Filed: 10/11/2022ACC: 0001420506-22-001850
📋 What this filing means
EQUITEC PROPRIETARY MARKETS, LLC filed this quarterly 13F‑HR report disclosing 219 equity positions with a total reported market value of $379.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
219
Positions
$379.6K
Total AUM (reported)
20.28M
Total Shares
Allocation by class
COM$286.2K75.4%
TR UNIT$27.3K7.2%
COM CL A$13.2K3.5%
CL A COM$8.2K2.2%
CL A SHS$7.1K1.9%
*W EXP 08/03/202$7.0K1.8%
SHS CL A$5.5K1.4%
Portfolio Concentration
Top 3$141.7K37.3%
4–10$116.0K30.6%
11–25$79.3K20.9%
Rest$42.6K11.2%
Top 3 weight
37.3%
Top 10 weight
67.9%
Voting Authority Distribution
Total shares with voting rights: 17.68M
Sole
Full voting authority
17.68M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole219
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings219
Rows:
B. RILEY FINANCIAL INC
SOLEShares1.37M
TypeSH
Market value$61.0K
16.08%
Sole
1.27M
Shared
0.00
None
0.00
BIOHAVEN PHARMACTL HLDG CO L
SOLEShares298.05K
TypeSH
Market value$45.1K
11.87%
Sole
94.35K
Shared
0.00
None
0.00
ACTIVISION BLIZZARD INC
SOLEShares478.48K
TypeSH
Market value$35.6K
9.37%
Sole
136.18K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares76.30K
TypeSH
Market value$27.3K
7.18%
Sole
76.30K
Shared
0.00
None
0.00
FRANCHISE GROUP INC
SOLEShares894.01K
TypeSH
Market value$21.7K
5.72%
Sole
894.01K
Shared
0.00
None
0.00
CANADIAN PAC RY LTD
SOLEShares305.79K
TypeSH
Market value$20.4K
5.38%
Sole
124.99K
Shared
0.00
None
0.00
CITRIX SYS INC
SOLEShares153.20K
TypeSH
Market value$15.9K
4.19%
Sole
54.30K
Shared
0.00
None
0.00
ROGERS CORP
SOLEShares50.60K
TypeSH
Market value$12.2K
3.22%
Sole
22.40K
Shared
0.00
None
0.00
TAKE-TWO INTERACTIVE SOFTWAR
SOLEShares88.87K
TypeSH
Market value$9.7K
2.55%
Sole
3.37K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
SOLEShares139.23K
TypeSH
Market value$8.8K
2.32%
Sole
33.93K
Shared
0.00
None
0.00
BLUEROCK RESIDENTIAL GWT REI
SOLEShares325.56K
TypeSH
Market value$8.7K
2.29%
Sole
103.26K
Shared
0.00
None
0.00
CHANGE HEALTHCARE INC
SOLEShares304.50K
TypeSH
Market value$8.4K
2.21%
Sole
125.80K
Shared
0.00
None
0.00
ORION ENGINEERED CARBONS S A
SOLEShares548.49K
TypeSH
Market value$7.3K
1.93%
Sole
548.49K
Shared
0.00
None
0.00
GINKGO BIOWORKS HOLDINGS INC
SOLEShares2.29M
TypeSH
Market value$7.1K
1.88%
Sole
2.29M
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
SOLEShares176.30K
TypeSH
Market value$7.0K
1.84%
Sole
176.30K
Shared
0.00
None
0.00
VMWARE INC
SOLEShares63.20K
TypeSH
Market value$6.7K
1.77%
Sole
0.00
Shared
0.00
None
0.00
GLOBAL BLOOD THERAPEUTICS IN
SOLEShares83.70K
TypeSH
Market value$5.7K
1.50%
Sole
13.80K
Shared
0.00
None
0.00
AFRICAN GOLD ACQUISITION COR
SOLEShares550.69K
TypeSH
Market value$5.5K
1.44%
Sole
550.69K
Shared
0.00
None
0.00
THE ARENA GROUP HOLDINGS INC
SOLEShares337.53K
TypeSH
Market value$4.4K
1.17%
Sole
337.53K
Shared
0.00
None
0.00
JAZZ PHARMACEUTICALS PLC
SOLEShares31.49K
TypeSH
Market value$4.2K
1.11%
Sole
2.69K
Shared
0.00
None
0.00
FIRST HORIZON CORPORATION
SOLEShares129.90K
TypeSH
Market value$3.0K
0.78%
Sole
58.30K
Shared
0.00
None
0.00
SPIRIT AIRLS INC
SOLEShares156.50K
TypeSH
Market value$2.9K
0.78%
Sole
70.50K
Shared
0.00
None
0.00
PARABELLUM ACQUISITION CORP
SOLEShares294.31K
TypeSH
Market value$2.9K
0.77%
Sole
294.31K
Shared
0.00
None
0.00
ANGEL OAK FINL STRATEGIES IN
SOLEShares210.75K
TypeSH
Market value$2.8K
0.74%
Sole
210.75K
Shared
0.00
None
0.00
ALLEGHANY CORP MD
SOLEShares3.07K
TypeSH
Market value$2.6K
0.68%
Sole
368.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
B. RILEY FINANCIAL INCSOLE | COM | 1.37M | SH | $61.0K 16.08% | 1.27M | 0.00 | 0.00 |
BIOHAVEN PHARMACTL HLDG CO LSOLE | COM | 298.05K | SH | $45.1K 11.87% | 94.35K | 0.00 | 0.00 |
ACTIVISION BLIZZARD INCSOLE | COM | 478.48K | SH | $35.6K 9.37% | 136.18K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 76.30K | SH | $27.3K 7.18% | 76.30K | 0.00 | 0.00 |
FRANCHISE GROUP INCSOLE | COM | 894.01K | SH | $21.7K 5.72% | 894.01K | 0.00 | 0.00 |
CANADIAN PAC RY LTDSOLE | COM | 305.79K | SH | $20.4K 5.38% | 124.99K | 0.00 | 0.00 |
CITRIX SYS INCSOLE | COM | 153.20K | SH | $15.9K 4.19% | 54.30K | 0.00 | 0.00 |
ROGERS CORPSOLE | COM | 50.60K | SH | $12.2K 3.22% | 22.40K | 0.00 | 0.00 |
TAKE-TWO INTERACTIVE SOFTWARSOLE | COM | 88.87K | SH | $9.7K 2.55% | 3.37K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 139.23K | SH | $8.8K 2.32% | 33.93K | 0.00 | 0.00 |
BLUEROCK RESIDENTIAL GWT REISOLE | COM CL A | 325.56K | SH | $8.7K 2.29% | 103.26K | 0.00 | 0.00 |
CHANGE HEALTHCARE INCSOLE | COM | 304.50K | SH | $8.4K 2.21% | 125.80K | 0.00 | 0.00 |
ORION ENGINEERED CARBONS S ASOLE | COM | 548.49K | SH | $7.3K 1.93% | 548.49K | 0.00 | 0.00 |
GINKGO BIOWORKS HOLDINGS INCSOLE | CL A SHS | 2.29M | SH | $7.1K 1.88% | 2.29M | 0.00 | 0.00 |
OCCIDENTAL PETE CORPSOLE | *W EXP 08/03/202 | 176.30K | SH | $7.0K 1.84% | 176.30K | 0.00 | 0.00 |
VMWARE INCSOLE | CL A COM | 63.20K | SH | $6.7K 1.77% | 0.00 | 0.00 | 0.00 |
GLOBAL BLOOD THERAPEUTICS INSOLE | COM | 83.70K | SH | $5.7K 1.50% | 13.80K | 0.00 | 0.00 |
AFRICAN GOLD ACQUISITION CORSOLE | SHS CL A | 550.69K | SH | $5.5K 1.44% | 550.69K | 0.00 | 0.00 |
THE ARENA GROUP HOLDINGS INCSOLE | COM | 337.53K | SH | $4.4K 1.17% | 337.53K | 0.00 | 0.00 |
JAZZ PHARMACEUTICALS PLCSOLE | SHS USD | 31.49K | SH | $4.2K 1.11% | 2.69K | 0.00 | 0.00 |
FIRST HORIZON CORPORATIONSOLE | COM | 129.90K | SH | $3.0K 0.78% | 58.30K | 0.00 | 0.00 |
SPIRIT AIRLS INCSOLE | COM | 156.50K | SH | $2.9K 0.78% | 70.50K | 0.00 | 0.00 |
PARABELLUM ACQUISITION CORPSOLE | COM CL A | 294.31K | SH | $2.9K 0.77% | 294.31K | 0.00 | 0.00 |
ANGEL OAK FINL STRATEGIES INSOLE | COM BEN INT | 210.75K | SH | $2.8K 0.74% | 210.75K | 0.00 | 0.00 |
ALLEGHANY CORP MDSOLE | COM | 3.07K | SH | $2.6K 0.68% | 368.00 | 0.00 | 0.00 |
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