Filed: 1/31/2023ACC: 0001420506-23-000181
📋 What this filing means
EQUITEC PROPRIETARY MARKETS, LLC filed this quarterly 13F‑HR report disclosing 164 equity positions with a total reported market value of $315.42M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
164
Positions
$315.42M
Total AUM (reported)
18.73M
Total Shares
Allocation by class
COM$234.20M74.2%
TR UNIT$17.71M5.6%
CL A COM$9.63M3.1%
*W EXP 08/03/202$7.27M2.3%
CORE S&P500 ETF$6.92M2.2%
CL A SHS$6.90M2.2%
SHS CL A$5.53M1.8%
Portfolio Concentration
Top 3$143.29M45.4%
4–10$100.68M31.9%
11–25$48.74M15.5%
Rest$22.71M7.2%
Top 3 weight
45.4%
Top 10 weight
77.3%
Voting Authority Distribution
Total shares with voting rights: 16.19M
Sole
Full voting authority
16.19M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole164
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings164
Rows:
TESLA INC
SOLEShares516.48K
TypeSH
Market value$63.62M
20.17%
Sole
34.38K
Shared
0.00
None
0.00
B. RILEY FINANCIAL INC
SOLEShares1.19M
TypeSH
Market value$40.82M
12.94%
Sole
1.19M
Shared
0.00
None
0.00
ACTIVISION BLIZZARD INC
SOLEShares507.59K
TypeSH
Market value$38.86M
12.32%
Sole
125.79K
Shared
0.00
None
0.00
FRANCHISE GROUP INC
SOLEShares1.17M
TypeSH
Market value$27.92M
8.85%
Sole
1.17M
Shared
0.00
None
0.00
CANADIAN PAC RY LTD
SOLEShares304.84K
TypeSH
Market value$22.74M
7.21%
Sole
124.04K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares46.30K
TypeSH
Market value$17.71M
5.61%
Sole
44.20K
Shared
0.00
None
0.00
TAKE-TWO INTERACTIVE SOFTWAR
SOLEShares88.90K
TypeSH
Market value$9.26M
2.93%
Sole
3.40K
Shared
0.00
None
0.00
VMWARE INC
SOLEShares72.30K
TypeSH
Market value$8.88M
2.81%
Sole
0.00
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
SOLEShares176.30K
TypeSH
Market value$7.27M
2.30%
Sole
176.30K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares18K
TypeSH
Market value$6.92M
2.19%
Sole
18K
Shared
0.00
None
0.00
GINKGO BIOWORKS HOLDINGS INC
SOLEShares4.08M
TypeSH
Market value$6.90M
2.19%
Sole
4.08M
Shared
0.00
None
0.00
AFRICAN GOLD ACQUISITION COR
SOLEShares550.69K
TypeSH
Market value$5.53M
1.75%
Sole
550.69K
Shared
0.00
None
0.00
JAZZ PHARMACEUTICALS PLC
SOLEShares31.49K
TypeSH
Market value$5.02M
1.59%
Sole
2.69K
Shared
0.00
None
0.00
BLUEROCK HOMES TRUST INC
SOLEShares183.12K
TypeSH
Market value$3.90M
1.24%
Sole
10.92K
Shared
0.00
None
0.00
ORION ENGINEERED CARBONS S A
SOLEShares191.10K
TypeSH
Market value$3.40M
1.08%
Sole
191.10K
Shared
0.00
None
0.00
FIRST HORIZON CORPORATION
SOLEShares134.70K
TypeSH
Market value$3.30M
1.05%
Sole
54.20K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares36K
TypeSH
Market value$3.02M
0.96%
Sole
36K
Shared
0.00
None
0.00
SPIRIT AIRLS INC
SOLEShares147.50K
TypeSH
Market value$2.87M
0.91%
Sole
70.50K
Shared
0.00
None
0.00
ANGEL OAK FINL STRATEGIES IN
SOLEShares210.04K
TypeSH
Market value$2.69M
0.85%
Sole
210.04K
Shared
0.00
None
0.00
BIOHAVEN LTD
SOLEShares179.65K
TypeSH
Market value$2.49M
0.79%
Sole
13.45K
Shared
0.00
None
0.00
APPLIED DIGITAL CORP
SOLEShares1.17M
TypeSH
Market value$2.15M
0.68%
Sole
1.17M
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
SOLEShares32.72K
TypeSH
Market value$2.12M
0.67%
Sole
13.32K
Shared
0.00
None
0.00
LILIUM N V
SOLEShares1.80M
TypeSH
Market value$2.05M
0.65%
Sole
1.80M
Shared
0.00
None
0.00
BABCOCK & WILCOX ENTERPRISES
SOLEShares287.36K
TypeSH
Market value$1.66M
0.53%
Sole
287.36K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares6.10K
TypeSH
Market value$1.62M
0.51%
Sole
6.10K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
TESLA INCSOLE | COM | 516.48K | SH | $63.62M 20.17% | 34.38K | 0.00 | 0.00 |
B. RILEY FINANCIAL INCSOLE | COM | 1.19M | SH | $40.82M 12.94% | 1.19M | 0.00 | 0.00 |
ACTIVISION BLIZZARD INCSOLE | COM | 507.59K | SH | $38.86M 12.32% | 125.79K | 0.00 | 0.00 |
FRANCHISE GROUP INCSOLE | COM | 1.17M | SH | $27.92M 8.85% | 1.17M | 0.00 | 0.00 |
CANADIAN PAC RY LTDSOLE | COM | 304.84K | SH | $22.74M 7.21% | 124.04K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 46.30K | SH | $17.71M 5.61% | 44.20K | 0.00 | 0.00 |
TAKE-TWO INTERACTIVE SOFTWARSOLE | COM | 88.90K | SH | $9.26M 2.93% | 3.40K | 0.00 | 0.00 |
VMWARE INCSOLE | CL A COM | 72.30K | SH | $8.88M 2.81% | 0.00 | 0.00 | 0.00 |
OCCIDENTAL PETE CORPSOLE | *W EXP 08/03/202 | 176.30K | SH | $7.27M 2.30% | 176.30K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 18K | SH | $6.92M 2.19% | 18K | 0.00 | 0.00 |
GINKGO BIOWORKS HOLDINGS INCSOLE | CL A SHS | 4.08M | SH | $6.90M 2.19% | 4.08M | 0.00 | 0.00 |
AFRICAN GOLD ACQUISITION CORSOLE | SHS CL A | 550.69K | SH | $5.53M 1.75% | 550.69K | 0.00 | 0.00 |
JAZZ PHARMACEUTICALS PLCSOLE | SHS USD | 31.49K | SH | $5.02M 1.59% | 2.69K | 0.00 | 0.00 |
BLUEROCK HOMES TRUST INCSOLE | COM CL A | 183.12K | SH | $3.90M 1.24% | 10.92K | 0.00 | 0.00 |
ORION ENGINEERED CARBONS S ASOLE | COM | 191.10K | SH | $3.40M 1.08% | 191.10K | 0.00 | 0.00 |
FIRST HORIZON CORPORATIONSOLE | COM | 134.70K | SH | $3.30M 1.05% | 54.20K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 36K | SH | $3.02M 0.96% | 36K | 0.00 | 0.00 |
SPIRIT AIRLS INCSOLE | COM | 147.50K | SH | $2.87M 0.91% | 70.50K | 0.00 | 0.00 |
ANGEL OAK FINL STRATEGIES INSOLE | COM BEN INT | 210.04K | SH | $2.69M 0.85% | 210.04K | 0.00 | 0.00 |
BIOHAVEN LTDSOLE | COM | 179.65K | SH | $2.49M 0.79% | 13.45K | 0.00 | 0.00 |
APPLIED DIGITAL CORPSOLE | COM NEW | 1.17M | SH | $2.15M 0.68% | 1.17M | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 32.72K | SH | $2.12M 0.67% | 13.32K | 0.00 | 0.00 |
LILIUM N VSOLE | CLASS A ORD SHS | 1.80M | SH | $2.05M 0.65% | 1.80M | 0.00 | 0.00 |
BABCOCK & WILCOX ENTERPRISESSOLE | COM | 287.36K | SH | $1.66M 0.53% | 287.36K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 6.10K | SH | $1.62M 0.51% | 6.10K | 0.00 | 0.00 |
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