ENDRIZZI JAMES (SVP Commercial Banking) reported 2 transactions at WAFD INC
Review the transaction codes below to understand the nature of each event.
Filed: 11/2/2023ACC: 0000936528-23-000181
Officer· SVP Commercial Banking
Since Oct 2019
-15.75K
Net shares
Net seller
$91.9K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
15.75K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−12.03K
Price / share
—
Trade value
—
% of position
10.3%
10/31/2023
117.04K→105.01K
Common Stock
Direct
Shares
−3.73K
Price / share
$24.68
Trade value
$91.93K
% of position
3.5%
10/31/2023
105.01K→101.29K
Total
Net shares
−15.75K
Net value
-$91.93K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/31/2023 | D · Disposition | −12.03K | — | — | 10.3% | 117.04K | 105.01K |
| Common Stock Direct | 10/31/2023 | F · Tax Withholding | −3.73K | $24.68 | $91.93K | 3.5% | 105.01K | 101.29K |
| Total | −15.75K | -$91.93K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)2
Depositary Shares of Series A Preferred Stock
DirectShares owned748.00
Common Stock
IndirectShares owned214.00
Total
748.00 direct·214.00 indirect962.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Depositary Shares of Series A Preferred Stock | 748.00 | Direct |
| Common Stock | 214.00 | Indirect |
| Total | 962.00 | 748.00 direct·214.00 indirect |
Derivative Holdings (Post-Transaction)1
Non-Qualified Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
695.00
Shares owned
695.00
Exercise price
28.16
Expiration
—
Exercise window
—
Total
Underlying
695.00
Owned
695.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) Direct | Common Stock | 28.16 | — | — | 695.00 | 695.00 |
| Total | 695.00 | 695.00 | ||||