Filed: 4/28/2023ACC: 0001420506-23-000816
📋 What this filing means
EQUITEC PROPRIETARY MARKETS, LLC filed this quarterly 13F‑HR report disclosing 126 equity positions with a total reported market value of $211.89M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
126
Positions
$211.89M
Total AUM (reported)
14.49M
Total Shares
Allocation by class
COM$163.78M77.3%
CL A COM$11.16M5.3%
COM NEW$8.63M4.1%
*W EXP 08/03/202$6.81M3.2%
CL A SHS$4.85M2.3%
SPONSORED ADS$4.61M2.2%
COM BEN INT$2.59M1.2%
Portfolio Concentration
Top 3$112.45M53.1%
4–10$62.93M29.7%
11–25$28.65M13.5%
Rest$7.85M3.7%
Top 3 weight
53.1%
Top 10 weight
82.8%
Voting Authority Distribution
Total shares with voting rights: 12.74M
Sole
Full voting authority
12.74M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole126
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings126
Rows:
ACTIVISION BLIZZARD INC
SOLEShares533.10K
TypeSH
Market value$45.63M
21.53%
Sole
109.10K
Shared
0.00
None
0.00
B. RILEY FINANCIAL INC
SOLEShares1.25M
TypeSH
Market value$35.39M
16.70%
Sole
1.25M
Shared
0.00
None
0.00
TESLA INC
SOLEShares151.50K
TypeSH
Market value$31.43M
14.83%
Sole
0.00
Shared
0.00
None
0.00
FRANCHISE GROUP INC
SOLEShares892.87K
TypeSH
Market value$24.33M
11.48%
Sole
892.87K
Shared
0.00
None
0.00
VMWARE INC
SOLEShares88.10K
TypeSH
Market value$11.00M
5.19%
Sole
0.00
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
SOLEShares166.10K
TypeSH
Market value$6.81M
3.21%
Sole
166.10K
Shared
0.00
None
0.00
TRAVELCENTERS OF AMERICA INC
SOLEShares66.80K
TypeSH
Market value$5.78M
2.73%
Sole
15.10K
Shared
0.00
None
0.00
SEAGEN INC
SOLEShares27.40K
TypeSH
Market value$5.55M
2.62%
Sole
500.00
Shared
0.00
None
0.00
GINKGO BIOWORKS HOLDINGS INC
SOLEShares3.65M
TypeSH
Market value$4.85M
2.29%
Sole
3.65M
Shared
0.00
None
0.00
AMRYT PHARMA PLC
SOLEShares316.31K
TypeSH
Market value$4.61M
2.18%
Sole
124.81K
Shared
0.00
None
0.00
CANADIAN PAC RY LTD
SOLEShares53.20K
TypeSH
Market value$4.09M
1.93%
Sole
28.80K
Shared
0.00
None
0.00
BIOHAVEN LTD
SOLEShares195.35K
TypeSH
Market value$2.67M
1.26%
Sole
36.05K
Shared
0.00
None
0.00
FIRST HORIZON CORPORATION
SOLEShares147.40K
TypeSH
Market value$2.62M
1.24%
Sole
69.20K
Shared
0.00
None
0.00
ANGEL OAK FINL STRATEGIES IN
SOLEShares210.04K
TypeSH
Market value$2.59M
1.22%
Sole
210.04K
Shared
0.00
None
0.00
SPIRIT AIRLS INC
SOLEShares141K
TypeSH
Market value$2.42M
1.14%
Sole
70.50K
Shared
0.00
None
0.00
TEGNA INC
SOLEShares108.60K
TypeSH
Market value$1.84M
0.87%
Sole
52.80K
Shared
0.00
None
0.00
FORGEROCK INC
SOLEShares83.60K
TypeSH
Market value$1.72M
0.81%
Sole
29.40K
Shared
0.00
None
0.00
BABCOCK & WILCOX ENTERPRISES
SOLEShares273.49K
TypeSH
Market value$1.66M
0.78%
Sole
273.49K
Shared
0.00
None
0.00
APPLIED DIGITAL CORP
SOLEShares683.27K
TypeSH
Market value$1.53M
0.72%
Sole
683.27K
Shared
0.00
None
0.00
SILICON MOTION TECHNOLOGY CO
SOLEShares23.10K
TypeSH
Market value$1.51M
0.71%
Sole
7.90K
Shared
0.00
None
0.00
TOWER SEMICONDUCTOR LTD
SOLEShares34.30K
TypeSH
Market value$1.46M
0.69%
Sole
16.40K
Shared
0.00
None
0.00
BLUEROCK HOMES TRUST INC
SOLEShares68.97K
TypeSH
Market value$1.37M
0.65%
Sole
5.17K
Shared
0.00
None
0.00
LILIUM N V
SOLEShares1.80M
TypeSH
Market value$1.17M
0.55%
Sole
1.80M
Shared
0.00
None
0.00
DOUBLEDOWN INTERACTIVE CO LT
SOLEShares131.13K
TypeSH
Market value$1.05M
0.49%
Sole
131.13K
Shared
0.00
None
0.00
ORION ENGINEERED CARBONS S A
SOLEShares36.89K
TypeSH
Market value$962.5K
0.45%
Sole
36.89K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ACTIVISION BLIZZARD INCSOLE | COM | 533.10K | SH | $45.63M 21.53% | 109.10K | 0.00 | 0.00 |
B. RILEY FINANCIAL INCSOLE | COM | 1.25M | SH | $35.39M 16.70% | 1.25M | 0.00 | 0.00 |
TESLA INCSOLE | COM | 151.50K | SH | $31.43M 14.83% | 0.00 | 0.00 | 0.00 |
FRANCHISE GROUP INCSOLE | COM | 892.87K | SH | $24.33M 11.48% | 892.87K | 0.00 | 0.00 |
VMWARE INCSOLE | CL A COM | 88.10K | SH | $11.00M 5.19% | 0.00 | 0.00 | 0.00 |
OCCIDENTAL PETE CORPSOLE | *W EXP 08/03/202 | 166.10K | SH | $6.81M 3.21% | 166.10K | 0.00 | 0.00 |
TRAVELCENTERS OF AMERICA INCSOLE | COM NEW | 66.80K | SH | $5.78M 2.73% | 15.10K | 0.00 | 0.00 |
SEAGEN INCSOLE | COM | 27.40K | SH | $5.55M 2.62% | 500.00 | 0.00 | 0.00 |
GINKGO BIOWORKS HOLDINGS INCSOLE | CL A SHS | 3.65M | SH | $4.85M 2.29% | 3.65M | 0.00 | 0.00 |
AMRYT PHARMA PLCSOLE | SPONSORED ADS | 316.31K | SH | $4.61M 2.18% | 124.81K | 0.00 | 0.00 |
CANADIAN PAC RY LTDSOLE | COM | 53.20K | SH | $4.09M 1.93% | 28.80K | 0.00 | 0.00 |
BIOHAVEN LTDSOLE | COM | 195.35K | SH | $2.67M 1.26% | 36.05K | 0.00 | 0.00 |
FIRST HORIZON CORPORATIONSOLE | COM | 147.40K | SH | $2.62M 1.24% | 69.20K | 0.00 | 0.00 |
ANGEL OAK FINL STRATEGIES INSOLE | COM BEN INT | 210.04K | SH | $2.59M 1.22% | 210.04K | 0.00 | 0.00 |
SPIRIT AIRLS INCSOLE | COM | 141K | SH | $2.42M 1.14% | 70.50K | 0.00 | 0.00 |
TEGNA INCSOLE | COM | 108.60K | SH | $1.84M 0.87% | 52.80K | 0.00 | 0.00 |
FORGEROCK INCSOLE | CL A | 83.60K | SH | $1.72M 0.81% | 29.40K | 0.00 | 0.00 |
BABCOCK & WILCOX ENTERPRISESSOLE | COM | 273.49K | SH | $1.66M 0.78% | 273.49K | 0.00 | 0.00 |
APPLIED DIGITAL CORPSOLE | COM NEW | 683.27K | SH | $1.53M 0.72% | 683.27K | 0.00 | 0.00 |
SILICON MOTION TECHNOLOGY COSOLE | SPONSORED ADR | 23.10K | SH | $1.51M 0.71% | 7.90K | 0.00 | 0.00 |
TOWER SEMICONDUCTOR LTDSOLE | SHS NEW | 34.30K | SH | $1.46M 0.69% | 16.40K | 0.00 | 0.00 |
BLUEROCK HOMES TRUST INCSOLE | COM CL A | 68.97K | SH | $1.37M 0.65% | 5.17K | 0.00 | 0.00 |
LILIUM N VSOLE | CLASS A ORD SHS | 1.80M | SH | $1.17M 0.55% | 1.80M | 0.00 | 0.00 |
DOUBLEDOWN INTERACTIVE CO LTSOLE | ADS | 131.13K | SH | $1.05M 0.49% | 131.13K | 0.00 | 0.00 |
ORION ENGINEERED CARBONS S ASOLE | COM | 36.89K | SH | $962.5K 0.45% | 36.89K | 0.00 | 0.00 |
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