5.95M1.8%
CL A$3.39M1.0%
Portfolio Concentration
Top 3$127.90M38.6%
4–10$137.45M41.5%
11–25$52.17M15.7%
Rest$13.85M4.2%
Top 3 weight
38.6%
Top 10 weight
80.1%
Voting Authority Distribution
Total shares with voting rights: 11.21M
Sole
Full voting authority
11.21M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole79
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings79
Rows:
B. RILEY FINANCIAL INC
SOLEShares1.11M
TypeSH
Market value$51.27M
15.47%
Sole
1.11M
Shared
0.00
None
0.00
ACTIVISION BLIZZARD INC
SOLEShares465.35K
TypeSH
Market value$39.23M
11.84%
Sole
109.35K
Shared
0.00
None
0.00
IVERIC BIO INC
SOLEShares950.90K
TypeSH
Market value$37.41M
11.29%
Sole
0.00
Shared
0.00
None
0.00
FRANCHISE GROUP INC
SOLEShares1.12M
TypeSH
Market value$32.17M
9.71%
Sole
1.12M
Shared
0.00
None
0.00
HORIZON THERAPEUTICS PUB L
SOLEShares279.35K
TypeSH
Market value$28.73M
8.67%
Sole
6.55K
Shared
0.00
None
0.00
TESLA INC
SOLEShares93.30K
TypeSH
Market value$24.42M
7.37%
Sole
0.00
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares53.40K
TypeSH
Market value$22.59M
6.82%
Sole
0.00
Shared
0.00
None
0.00
VMWARE INC
SOLEShares86.40K
TypeSH
Market value$12.41M
3.75%
Sole
0.00
Shared
0.00
None
0.00
SILICON MOTION TECHNOLOGY CO
SOLEShares124.19K
TypeSH
Market value$8.92M
2.69%
Sole
27.89K
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
SOLEShares219.80K
TypeSH
Market value$8.20M
2.48%
Sole
219.80K
Shared
0.00
None
0.00
SEAGEN INC
SOLEShares41.32K
TypeSH
Market value$7.95M
2.40%
Sole
6.72K
Shared
0.00
None
0.00
GINKGO BIOWORKS HOLDINGS INC
SOLEShares3.20M
TypeSH
Market value$5.95M
1.80%
Sole
3.20M
Shared
0.00
None
0.00
STRATASYS LTD
SOLEShares284.60K
TypeSH
Market value$5.05M
1.53%
Sole
113.10K
Shared
0.00
None
0.00
NATIONAL INSTRS CORP
SOLEShares86.40K
TypeSH
Market value$4.96M
1.50%
Sole
40.10K
Shared
0.00
None
0.00
BIOHAVEN LTD
SOLEShares197.55K
TypeSH
Market value$4.73M
1.43%
Sole
43.25K
Shared
0.00
None
0.00
CANADIAN PACIFIC KANSAS CITY
SOLEShares53.20K
TypeSH
Market value$4.30M
1.30%
Sole
28.80K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
SOLEShares25.40K
TypeSH
Market value$2.89M
0.87%
Sole
18.90K
Shared
0.00
None
0.00
ANGEL OAK FINL STRATEGIES IN
SOLEShares210.04K
TypeSH
Market value$2.48M
0.75%
Sole
210.04K
Shared
0.00
None
0.00
SPIRIT AIRLS INC
SOLEShares141K
TypeSH
Market value$2.42M
0.73%
Sole
70.50K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares13.30K
TypeSH
Market value$2.37M
0.72%
Sole
13.30K
Shared
0.00
None
0.00
APPLIED DIGITAL CORP
SOLEShares241.91K
TypeSH
Market value$2.26M
0.68%
Sole
241.91K
Shared
0.00
None
0.00
CHINOOK THERAPEUTICS INC
SOLEShares48.40K
TypeSH
Market value$1.86M
0.56%
Sole
20.10K
Shared
0.00
None
0.00
FORGEROCK INC
SOLEShares83.60K
TypeSH
Market value$1.72M
0.52%
Sole
29.40K
Shared
0.00
None
0.00
TRITON INTL LTD
SOLEShares20.10K
TypeSH
Market value$1.67M
0.51%
Sole
0.00
Shared
0.00
None
0.00
AMC ENTMT HLDGS INC
SOLEShares352.60K
TypeSH
Market value$1.55M
0.47%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
B. RILEY FINANCIAL INCSOLE | COM | 1.11M | SH | $51.27M 15.47% | 1.11M | 0.00 | 0.00 |
ACTIVISION BLIZZARD INCSOLE | COM | 465.35K | SH | $39.23M 11.84% | 109.35K | 0.00 | 0.00 |
IVERIC BIO INCSOLE | COM | 950.90K | SH | $37.41M 11.29% | 0.00 | 0.00 | 0.00 |
FRANCHISE GROUP INCSOLE | COM | 1.12M | SH | $32.17M 9.71% | 1.12M | 0.00 | 0.00 |
HORIZON THERAPEUTICS PUB LSOLE | SHS | 279.35K | SH | $28.73M 8.67% | 6.55K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 93.30K | SH | $24.42M 7.37% | 0.00 | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 53.40K | SH | $22.59M 6.82% | 0.00 | 0.00 | 0.00 |
VMWARE INCSOLE | CL A COM | 86.40K | SH | $12.41M 3.75% | 0.00 | 0.00 | 0.00 |
SILICON MOTION TECHNOLOGY COSOLE | SPONSORED ADR | 124.19K | SH | $8.92M 2.69% | 27.89K | 0.00 | 0.00 |
OCCIDENTAL PETE CORPSOLE | *W EXP 08/03/202 | 219.80K | SH | $8.20M 2.48% | 219.80K | 0.00 | 0.00 |
SEAGEN INCSOLE | COM | 41.32K | SH | $7.95M 2.40% | 6.72K | 0.00 | 0.00 |
GINKGO BIOWORKS HOLDINGS INCSOLE | CL A SHS | 3.20M | SH | $5.95M 1.80% | 3.20M | 0.00 | 0.00 |
STRATASYS LTDSOLE | SHS | 284.60K | SH | $5.05M 1.53% | 113.10K | 0.00 | 0.00 |
NATIONAL INSTRS CORPSOLE | COM | 86.40K | SH | $4.96M 1.50% | 40.10K | 0.00 | 0.00 |
BIOHAVEN LTDSOLE | COM | 197.55K | SH | $4.73M 1.43% | 43.25K | 0.00 | 0.00 |
CANADIAN PACIFIC KANSAS CITYSOLE | COM | 53.20K | SH | $4.30M 1.30% | 28.80K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 25.40K | SH | $2.89M 0.87% | 18.90K | 0.00 | 0.00 |
ANGEL OAK FINL STRATEGIES INSOLE | COM BEN INT | 210.04K | SH | $2.48M 0.75% | 210.04K | 0.00 | 0.00 |
SPIRIT AIRLS INCSOLE | COM | 141K | SH | $2.42M 0.73% | 70.50K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 13.30K | SH | $2.37M 0.72% | 13.30K | 0.00 | 0.00 |
APPLIED DIGITAL CORPSOLE | COM NEW | 241.91K | SH | $2.26M 0.68% | 241.91K | 0.00 | 0.00 |
CHINOOK THERAPEUTICS INCSOLE | COM | 48.40K | SH | $1.86M 0.56% | 20.10K | 0.00 | 0.00 |
FORGEROCK INCSOLE | CL A | 83.60K | SH | $1.72M 0.52% | 29.40K | 0.00 | 0.00 |
TRITON INTL LTDSOLE | CL A | 20.10K | SH | $1.67M 0.51% | 0.00 | 0.00 | 0.00 |
AMC ENTMT HLDGS INCSOLE | CL A COM | 352.60K | SH | $1.55M 0.47% | 0.00 | 0.00 | 0.00 |
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