EPLEY KYLE JOSEPH enters CATERPILLAR INC with 19.16K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Common Stock
IndirectCommon Stock
Direct| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.19K | Indirect |
| Common Stock | 15.97K | Direct |
| Total | 19.16K | 15.97K direct·3.19K indirect |
Employee Stock Options
DirectUnderlying shares
13.47K
Shares owned
N/A
Exercise price
127.60
Expiration
—
Exercise window
—
Employee Stock Options
DirectUnderlying shares
5.28K
Shares owned
N/A
Exercise price
253.98
Expiration
—
Exercise window
—
Employee Stock Options
DirectUnderlying shares
8.44K
Shares owned
N/A
Exercise price
219.76
Expiration
—
Exercise window
—
Employee Stock Options
DirectUnderlying shares
8.71K
Shares owned
N/A
Exercise price
196.70
Expiration
—
Exercise window
—
Employee Stock Options
DirectUnderlying shares
1.56K
Shares owned
N/A
Exercise price
752.18
Expiration
—
Exercise window
—
Employee Stock Options
DirectUnderlying shares
2.16K
Shares owned
N/A
Exercise price
338.65
Expiration
—
Exercise window
—
Phantom Stock Units
DirectUnderlying shares
5.89K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Employee Stock Options
DirectUnderlying shares
2K
Shares owned
N/A
Exercise price
332.04
Expiration
—
Exercise window
—
Underlying
47.50K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Employee Stock Options Direct | Common Stock | 127.60 | — | — | 13.47K | N/A |
| Employee Stock Options Direct | Common Stock | 253.98 | — | — | 5.28K | N/A |
| Employee Stock Options Direct | Common Stock | 219.76 | — | — | 8.44K | N/A |
| Employee Stock Options Direct | Common Stock | 196.70 | — | — | 8.71K | N/A |
| Employee Stock Options Direct | Common Stock | 752.18 | — | — | 1.56K | N/A |
| Employee Stock Options Direct | Common Stock | 338.65 | — | — | 2.16K | N/A |
| Phantom Stock Units Direct | Common Stock | — | — | 5.89K | N/A | |
| Employee Stock Options Direct | Common Stock | 332.04 | — | — | 2K | N/A |
| Total | 47.50K | 0.00 | ||||