EPSTEIN STEVEN B exercised options at CAREVIEW COMMUNICATIONS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 3/31/2023ACC: 0001387131-23-004292
Director
Since Jul 2018
+4M
Net shares
Net buyer
$400.0K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
4M acquired
Non-Derivative Transactions2
Common Stock
Direct
Shares
+1.50M
Price / share
$0.10
Trade value
$150K
% of position
65.8%
3/30/2023
2.28M→3.78M
Common Stock
Indirect
Shares
+2.50M
Price / share
$0.10
Trade value
$250K
% of position
New position
3/30/2023
0.00→2.50M
Total
Net shares
+4M
Net value
$400K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/30/2023 | M · Option Exercise | +1.50M | $0.10 | $150K | 65.8% | 2.28M | 3.78M |
| Common Stock Indirect | 3/30/2023 | M · Option Exercise | +2.50M | $0.10 | $250K | New position | 0.00 | 2.50M |
| Total | +4M | $400K | ||||||
Derivative Transactions2
Replacement Note
Direct
Converts to
Common Stock
1.50M shares
Shares
−N/A
Strike price
0.10
Held after
0.00
Exercisable
—
3/30/2023
Replacement Note
Indirect
Converts to
Common Stock
2.50M shares
Shares
−N/A
Strike price
0.10
Held after
0.00
Exercisable
—
3/30/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Replacement Note Direct | Common Stock1.50M shares | 3/30/2023 | C · Conversion | −N/A | 0.10 | — | 0.00 |
| Replacement Note Indirect | Common Stock2.50M shares | 3/30/2023 | C · Conversion | −N/A | 0.10 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned1.78M
Total
1.78M indirect1.78M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.78M | Indirect |
| Total | 1.78M | 1.78M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported